Hedge Fund Database

MONTEREY PRIVATE WEALTH, INC.

Adviser information for MONTEREY PRIVATE WEALTH, INC. last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,839 $904.9M
Non-Discretionary 90 $61.0M
Total 1,929 $965.9M

Clients

Type Number RAUM
Individuals 387 $199.0M
HNW Individuals 204 $616.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 20 $94.3M
Charitable organizations 8 $56.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 13
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING
Compensation % of AUMHourly chargesFixed feesPERCENTAGE RETIREMENT PLAN ASSETS UNDER ADVISEMENT

Identifiers

SEC RIA File Number 801-61605
SEC ERA File Number 801-61605
SEC CIK Numbers 1839826
SEC CRD Numbers 114572
Legal Entity Identifier None

Principal Office

2340 GARDEN ROAD
SUITE 202
MONTEREY
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: (831) 372-3426, Fax: (831) 372-2964

Websites

www.twitter.com/montereypw www.montereyprivatewealth.com www.facebook.com/montereyprivatewealth/ www.montereypw.com www.linkedin.com/company/monterey-private-wealth-inc-/ www.smartnestegg.com

Chief Compliance Officer

STEVEN C. MERRELL
CHIEF COMPLIANCE OFFICER
2340 GARDEN ROAD
SUITE 202
MONTEREY
CA
United States
Tel: 831-372-3426
Fax: 831-372-2964
(Full email address available in API data)

Regulatory Contact

ANNE HEPFL
OPERATIONS MANAGER
2340 GARDEN ROAD
SUITE 202
MONTEREY
CA
United States
Tel: 831-372-3426
Fax: 831-372-2964
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MERRELL, STEVEN, CHARLES Individual – CHIEF COMPLIANCE OFFICER/PARTNER 01/2021 < 5%
ALT, GARY, EUGENE DOUGLAS Individual – PARTNER 01/2021 25-50%
STEVEN AND JEANNE MERRELL FAMILY TRUST UTD MARCH 18, 2005 Domestic Entity – SHAREHOLDER 06/2001 25-50%
CABANILLAS, CRISTOFER, ANDRES Individual – PRESIDENT 03/2013 < 5%
MERRELL, STEVEN, CHARLES Individual STEVEN AND JEANNE MERRELL FAMILY TRUST UTD MARCH 18, 2005 TRUSTEE 03/2005
FAB CAB TRUST DATED FEBRUARY 19, 2016 Domestic Entity – SHAREHOLDER 02/2016 25-50%
CABANILLAS, CRISTOFER, ANDRES Individual FAB CAB TRUST DATED FEBRUARY 19, 2016 TRUSTEE 02/2016
Cabanillas, Shelley, Marie Individual FAB CAB TRUST DATED FEBRUARY 19, 2016 TRUSTEE 02/2016
MERRELL, JEANNE, MARIE Individual STEVEN AND JEANNE MERRELL FAMILY TRUST UTD MARCH 18, 2005 TRUSTEE 03/2005

No. Employees, Historic

20100201920202021202220232024202513 on 11/8/201913 on 11/15/201913 on 11/19/201913 on 2/28/202013 on 3/10/202013 on 6/26/202013 on 8/31/202013 on 10/1/202013 on 11/3/202012 on 2/1/202112 on 2/3/202112 on 8/6/202112 on 3/16/202212 on 3/17/202212 on 3/22/202312 on 3/28/202312 on 8/15/202312 on 10/12/202313 on 2/29/202413 on 3/1/2024

RAUM, Historic

1B500M02019202020212022202320242025516012578 on 11/8/2019516012578 on 11/15/2019516012578 on 11/19/2019516012578 on 2/28/2020621546185 on 3/10/2020621546185 on 6/26/2020621546185 on 8/31/2020621546185 on 10/1/2020621546185 on 11/3/2020699796633 on 2/1/2021699796633 on 2/3/2021699796633 on 8/6/2021858305772 on 3/16/2022858305772 on 3/17/2022841853950 on 3/22/2023841853950 on 3/28/2023911278403 on 8/15/2023911278403 on 10/12/2023965909236 on 2/29/2024965909236 on 3/1/2024

No. Clients, Historic

80040002019202020212022202320242025500 on 11/8/2019500 on 11/15/2019500 on 11/19/2019500 on 2/28/2020511 on 3/10/2020511 on 6/26/2020511 on 8/31/2020511 on 10/1/2020511 on 11/3/2020533 on 2/1/2021533 on 2/3/2021533 on 8/6/2021581 on 3/16/2022581 on 3/17/2022604 on 3/22/2023604 on 3/28/2023792 on 8/15/2023792 on 10/12/2023619 on 2/29/2024619 on 3/1/2024

