BROADSHORE CAPITAL PARTNERS, LLC
Adviser information for BROADSHORE CAPITAL PARTNERS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 14 | $1.2B |
| Total | 14 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $586.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 12 | $652.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesREAL ESTATE INVESTMENT MANAGEMENT AND SUPERVISORY SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesACQUISITION & DISPOSITION FEES: ALL FEES SEPARATELY NEGOTIATED. |
Identifiers
| SEC RIA File Number | 801-61687 |
|---|---|
| SEC ERA File Number | 801-61687 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119200 |
| Legal Entity Identifier | None |
Principal Office
11755 WILSHIRE BLVD.SUITE 1350
LOS ANGELES
CA
United States
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 800-261-4481, Fax: 310-231-7507
Chief Compliance Officer
ELENA BRANZBURG
GENERAL COUNSEL
11755 WILSHIRE BLVD.
SUITE 1350
LOS ANGELES
CA
United States
Tel:
310-571-4315
E**************@*******M
(Full email address available in API data)
Regulatory Contact
MICHAEL JOSEPH BESSEL
10 HUDSON YARDS
NEW YORK
NY
United States
Tel:
212-919-2517
M*************@*******M
(Full email address available in API data)
Industry Affiliates
| PARK AVENUE INSTITUTIONAL ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PARK AVENUE INVESTMENT ADVISORY, LLC | Other investment adviser, including financial planners |
| PARK AVENUE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | Insurance company or agency |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOWE, BRADFORD, WILSON | Individual | – | CEO, DIRECTOR, MEMBER AND INVESTMENT COMMITTEE CHAIR | 08/2010 | 5-10% |
| O'NEILL, KERRI, ANNE | Individual | – | MEMBER & CHIEF PERFORMANCE OFFICER | 01/2002 | < 5% |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | Domestic Entity | GUARDIAN INVESTOR SERVICES, LLC | MEMBER | 12/2001 | > 75% |
| O'ROURKE, ROBERT, TREANOR | Individual | – | DIRECTOR | 08/2010 | < 5% |
| GUARDIAN BROADSHORE, LLC | Domestic Entity | – | MEMBER | 02/2019 | > 75% |
| MUNN, RUSSELL, DEAN | Individual | – | MEMBER & CHIEF OPERATING OFFICER | 02/2019 | < 5% |
| LOCASCIO, ROBERT, NMN | Individual | – | DIRECTOR | 03/2019 | < 5% |
| MASON, MATTHEW, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 06/2019 | < 5% |
| BRANZBURG, ELENA | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| HANOVER SQUARE LCP LLC | Domestic Entity | GUARDIAN BROADSHORE, LLC | MEMBER | 05/2016 | > 75% |
| HANOVER SQUARE REAL ESTATE MANAGEMENT LLC | Domestic Entity | HANOVER SQUARE LCP LLC | MEMBER | 10/2015 | > 75% |
| GUARDIAN INVESTOR SERVICES, LLC | Domestic Entity | HANOVER SQUARE REAL ESTATE MANAGEMENT LLC | MEMBER | 08/2015 | > 75% |
| LIOLIS, NICHOLAS | Individual | – | DIRECTOR | 03/2023 | < 5% |