Hedge Fund Database

INVESTMENT MANAGEMENT GROUP

STOCKMAN WEALTH MANAGEMENT, INC. Legal Name

Adviser information for INVESTMENT MANAGEMENT GROUP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Montana, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 23
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 23
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,046 $1.3B
Non-Discretionary 257 $3.5B
Total 2,303 $4.8B

Clients

Type Number RAUM
Individuals 927 $243.7M
HNW Individuals 497 $692.0M
Banking or thrift institutions 11 $3.2B
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 21 $210.4M
Charitable organizations 64 $127.5M
State or municipal gov entities 7 $108.8M
Other investment advisers 0 $0
Insurance companies <5 $30.3M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 69 $155.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesASSET/LIABILITY MODELING USING A THIRD PARTY MODEL / PROVIDE INVESTMENT RECCOMENDATIONS VIA AN AUTOMATED INVESTEMNT PROGRAM
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-61567
SEC ERA File Number 801-61567
SEC CIK Numbers 1389400
SEC CRD Numbers 122166
Legal Entity Identifier None

Principal Office

402 N. BROADWAY
BILLINGS
MT
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 406-655-3960, Fax: 406-874-8743

Websites

www.linkedin.com/company/stockman-wealth-management www.stockmanbank.com/wealth-management

Chief Compliance Officer

JESSICA NEUMAN
MANAGING DIRECTOR
321 WEST BROADWAY
MISSOULA
MT
United States
Tel: 406-258-1451
Fax: 406-874-8743
(Full email address available in API data)

Regulatory Contact

RON O'DONNELL
CEO
1405 GRAND AVENUE
BILLINGS
MT
United States
Tel: 406-655-3960
Fax: 406-874-8743
(Full email address available in API data)

Industry Affiliates

STOCKMAN BANK Banking or thrift institution
STOCKMAN INSURANCE Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
O'DONNELL, RONALD, WAYNE Individual – CHAIRMAN & CEO 04/2014 < 5%
BICKLE, ARTHUR, WILLIAM Individual – BOARD MEMBER 10/2002 < 5%
COFFEE, WILLIAM, EDWARD Individual – BOARD MEMBER 10/2002 < 5%
STOCKMAN FINANCIAL CORPORATION Domestic Entity – SHAREHOLDER 10/2002 > 75%
GEORGE, ERIC, MITCHELL Individual – EXECUTIVE DIRECTOR 01/2022 < 5%
COFFEE, CAREN, LORENE Individual – BOARD MEMBER 03/2014 < 5%
ANDERSON, JERRY, LANE Individual – BOARD MEMBER - VICE CHAIR 03/2014 < 5%
NEUMAN, JESSICA, RENEE Individual – MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER 02/2022 < 5%
COFFEE, CAREN, LORENE Individual STOCKMAN FINANCIAL CORPORATION TRUSTEE 12/2011 25-50%
COFFEE, WILLIAM, EDWARD Individual STOCKMAN FINANCIAL CORPORATION TRUSTEE 09/1998 25-50%
JOHNSTONE, JEFFREY, DAVID Individual – BOARD MEMBER - SECRETARY 04/2018 < 5%
Guenthner, Kevin, Jon Individual – BOARD MEMBER 04/2018 < 5%
Morgret, Jeremy, Aaron Individual – BOARD MEMBER 04/2018 < 5%
Ashby, David, William Individual – MANAGING DIRECTOR 02/2019 < 5%
ZOANNI, DAVID, ANTHONY Individual – BOARD MEMBER 04/2020 < 5%
SIGLER, KARYN, LEE Individual – OPERATIONS MANAGER 02/2021 < 5%
FAWCETT, STEVEN, BRETT Individual – BOARD MEMBER 04/2021 < 5%
JOHNS, LARRY, DOUGLAS Individual – PRESIDENT & CIO 01/2022 < 5%
ANGLAND, PATRICK, HERBERT Individual – MANAGING DIRECTOR 03/2022 < 5%

