LEUCADIA ASSET MANAGEMENT LLC
Adviser information for LEUCADIA ASSET MANAGEMENT LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 49 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 17 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $3.5B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $3.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $335.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 44 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMSubscription feesFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-61698 |
|---|---|
| SEC ERA File Number | 801-61698 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121767 |
| Legal Entity Identifier | 5493008R8CDJ03J0GH35 |
Principal Office
520 MADISON AVENUENEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 212-284-2300, Fax: None
Chief Compliance Officer
LAURI SCORAN
CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR
520 MADISON AVENUE
NEW YORK
NY
United States
Tel:
212-707-6302
L******@************M
(Full email address available in API data)
Industry Affiliates
| 3|5|2 CAPITAL GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JEFFERIES (JAPAN) LIMITED TOKYO BRANCH | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| JEFFERIES FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered security-based swap dealer |
| JEFFERIES GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JEFFERIES HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JEFFERIES INTERNATIONAL LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| JEFFERIES INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| JEFFERIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerCommodity pool operator or commodity trading advisorFutures commission merchantSponsor or syndicator of limited partnerships |
| JEFFERIES PARTNERS PE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| JEFFERIES PARTNERS VC GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| LEUCADIA INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| POINT BONITA CAPITAL GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 3|5|2 CAPITAL ABS MASTER FUND LP | Hedge Fund | $387.4M | $5.0M | 53 |
| JEFFERIES PARTNERS PE FUND 2023 (CAYMAN) LP | Private Equity Fund | $0.5M | $0.3M | 19 |
| JEFFERIES PARTNERS PE FUND 2023 LP | Private Equity Fund | $2.9M | $0.3M | 94 |
| JEFFERIES PARTNERS VC FUND 2023 (CAYMAN) LP | Venture Capital Fund | $0.2M | $0.3M | 8 |
| JEFFERIES PARTNERS VC FUND 2023 (DEDICATED) LP | Venture Capital Fund | $2.6M | $0.3M | 5 |
| JEFFERIES PARTNERS VC FUND 2023 LP | Venture Capital Fund | $0.8M | $0.3M | 39 |
| KATHMANDU CAPITAL PARTNERS MASTER FUND, LTD. | Hedge Fund | $23.3M | $5.0M | 9 |
| POINT BONITA CAPITAL MASTER FUND A LLC | HYBRID FUND | $1,467.7M | $10.0M | 164 |
| TOPWATER MASTER FUND LTD. | Hedge Fund | $982.1M | $1.0M | 47 |
| TOPWATER MAYFLY FUND LLC | Hedge Fund | $407.7M | $0.0M | 47 |
| TOPWATER STONEFLY FUND LLC | Hedge Fund | $574.0M | $0.0M | 47 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVOVITZ, SONIA, HAN | Individual | – | SECRETARY | 01/2010 | < 5% |
| ZERVOS, DAVID | Individual | – | HEAD OF GLOBAL MACRO DIVISION | 07/2015 | < 5% |
| SCORAN, LAURI, A | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| DARAVIRAS, NICHOLAS | Individual | – | CO - HEAD ASSET MANAGEMENT | 01/2020 | < 5% |
| KUMIN, SOLOMON, JAMSHID | Individual | – | CO - HEAD ASSET MANAGEMENT | 01/2020 | < 5% |
| SHARMA, SALIL | Individual | – | HEAD OF KATHMANDU DIVISION | 09/2018 | < 5% |
| CHIRICO, JORDAN, LEE | Individual | – | HEAD OF 3|5|2 CAPITAL DIVISION | 09/2020 | < 5% |
| BERGER, ROSS, MATTHEW | Individual | – | HEAD OF POINT BONITA CAPITAL DIVISION | 09/2020 | < 5% |
| TAYLOR, TRAVIS, CHARLES | Individual | – | MANAGING DIRECTOR/CO-HEAD OF TOPWATER CAPITAL DIVISION | 07/2013 | < 5% |
| BORGIA, BRYAN, DENNIS | Individual | – | MANAGING DIRECTOR/CO-HEAD OF TOPWATER CAPITAL DIVISION | 07/2013 | < 5% |
| SMITH, MATTHEW, BENJAMIN | Individual | – | CHIEF OPERATING OFFICER | 01/2015 | < 5% |
| JEFFERIES FINANCIAL GROUP INC. | Domestic Entity | – | DIRECT OWNER | 11/2022 | > 75% |
| Tung, Ya, Yu | Individual | – | HEAD OF JEFFERIES FAMILY OFFICE | 07/2022 | < 5% |