ANCHOR CAPITAL
ANCHOR CAPITAL MANAGEMENT GROUP, INC. Legal Name
Adviser information for ANCHOR CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 34 | $389.7M |
| Non-Discretionary | 0 | $0 |
| Total | 34 | $389.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 24 | $5.9M |
| HNW Individuals | 5 | $7.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $376.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $215,225 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFLAT FEE |
Identifiers
| SEC RIA File Number | 801-61643 |
|---|---|
| SEC ERA File Number | 801-61643 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123543 |
| Legal Entity Identifier | None |
Principal Office
15 ENTERPRISESUITE 450
ALISO VIEJO
CA
United States
Monday - Friday, 9:00 AM TO 4:30 PM
Tel: (800)-290-8633, Fax: (949)-382-1497
Chief Compliance Officer
LAWRENCE V. STAWIARSKI
GENERAL COUNSEL/CCO
15 ENTERPRISE, SUITE 450
SUITE 450
ALISO VIEJO
CA
United States
Tel:
(800) 290-8633
Fax:
(949) 382-1497
L**********@*****************M
(Full email address available in API data)
Regulatory Contact
GARRETT WATERS
CEO/PRESIDENT
15 ENTERPRISE
SUITE 450
ALISO VIEJO
CA
United States
Tel:
(800) 290-8633
Fax:
(949)382-1497
G******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WATERS, GARRETT, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER & PRESIDENT | 03/2012 | > 75% |
| STAWIARSKI, LAWRENCE, VAL | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2015 | < 5% |