ANDERSEN
ANDERSEN TAX LLC Legal Name
Adviser information for ANDERSEN last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1861 |
|---|---|
| Investment Advisory/Research | 46 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 446 | $5.0B |
| Total | 446 | $5.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 83 | $31.7M |
| HNW Individuals | 399 | $2.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $9.1M |
| Charitable organizations | 12 | $69.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $365.2M |
| Other | 30 | $1.5B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 29 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-61693 |
|---|---|
| SEC ERA File Number | 801-61693 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124205 |
| Legal Entity Identifier | None |
Principal Office
1861 INTERNATIONAL DRIVESUITE 501
MCLEAN
VA
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 571-382-0020, Fax: 703-442-0181
Chief Compliance Officer
MORGAN CHONG
CHIEF COMPLIANCE OFFICER
ONE NORTH CLEMATIS STREET
SUITE 110
WEST PALM BEACH
FL
United States
Tel:
(571) 382-0023
Fax:
(571) 297-3820
M*************@***********M
(Full email address available in API data)
Industry Affiliates
| DAVID BOLLIS | Accountant or accounting firm |
| JEANNA PARKER | Accountant or accounting firm |
| N/A | Accountant or accounting firm |
| N/A | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VORSATZ, MARK, LAWRENCE | Individual | – | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR | 07/2002 | < 5% |
| CHONG, MORGAN, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2007 | < 5% |
| ANDERSEN TAX HOLDINGS LLC | Domestic Entity | – | HOLDING COMPANY | 12/2007 | > 75% |
| MD MANAGEMENT LLC | Domestic Entity | ANDERSEN TAX HOLDINGS LLC | MANAGING MEMBER | 12/2007 | |
| MD INVESTMENT LLC | Domestic Entity | ANDERSEN TAX HOLDINGS LLC | HOLDING COMPANY/MEMBER | 12/2007 | > 75% |
| DEPAOLI, DANIEL, GERALD | Individual | – | COUNTRY MANAGING DIRECTOR | 12/2007 | < 5% |
| KARCZEWSKI, JOSEPH | Individual | – | MANAGING DIRECTOR/BOARD MEMBER | 12/2007 | < 5% |
| LUCKENBACH, SID | Individual | – | MANAGING DIRECTOR/BOARD MEMBER | 01/2013 | < 5% |
| Coscia, Peter | Individual | – | MANAGING DIRECTOR/BOARD MEMBER | 01/2018 | < 5% |
| CASSIDY, FRANK | Individual | – | MANAGING DIRECTOR/BOARD MEMBER | 01/2018 | < 5% |
| DUFFY, MARY | Individual | – | MANAGING DIRECTOR/BOARD MEMBER | 01/2018 | < 5% |
| Malo, Jeff | Individual | – | MANAGING DIRECTOR, BOARD MEMBER | 01/2021 | < 5% |
| Crocco, Peter | Individual | – | MANAGING DIRECTOR/BOARD MEMBER | 01/2022 | < 5% |
| ULLSPERGER, BRIAN, STEVEN | Individual | – | MANAGING DIRECTOR - MCLEAN ICS | 03/2010 | < 5% |
| LEVY, ADAM, SCOTT | Individual | – | MANAGING DIRECTOR - NEW YORK ICS | 01/2015 | < 5% |
| KYRIACOU, ANDREW | Individual | – | MANAGING DIRECTOR - BOSTON ICS | 07/2005 | < 5% |
| JUFFER, MATTHEW, ALLAN | Individual | – | MANAGING DIRECTOR - DES MOINES ICS | 02/2023 | < 5% |
| Steinberger, Adam | Individual | – | MANAGING DIRECTOR/BOARD MEMBER | 01/2024 | < 5% |
| THIEL, CHAD | Individual | – | MANAGING DIRECTOR/BOARD MEMBER | 01/2024 | < 5% |
| GURWITZ, ART | Individual | – | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | 01/2023 | < 5% |