PRIMA CAPITAL ADVISORS
PRIMA CAPITAL ADVISORS LLC Legal Name
Adviser information for PRIMA CAPITAL ADVISORS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 27 | $8.5B |
| Non-Discretionary | 1 | $1.0B |
| Total | 28 | $9.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $754.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.4B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 10 | $918.0M |
| Sovereign wealth funds and foreign official institutions | <5 | $5.3B |
| Corporations or other businesses | 0 | $0 |
| Other | 12 | $1.2B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 21 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesMORTGAGE LOAN ORIGINATION FEES |
Identifiers
| SEC RIA File Number | 801-61688 |
|---|---|
| SEC ERA File Number | 801-61688 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124719 |
| Legal Entity Identifier | 2549004W4HOGLS179S28 |
Principal Office
2 OVERHILL ROADSUITE 215
SCARSDALE
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 914-725-9380, Fax: 914-725-9385
Websites
Chief Compliance Officer
DOROTHY HEYL
GENERAL COUNSEL
2 OVERHILL ROAD
SUITE 215
SCARSDALE
NY
United States
Tel:
914-725-9382
Fax:
914-725-9385
D****@****************M
(Full email address available in API data)
Regulatory Contact
GREGORY ALAN WHITE
MANAGING DIRECTOR
2 OVERHILL ROAD
SUITE 215
SCARSDALE
NY
United States
Tel:
914-725-9380
Fax:
914-725-9385
G*****@****************M
(Full email address available in API data)
Industry Affiliates
| PRIMA EUROPE | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PMIT MASTER FUND, LLC | REAL ESTATE DEBT INSTRUMENTS | $708.5M | $0.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, GREGORY, ALAN | Individual | – | CHIEF EXECUTIVE OFFICER/DIRECTOR | 12/2002 | < 5% |
| PATEL, NILESH | Individual | – | CHIEF INVESTMENT OFFICER/PRESIDENT | 10/2012 | < 5% |
| TCHERKASSOVA, JULIA | Individual | – | CHIEF FINANCIAL OFFICER | 02/2014 | < 5% |
| HEYL, DOROTHY | Individual | – | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | 05/2017 | < 5% |
| PRIMA CAPITAL ADVISORS HOLDINGS LLC | Domestic Entity | – | HOLDING COMPANY | 12/2020 | > 75% |
| MANIN, MARY, CATHERINE | Individual | – | DIRECTOR | 11/2020 | < 5% |
| TRIDENT PRIMA, INC. | Domestic Entity | PRIMA CAPITAL ADVISORS HOLDINGS LLC | MEMBER | 12/2020 | > 75% |
| TRIDENT VIII, LP | Foreign Entity | TRIDENT PRIMA, INC. | SHAREHOLDER | 12/2020 | 25-50% |
| TRIDENT VIII PARALLEL FUND, LP | Foreign Entity | TRIDENT PRIMA, INC. | SHAREHOLDER | 12/2020 | 25-50% |
| TRIDENT CAPITAL VIII, LP | Foreign Entity | TRIDENT VIII, LP | SHAREHOLDER | 12/2020 |