No. Employees, Historic

30150201920202021202220232024202517 on 4/1/201917 on 4/2/201917 on 6/14/201917 on 8/23/201919 on 9/30/201919 on 11/19/201921 on 3/27/202021 on 6/29/202022 on 3/26/202124 on 8/11/202124 on 8/25/202124 on 9/16/202124 on 10/8/202124 on 10/15/202124 on 10/15/202125 on 11/30/202124 on 1/4/202223 on 2/4/202224 on 3/29/202224 on 3/29/202224 on 6/30/202225 on 8/8/202225 on 12/22/202226 on 3/24/202326 on 4/13/202326 on 5/5/202326 on 10/3/202326 on 10/12/202326 on 10/24/202327 on 3/26/2024

RAUM, Historic

6B3B020192020202120222023202420252582418487 on 4/1/20192582418487 on 4/2/20192582418487 on 6/14/20192582418487 on 8/23/20192582418487 on 9/30/20192582418487 on 11/19/20193130967442 on 3/27/20203130967442 on 6/29/20204391732852 on 3/26/20214391732852 on 8/11/20214391732852 on 8/25/20214391732852 on 9/16/20214391732852 on 10/8/20214391732852 on 10/15/20214391732852 on 10/15/20214391732852 on 11/30/20214391732852 on 1/4/20224391732852 on 2/4/20225729989821 on 3/29/20225729989821 on 3/29/20225729989821 on 6/30/20225729989821 on 8/8/20225729989821 on 12/22/20224470755002 on 3/24/20234470755002 on 4/13/20234470755002 on 5/5/20234470755002 on 10/3/20234470755002 on 10/12/20234470755002 on 10/24/20234779207780 on 3/26/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025990 on 4/1/2019990 on 4/2/2019990 on 6/14/2019990 on 8/23/2019990 on 9/30/2019990 on 11/19/20191057 on 3/27/20201057 on 6/29/20201149 on 3/26/20211149 on 8/11/20211149 on 8/25/20211149 on 9/16/20211149 on 10/8/20211149 on 10/15/20211149 on 10/15/20211149 on 11/30/20211149 on 1/4/20221149 on 2/4/20221325 on 3/29/20221325 on 3/29/20221325 on 6/30/20221325 on 8/8/20221325 on 12/22/20221524 on 3/24/20231524 on 4/13/20231524 on 5/5/20231524 on 10/3/20231524 on 10/12/20231524 on 10/24/20231600 on 3/26/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 687K 7K Stockman Wealth Management
ABBVIE INC COM 508K 3K Stockman Wealth Management
ABRDN HEALTHCARE INVESTORS SH BEN INT 414K 24K Stockman Wealth Management
ABRDN WORLD HEALTHCARE FUND BEN INT SHS 559K 43K Stockman Wealth Management
ADVANCED MICRO DEVICES INC COM 424K 3K Stockman Wealth Management
ALPHABET INC CAP STK CL A 12M 65K Stockman Wealth Management
ALPHABET INC CAP STK CL C 1M 8K Stockman Wealth Management
AMAZON COM INC COM 17M 87K Stockman Wealth Management
AMERICAN EXPRESS CO COM 295K 1K Stockman Wealth Management
AMGEN INC COM 222K 711 Stockman Wealth Management
AMPHENOL CORP NEW CL A 795K 12K Stockman Wealth Management
ANTERO MIDSTREAM CORP COM 663K 45K Stockman Wealth Management
APPLE INC COM 21M 101K Stockman Wealth Management
APPLIED MATLS INC COM 285K 1K Stockman Wealth Management
ASML HOLDING N V N Y REGISTRY SHS 15M 14K Stockman Wealth Management
ASTRAZENECA PLC SPONSORED ADR 915K 12K Stockman Wealth Management
BANK AMERICA CORP COM 9M 236K Stockman Wealth Management
BECTON DICKINSON & CO COM 360K 2K Stockman Wealth Management
BERKSHIRE HATHAWAY INC DEL CL B NEW 15M 37K Stockman Wealth Management
BLACKROCK HEALTH SCIENCES TE COM SHS 158K 10K Stockman Wealth Management
BLACKROCK RES & COMMODITIES SHS 138K 15K Stockman Wealth Management
BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 217K 11K Stockman Wealth Management
