Hedge Fund Database

NWK GROUP

NWK GROUP, INC. Legal Name

Adviser information for NWK GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 447 $707.7M
Non-Discretionary 0 $0
Total 447 $707.7M

Clients

Type Number RAUM
Individuals 87 $31.9M
HNW Individuals 102 $287.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 48 $2.3M
Charitable organizations <5 $386.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 47
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-61649
SEC ERA File Number 801-61649
SEC CIK Numbers 1803054
SEC CRD Numbers 124186
Legal Entity Identifier None

Principal Office

50 CALIFORNIA STREET
SUITE 1500
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00AM-4:00PM
Tel: 415-248-2700, Fax: 415-362-0693

Websites

www.facebook.com/nwkgroupsf/ www.linkedin.com/company/nwk-group/ nwkgroup.com twitter.com/nwkgroup

Chief Compliance Officer

NADIM JOSEPH NAHAS
PRINCIPAL
50 CALIFORNIA STREET
SUITE 1500
SAN FRANCISCO
CA
United States
Tel: 415-248-2703
Fax: 415-362-0693
(Full email address available in API data)

Regulatory Contact

MARTE ROBERT WERNER
PRINCIPAL
50 CALIFORNIA STREET
SUITE 1500
SAN FRANCISCO
CA
United States
Tel: 415-248-2701
Fax: 415-362-0693
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WERNER, MARTE, ROBERT Individual – PRINCIPAL 07/2002 50-75%
NAHAS, NADIM, JOSEPH Individual – PRINCIPAL/CHIEF COMPLIANCE OFFICER 07/2002 50-75%

No. Employees, Historic

105020192020202120222023202420256 on 9/25/20196 on 9/25/20195 on 3/26/20205 on 6/25/20205 on 6/30/20205 on 9/4/20207 on 3/25/20217 on 3/24/20226 on 3/30/20236 on 10/18/20237 on 3/28/2024

RAUM, Historic

800M400M02019202020212022202320242025264343963 on 9/25/2019264343963 on 9/25/2019276494073 on 3/26/2020276494073 on 6/25/2020276494073 on 6/30/2020276494073 on 9/4/2020489287671 on 3/25/2021512901108 on 3/24/2022662868060 on 3/30/2023662868060 on 10/18/2023707671747 on 3/28/2024

No. Clients, Historic

30015002019202020212022202320242025115 on 9/25/2019115 on 9/25/2019242 on 3/26/2020242 on 6/25/2020242 on 6/30/2020242 on 9/4/2020160 on 3/25/2021227 on 3/24/2022178 on 3/30/2023178 on 10/18/2023239 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 11M 66K –
ALPHABET INC CAP STK CL C 360K 2K –
ALPHABET INC CAP STK CL A 9M 49K –
AMAZON COM INC COM 13M 69K –
AMERICAN EXPRESS CO COM 5M 21K –
APOLLO GLOBAL MGMT INC COM 1M 12K –
APPLE INC COM 13M 61K –
ARISTA NETWORKS INC COM 5M 15K –
BOSTON SCIENTIFIC CORP COM 6M 75K –
BROADCOM INC COM 13M 8K –
CHEVRON CORP NEW COM 404K 3K –
CHIPOTLE MEXICAN GRILL INC COM 10M 153K –
COSTCO WHSL CORP NEW COM 13M 16K –
CROWDSTRIKE HLDGS INC CL A 4M 10K –
ELI LILLY & CO COM 14M 16K –
EQUINIX INC COM 1M 2K –
FAIR ISAAC CORP COM 4M 3K –
FERRARI N V COM 4M 10K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 34K 900 –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 323K 9K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
ISHARES TR CORE S&P500 ETF 375K 685 –
ISHARES TR CORE US AGGBD ET 508K 5K –
ISHARES TR IBOXX INV CP ETF 59K 554 –
ISHARES TR 20 YR TR BD ETF 59K 639 –
ISHARES TR 7-10 YR TRSY BD 61K 648 –
ISHARES TR MSCI EAFE ETF 129K 2K –
ISHARES TR RUS MID CAP ETF 10K 128 –
ISHARES TR CORE S&P MCP ETF 691K 12K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR RUS 1000 ETF 190K 640 –
ISHARES TR RUSSELL 2000 ETF 617K 3K –
ISHARES TR RUSSELL 3000 ETF 90K 293 –
LAM RESEARCH CORP COM 7M 7K –
LENNAR CORP CL A 1M 9K –
MERCK & CO INC COM 322K 3K –
MICROSOFT CORP COM 8M 19K –
NETFLIX INC COM 8M 12K –
NOVO-NORDISK A S ADR 8M 57K –
NVIDIA CORPORATION COM 17M 137K –
SCHWAB CHARLES CORP COM 5M 75K –
SCHWAB STRATEGIC TR US BRD MKT ETF 32K 514 –
SCHWAB STRATEGIC TR US LRG CAP ETF 151K 2K –
SCHWAB STRATEGIC TR US LCAP GR ETF 504K 5K –
SCHWAB STRATEGIC TR US LCAP VA ETF 35K 472 –
SCHWAB STRATEGIC TR US MID-CAP ETF 134K 2K –
SCHWAB STRATEGIC TR US SML CAP ETF 9K 196 –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 345 13 –
SCHWAB STRATEGIC TR INTL EQTY ETF 77 2 –
SCHWAB STRATEGIC TR US TIPS ETF 973 19 –
SERVICENOW INC COM 8M 10K –
SPDR S&P 500 ETF TR TR UNIT 5M 8K –
TESLA INC COM 10M 51K –
TRANE TECHNOLOGIES PLC SHS 2M 5K –
TRANSDIGM GROUP INC COM 4M 3K –
VERISK ANALYTICS INC COM 584K 2K –
VERTEX PHARMACEUTICALS INC COM 5M 11K –
VISA INC COM CL A 9M 36K –
WELLS FARGO CO NEW COM 5M 81K –