Holdings

From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 347K 3K –
ABBVIE INC COM 408K 2K –
ADOBE INC COM 232K 417 –
ALPHABET INC CAP STK CL C 2M 11K –
ALPHABET INC CAP STK CL A 3M 18K –
AMAZON COM INC COM 2M 12K –
AMERICAN EXPRESS CO COM 243K 1K –
APPLE INC COM 16M 78K –
APPLIED MATLS INC COM 453K 2K –
BANK AMERICA CORP COM 1M 33K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 19M 46K –
BLOCK INC CL A 268K 4K –
BROADCOM INC COM 368K 229 –
CARRIER GLOBAL CORPORATION COM 572K 9K –
CATERPILLAR INC COM 311K 934 –
CHEVRON CORP NEW COM 732K 5K –
CISCO SYS INC COM 356K 7K –
COCA COLA CO COM 213K 3K –
COHEN & STEERS INFRASTRUCTUR COM 437K 19K –
COLGATE PALMOLIVE CO COM 290K 3K –
COMCAST CORP NEW CL A 399K 10K –
CONOCOPHILLIPS COM 497K 4K –
COSTCO WHSL CORP NEW COM 3M 4K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 869K 27K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 614K 16K –
DIREXION SHS ETF TR NAS100 EQL WGT 339K 4K –
DISNEY WALT CO COM 934K 9K –
ECOLAB INC COM 346K 1K –
ELEVANCE HEALTH INC COM 202K 373 –
ELI LILLY & CO COM 1M 1K –
EQT CORP COM 209K 6K –
EXXON MOBIL CORP COM 2M 21K –
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 773K 12K –
FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 214K 3K –
FISERV INC COM 275K 2K –
GENERAL ELECTRIC CO COM NEW 344K 2K –
HERSHEY CO COM 326K 2K –
HOME DEPOT INC COM 604K 2K –
INSTRUCTURE HLDGS INC COM 259K 11K –
INTERNATIONAL BUSINESS MACHS COM 212K 1K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 1M 18K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 5M 87K –
INVESCO QQQ TR UNIT SER 1 6M 13K –
ISHARES INC CORE MSCI EMKT 3M 58K –
ISHARES INC MSCI EMRG CHN 7M 117K –
ISHARES TR SELECT DIVID ETF 475K 4K –
ISHARES TR MSCI EAFE ETF 9M 118K –
ISHARES TR CORE S&P MCP ETF 298K 5K –
ISHARES TR RUS 1000 GRW ETF 690K 2K –
ISHARES TR RUSSELL 2000 ETF 733K 4K –
ISHARES TR CORE S&P SCP ETF 344K 3K –
ISHARES TR CORE HIGH DV ETF 319K 3K –
ISHARES TR MSCI EAFE MIN VL 2M 27K –
ISHARES TR MSCI USA MIN VOL 4M 53K –
ISHARES TR MSCI LW CRB TG 451K 2K –
ISHARES TR CORE DIV GRWTH 9M 156K –
ISHARES TR ESG EAFE ETF 349K 5K –
ISHARES TR ESG MSCI USA ETF 316K 7K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 30K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 965K 17K –
JOBY AVIATION INC COMMON STOCK 54K 11K –
JOHNSON & JOHNSON COM 489K 3K –
JPMORGAN CHASE & CO COM 2M 8K –
LAM RESEARCH CORP COM 284K 267 –
LOWES COS INC COM 254K 1K –
MACERICH CO COM 439K 28K –
MCDONALDS CORP COM 348K 1K –
MERCK & CO INC COM 870K 7K –
META PLATFORMS INC CL A 808K 2K –
MICROSOFT CORP COM 6M 14K –
MONDELEZ INTL INC CL A 268K 4K –
MORGAN STANLEY COM NEW 215K 2K –
NETFLIX INC COM 2M 3K –
NORFOLK SOUTHN CORP COM 206K 957 –
NOVO-NORDISK A S ADR 424K 3K –
NVIDIA CORPORATION COM 2M 18K –
OTIS WORLDWIDE CORP COM 476K 5K –
PEPSICO INC COM 1M 7K –
PROCTER AND GAMBLE CO COM 521K 3K –
PROGRESSIVE CORP COM 258K 1K –
QUALCOMM INC COM 301K 2K –
QUANTA SVCS INC COM 236K 930 –
ROSS STORES INC COM 209K 1K –
RTX CORPORATION COM 631K 6K –
S&P GLOBAL INC COM 966K 2K –
SCHWAB STRATEGIC TR US BRD MKT ETF 347K 6K –
SELECT SECTOR SPDR TR ENERGY 265K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 238K 1K –
SPDR DOW JONES INDL AVERAGE UT SER 1 332K 849 –
SPDR S&P 500 ETF TR TR UNIT 1M 3K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 347K 649 –
SPDR SER TR S&P DIVID ETF 221K 2K –
STARBUCKS CORP COM 274K 4K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 331K 2K –
TESLA INC COM 3M 13K –
TEXAS INSTRS INC COM 227K 1K –
TJX COS INC NEW COM 241K 2K –
UNION PAC CORP COM 300K 1K –
UNITEDHEALTH GROUP INC COM 534K 1K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 651K 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 7M 13K –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 25K –
VANGUARD INDEX FDS MID CAP ETF 724K 3K –
VANGUARD INDEX FDS VALUE ETF 841K 5K –
VANGUARD INDEX FDS SMALL CP ETF 10M 46K –
VANGUARD INDEX FDS TOTAL STK MKT 43M 162K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 3M 29K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 8M 136K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 9K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 27M 541K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 333K 3K –
VANGUARD WORLD FD ESG INTL STK ETF 2M 29K –
VANGUARD WORLD FD ESG US STK ETF 4M 44K –
VISA INC COM CL A 1M 5K –
WALMART INC COM 289K 4K –
WELLS FARGO CO NEW COM 236K 4K –
WISDOMTREE TR US QTLY DIV GRT 9M 121K –
WP CAREY INC COM 218K 4K –