BOEING CO COM 264K 1K Stockman Wealth Management
BOOKING HOLDINGS INC COM 658K 166 Stockman Wealth Management
BRITISH AMERN TOB PLC SPONSORED ADR 310K 10K Stockman Wealth Management
BROADCOM INC COM 557K 347 Stockman Wealth Management
CATERPILLAR INC COM 12M 36K Stockman Wealth Management
CHEVRON CORP NEW COM 9M 60K Stockman Wealth Management
CISCO SYS INC COM 11M 236K Stockman Wealth Management
COCA COLA CO COM 603K 9K Stockman Wealth Management
COLUMBIA BKG SYS INC COM 318K 16K Stockman Wealth Management
COMPUGEN LTD ORD 27K 16K Stockman Wealth Management
CONOCOPHILLIPS COM 443K 4K Stockman Wealth Management
CONSTELLATION BRANDS INC CL A 219K 850 Stockman Wealth Management
COSTCO WHSL CORP NEW COM 15M 17K Stockman Wealth Management
CRH PLC ORD 9M 124K Stockman Wealth Management
DANAHER CORPORATION COM 485K 2K Stockman Wealth Management
DISNEY WALT CO COM 352K 4K Stockman Wealth Management
DUKE ENERGY CORP NEW COM NEW 597K 6K Stockman Wealth Management
EAGLE BANCORP MONT INC COM 462K 35K Stockman Wealth Management
EATON VANCE ENHANCED EQUITY COM 214K 11K Stockman Wealth Management
EATON VANCE ENHANCED EQUITY COM 218K 10K Stockman Wealth Management
EATON VANCE TAX-MANAGED GLOB COM 293K 35K Stockman Wealth Management
ELI LILLY & CO COM 2M 2K Stockman Wealth Management
ELLINGTON FINANCIAL INC COM 272K 23K Stockman Wealth Management
EMERSON ELEC CO COM 863K 8K Stockman Wealth Management
ENERGY TRANSFER L P COM UT LTD PTN 958K 59K Stockman Wealth Management
ENTERPRISE PRODS PARTNERS L COM 716K 25K Stockman Wealth Management
EXXON MOBIL CORP COM 10M 89K Stockman Wealth Management
FEDEX CORP COM 312K 1K Stockman Wealth Management
FIRST INTST BANCSYSTEM INC COM 3M 96K Stockman Wealth Management
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 575K 33K Stockman Wealth Management
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 812K 17K Stockman Wealth Management
FORD MTR CO DEL COM 400K 32K Stockman Wealth Management
GE AEROSPACE COM NEW 201K 1K Stockman Wealth Management
GENERAL MLS INC COM 210K 3K Stockman Wealth Management
GLACIER BANCORP INC NEW COM 225K 6K Stockman Wealth Management
GLOBAL X FDS S&P 500 COVERED 222K 5K –
GSK PLC SPONSORED ADR 7M 194K Stockman Wealth Management
HEARTLAND FINL USA INC COM 544K 12K Stockman Wealth Management
HF SINCLAIR CORP COM 211K 4K Stockman Wealth Management
HOME DEPOT INC COM 7M 19K Stockman Wealth Management
HONEYWELL INTL INC COM 9M 42K Stockman Wealth Management
ILLINOIS TOOL WKS INC COM 233K 983 Stockman Wealth Management
INTERDIGITAL INC COM 315K 3K Stockman Wealth Management
INTERNATIONAL BUSINESS MACHS COM 12M 72K Stockman Wealth Management
INVESCO QQQ TR UNIT SER 1 464K 969 Stockman Wealth Management
ISHARES TR CORE MSCI INTL 19M 294K Stockman Wealth Management
ISHARES TR CORE S&P MCP ETF 1M 21K Stockman Wealth Management
ISHARES TR CORE S&P SCP ETF 43M 399K Stockman Wealth Management
ISHARES TR CORE S&P500 ETF 5M 8K Stockman Wealth Management
ISHARES TR CORE US AGGBD ET 2M 20K Stockman Wealth Management
ISHARES TR GL CLEAN ENE ETF 235K 18K Stockman Wealth Management
ISHARES TR IBDS DEC28 ETF 501K 20K Stockman Wealth Management
