Hedge Fund Database

COOPER/HAIMS ADVISORS, LLC

Adviser information for COOPER/HAIMS ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 487 $852.6M
Non-Discretionary 0 $0
Total 487 $852.6M

Clients

Type Number RAUM
Individuals 211 $53.5M
HNW Individuals 268 $762.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $11.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $24.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-61599
SEC ERA File Number 801-61599
SEC CIK Numbers 1654033
SEC CRD Numbers 124122
Legal Entity Identifier None

Principal Office

50 SQUARE DRIVE
SUITE 210
VICTOR
NY
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 585-248-6400, Fax: 585-248-6410

Websites

www.linkedin.com/company/cooper-haims-advisors-llc www.esl.org/wealth/cooper-haims www.cooperhaims.com

Chief Compliance Officer

JOELLE DONAHOE
225 CHESTNUT STREET
ROCHESTER
NY
United States
Tel: 585-336-1318
(Full email address available in API data)

Regulatory Contact

RICHARD BENTLEY, CPA, CFP
DIVISION MANAGER
50 SQUARE DRIVE
SUITE 210
VICTOR
NY
United States
Tel: (585) 248-6400
Fax: (585) 248-6410
(Full email address available in API data)

Industry Affiliates

ESL FEDERAL CREDIT UNION Banking or thrift institution
ESL INVESTMENT SERVICES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
ESL TRUST SERVICES LLC Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BENTLEY, RICHARD, THOMAS Individual – DIVISION MANAGER 10/2019 < 5%
ESL INVESTMENT SERVICES, LLC Domestic Entity – SOLE MEMBER 10/2019 > 75%
ESL FEDERAL CREDIT UNION Domestic Entity ESL INVESTMENT SERVICES, LLC OWNER 04/2001 > 75%
DONAHOE, JOELLE, LAUREN Individual – CHIEF COMPLIANCE OFFICER 03/2021 < 5%

No. Employees, Historic

20100201920202021202220232024202512 on 7/2/201912 on 10/30/201912 on 12/20/201912 on 3/24/202012 on 3/31/202012 on 6/19/202012 on 2/12/202114 on 3/25/202114 on 5/24/202114 on 3/25/202214 on 10/4/202213 on 3/29/202314 on 3/25/2024

RAUM, Historic

2B1B02019202020212022202320242025486166659 on 7/2/2019551201541 on 10/30/2019551201541 on 12/20/2019582684236 on 3/24/2020582684236 on 3/31/2020582684236 on 6/19/2020582684236 on 2/12/2021678142319 on 3/25/2021678142319 on 5/24/20211001465477 on 3/25/20221001465477 on 10/4/2022880841883 on 3/29/2023852596326 on 3/25/2024

No. Clients, Historic

50025002019202020212022202320242025445 on 7/2/2019464 on 10/30/2019464 on 12/20/2019437 on 3/24/2020437 on 3/31/2020437 on 6/19/2020437 on 2/12/2021456 on 3/25/2021456 on 5/24/2021478 on 3/25/2022478 on 10/4/2022483 on 3/29/2023479 on 3/25/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR MSCI EMG MKT ETF 515K 12K –
ELI LILLY & CO COM 407K 450 –
ISHARES TR RUS 1000 GRW ETF 250K 687 –
ISHARES TR IBONDS DEC 2032 256K 10K –
STARBUCKS CORP COM 283K 4K –
EXXON MOBIL CORP COM 297K 3K –
PITNEY BOWES INC COM 173K 34K –
ALPHABET INC CAP STK CL C 847K 5K –
MICROSOFT CORP COM 5M 11K –
ISHARES TR GLOBAL REIT ETF 11M 462K –
ISHARES TR IBONDS DEC 26 253K 10K –
ISHARES TR CORE S&P500 ETF 13M 24K –
SCHWAB STRATEGIC TR US MID-CAP ETF 638K 8K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 8M 160K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 635K 2K –
HONEYWELL INTL INC COM 247K 1K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 242K 3K –
VANGUARD MUN BD FDS TAX EXEMPT BD 6M 120K –
ISHARES TR IBONDS 27 ETF 255K 11K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 32M 1M –
CONSTELLATION BRANDS INC CL A 541K 2K –
SOFI TECHNOLOGIES INC COM 81K 12K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 18M 273K –
CHEVRON CORP NEW COM 988K 6K –
STRYKER CORPORATION COM 343K 1K –
MERCK & CO INC COM 346K 3K –
AMAZON COM INC COM 3M 15K –
AMERICAN CENTY ETF TR INTL EQT ETF 404K 6K –
TESLA INC COM 285K 1K –
INVESCO QQQ TR UNIT SER 1 609K 1K –
IHS HOLDING LIMITED ORD SHS 403K 126K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 541K 10K –
SERVICENOW INC COM 289K 367 –
COSTCO WHSL CORP NEW COM 293K 345 –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 9M 201K –
GANNETT CO INC COM 119K 26K –
UNITEDHEALTH GROUP INC COM 444K 872 –
NVIDIA CORPORATION COM 6M 48K –
COCA COLA CO COM 433K 7K –
PAYCHEX INC COM 9M 74K –
SCHWAB STRATEGIC TR US AGGREGATE B 2M 51K –
VISA INC COM CL A 390K 1K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 6K –
ORACLE CORP COM 274K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 272K 3K –
DISNEY WALT CO COM 279K 3K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 27K –
VISTRA CORP COM 258K 3K –
ABBVIE INC COM 508K 3K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 32K –
CORNING INC COM 280K 7K –
BANK AMERICA CORP COM 364K 9K –
PEPSICO INC COM 560K 3K –
INNOVATIVE INDL PPTYS INC COM 236K 2K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 2M 95K –
JOHNSON & JOHNSON COM 411K 3K –
JPMORGAN CHASE & CO. COM 655K 3K –
ISHARES TR IBDS DEC28 ETF 204K 8K –
AIR PRODS & CHEMS INC COM 201K 779 –
SCHWAB STRATEGIC TR US LCAP GR ETF 2M 19K –
PROCTER AND GAMBLE CO COM 505K 3K –
EASTMAN CHEM CO COM 278K 3K –
THERMO FISHER SCIENTIFIC INC COM 218K 394 –
SCHWAB STRATEGIC TR US LRG CAP ETF 10M 153K –
ISHARES TR RUSSELL 2000 ETF 776K 4K –
META PLATFORMS INC CL A 738K 1K –
ISHARES TR IBONDS DEC2026 303K 13K –
ABBOTT LABS COM 377K 4K –
ALPHABET INC CAP STK CL A 963K 5K –
GRAHAM CORP COM 264K 9K –
AMERICAN CENTY ETF TR US EQT ETF 1M 12K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 267K 800 –
ISHARES TR DOW JONES US ETF 295K 2K –
QUALCOMM INC COM 266K 1K –
SPDR S&P 500 ETF TR TR UNIT 2M 5K –
BROADSTONE NET LEASE INC COM 1M 86K –
UNION PAC CORP COM 209K 923 –
B & G FOODS INC NEW COM 526K 65K –
ISHARES TR MSCI EAFE ETF 205K 3K –
APPLE INC COM 7M 32K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
CATERPILLAR INC COM 568K 2K –
INTERNATIONAL BUSINESS MACHS COM 540K 3K –