ISHARES TR IBOND DEC 2030 3M 130K Stockman Wealth Management
ISHARES TR IBONDS 24 TRM TS 2M 84K Stockman Wealth Management
ISHARES TR IBONDS 25 TRM TS 2M 101K Stockman Wealth Management
ISHARES TR IBONDS 26 TRM TS 2M 105K Stockman Wealth Management
ISHARES TR IBONDS 27 TRM TS 3M 138K Stockman Wealth Management
ISHARES TR IBONDS 28 TRM TS 3M 119K Stockman Wealth Management
ISHARES TR IBONDS 29 TRM TS 3M 144K Stockman Wealth Management
ISHARES TR IBONDS DEC 241K 9K Stockman Wealth Management
ISHARES TR IBONDS DEC 2031 355K 18K Stockman Wealth Management
ISHARES TR IBONDS DEC2026 623K 26K Stockman Wealth Management
ISHARES TR ISHS 1-5YR INVS 33M 649K Stockman Wealth Management
ISHARES TR MSCI EAFE ETF 1M 13K Stockman Wealth Management
ISHARES TR RUS 1000 GRW ETF 862K 2K Stockman Wealth Management
ISHARES TR RUS 1000 VAL ETF 275K 2K Stockman Wealth Management
ISHARES TR RUSSELL 2000 ETF 534K 3K Stockman Wealth Management
ISHARES TR S&P 500 GRWT ETF 971K 10K Stockman Wealth Management
ISHARES TR S&P 500 VAL ETF 510K 3K Stockman Wealth Management
JOHNSON & JOHNSON COM 1M 7K Stockman Wealth Management
JPMORGAN CHASE & CO. COM 15M 76K Stockman Wealth Management
KIMBELL RTY PARTNERS LP UNIT 507K 31K Stockman Wealth Management
LADDER CAP CORP CL A 228K 20K Stockman Wealth Management
LIBERTY ALL STAR EQUITY FD SH BEN INT 677K 100K Stockman Wealth Management
LOCKHEED MARTIN CORP COM 8M 18K Stockman Wealth Management
LOWES COS INC COM 6M 29K Stockman Wealth Management
MARSH & MCLENNAN COS INC COM 498K 2K Stockman Wealth Management
MCDONALDS CORP COM 582K 2K Stockman Wealth Management
MCKESSON CORP COM 3M 6K Stockman Wealth Management
MEDTRONIC PLC SHS 7M 94K Stockman Wealth Management
MERCK & CO INC COM 14M 110K Stockman Wealth Management
MICROSOFT CORP COM 22M 49K Stockman Wealth Management
NEXTERA ENERGY INC COM 213K 3K Stockman Wealth Management
NORTHWESTERN ENERGY GROUP IN COM NEW 5M 97K Stockman Wealth Management
NUVEEN NEW YORK AMT QLT MUNI COM 453K 41K Stockman Wealth Management
NVIDIA CORPORATION COM 1M 10K Stockman Wealth Management
ONEOK INC NEW COM 873K 11K Stockman Wealth Management
ORACLE CORP COM 866K 6K Stockman Wealth Management
PACKAGING CORP AMER COM 347K 2K Stockman Wealth Management
PAYCHEX INC COM 267K 2K Stockman Wealth Management
PEPSICO INC COM 10M 59K Stockman Wealth Management
PFIZER INC COM 8M 277K Stockman Wealth Management
PHILLIPS 66 COM 427K 3K Stockman Wealth Management
PROCTER AND GAMBLE CO COM 11M 64K Stockman Wealth Management
PROGRESSIVE CORP COM 463K 2K Stockman Wealth Management
QUALCOMM INC COM 1M 6K Stockman Wealth Management
REALTY INCOME CORP COM 201K 4K Stockman Wealth Management
RITHM CAPITAL CORP COM NEW 436K 40K Stockman Wealth Management
RTX CORPORATION COM 205K 2K Stockman Wealth Management
SCHLUMBERGER LTD COM STK 8M 169K Stockman Wealth Management
SCHWAB CHARLES CORP COM 233K 3K Stockman Wealth Management
SCHWAB STRATEGIC TR INTL EQTY ETF 493K 13K Stockman Wealth Management
SCHWAB STRATEGIC TR US AGGREGATE B 1M 25K Stockman Wealth Management
SCHWAB STRATEGIC TR US BRD MKT ETF 705K 11K Stockman Wealth Management
SCHWAB STRATEGIC TR US DIVIDEND EQ 449K 6K Stockman Wealth Management
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 30K Stockman Wealth Management
SCHWAB STRATEGIC TR US MID-CAP ETF 321K 4K Stockman Wealth Management
SCHWAB STRATEGIC TR US SML CAP ETF 442K 9K Stockman Wealth Management
SELECT SECTOR SPDR TR COMMUNICATION 2M 21K Stockman Wealth Management
SELECT SECTOR SPDR TR ENERGY 3M 29K Stockman Wealth Management
SELECT SECTOR SPDR TR FINANCIAL 5M 111K Stockman Wealth Management
SELECT SECTOR SPDR TR INDL 3M 23K Stockman Wealth Management
SELECT SECTOR SPDR TR RL EST SEL SEC 335K 9K Stockman Wealth Management
SELECT SECTOR SPDR TR SBI CONS DISCR 3M 19K Stockman Wealth Management
SELECT SECTOR SPDR TR SBI CONS STPLS 4M 49K Stockman Wealth Management
SELECT SECTOR SPDR TR SBI HEALTHCARE 4M 28K Stockman Wealth Management
SELECT SECTOR SPDR TR SBI INT-UTILS 677K 10K Stockman Wealth Management
SELECT SECTOR SPDR TR SBI MATERIALS 859K 10K Stockman Wealth Management
SELECT SECTOR SPDR TR TECHNOLOGY 7M 31K Stockman Wealth Management
SHERWIN WILLIAMS CO COM 247K 827 Stockman Wealth Management
STARBUCKS CORP COM 8M 105K Stockman Wealth Management
STARWOOD PPTY TR INC COM 384K 20K Stockman Wealth Management
STRYKER CORPORATION COM 452K 1K Stockman Wealth Management
SYSCO CORP COM 6M 90K Stockman Wealth Management
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 544K 3K Stockman Wealth Management
TARGET CORP COM 353K 2K Stockman Wealth Management
TESLA INC COM 320K 2K Stockman Wealth Management
TEXAS INSTRS INC COM 302K 2K Stockman Wealth Management
THERMO FISHER SCIENTIFIC INC COM 238K 430 Stockman Wealth Management
TPG RE FIN TR INC COM 106K 12K Stockman Wealth Management
TRAVELERS COMPANIES INC COM 380K 2K Stockman Wealth Management
UMH PPTYS INC COM 172K 11K Stockman Wealth Management
UNION PAC CORP COM 264K 1K Stockman Wealth Management
US BANCORP DEL COM NEW 10M 248K Stockman Wealth Management
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 1M 51K Stockman Wealth Management
VALERO ENERGY CORP COM 220K 1K Stockman Wealth Management
VANGUARD BD INDEX FDS INTERMED TERM 497K 7K Stockman Wealth Management
VANGUARD BD INDEX FDS SHORT TRM BOND 553K 7K Stockman Wealth Management
VANGUARD INDEX FDS GROWTH ETF 433K 1K Stockman Wealth Management
VANGUARD INDEX FDS MID CAP ETF 598K 2K Stockman Wealth Management
VANGUARD INDEX FDS REAL ESTATE ETF 292K 3K Stockman Wealth Management
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 5K Stockman Wealth Management
VANGUARD INDEX FDS SMALL CP ETF 652K 3K Stockman Wealth Management
VANGUARD INDEX FDS TOTAL STK MKT 2M 7K Stockman Wealth Management
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 12M 284K Stockman Wealth Management
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 23K Stockman Wealth Management
VANGUARD SPECIALIZED FUNDS DIV APP ETF 305K 2K Stockman Wealth Management
VANGUARD STAR FDS VG TL INTL STK F 399K 7K Stockman Wealth Management
VERIZON COMMUNICATIONS INC COM 6M 144K Stockman Wealth Management
VISA INC COM CL A 789K 3K Stockman Wealth Management
WASTE MGMT INC DEL COM 542K 3K Stockman Wealth Management
WELLS FARGO CO NEW COM 258K 4K Stockman Wealth Management
WILLIAMS COS INC COM 426K 10K Stockman Wealth Management
ZOETIS INC CL A 293K 2K Stockman Wealth Management