INVESCO MANAGED ACCOUNTS, LLC
Adviser information for INVESCO MANAGED ACCOUNTS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 55 |
|---|---|
| Investment Advisory/Research | 29 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,462 | $17.5B |
| Non-Discretionary | 0 | $0 |
| Total | 7,462 | $17.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 684 | $1.1B |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 28 | $14.7M |
| Charitable organizations | 182 | $409.9M |
| State or municipal gov entities | 36 | $726.3M |
| Other investment advisers | 75 | $7.8B |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 253 | $1.4B |
| Other | 6,204 | $6.1B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 7.6B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ACCESS | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT CONSULTING ("MAC") | UBS FINANCIAL SERVICES INC. |
| STRATEGIC WEALTH PORTFOLIO (SWP) | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT EXCHANGE (FMAX) | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC |
| THIRD PARTY MANAGER INVESTMENT MANAGEMENT | U.S. BANCORP ASSET MANAGEMENT, INC. |
| MANAGED ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
| SELECT UMA | MORGAN STANLEY |
| WEALTH MANAGEMENT SOLUTIONS | ENVESTNET PMC |
| CES | MORGAN STANLEY |
| INVESTMENT MANAGEMENT SERVICES ("IMS") | MORGAN STANLEY |
| MANAGER SELECT (MS) | LPL FINANCIAL LLC |
| MANAGER ACCESS SELECT (MAS) | LPL FINANCIAL LLC |
| BAIRD SMA NETWORK | ROBERT W. BAIRD & CO. INCORPORATED |
| BAIRD WEALTH SOLUTIONS (SMA) | ROBERT W. BAIRD & CO. INCORPORATED |
| ENVESTNET SEPERATELY MANAGED ACCOUNT | ENVESTNET PMC |
| ENVESTNET UNIFIED MANAGED ACCOUNT (UMA) | ENVESTNET PMC |
| MERRILL LYNCH INVESTMENT ADVISORY PROGRAM | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| RAYMOND JAMES OUTSIDE MANAGER PLATFORM (OSM) | RAYMOND JAMES & ASSOCIATES, INC. |
| RBC CONSULTING SOLUTIONS PROGRAM | RBC CAPITAL MARKETS, LLC |
| RBC MANAGED ACCOUNT PROGRAM (MAP) | RBC CAPITAL MARKETS, LLC |
| WELLS FARGO PRIVATE ADVISOR NETWORK (PAN) | WELLS FARGO CLEARING SERVICES, LLC |
Identifiers
| SEC RIA File Number | 801-61716 |
|---|---|
| SEC ERA File Number | 801-61716 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154461 |
| Legal Entity Identifier | 549300647GWHRXXUS330 |
Principal Office
2001 SIXTH AVE.SUITE 2310
SEATTLE
WA
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 1-866-769-2773, Fax: 206-343-2117
Chief Compliance Officer
AMY NAZIMIEC
CHIEF COMPLIANCE OFFICER
2001 6TH AVENUE
SUITE 2310
SEATTLE
WA
United States
Tel:
206-748-3968
A***********@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SNW ASSET MANAGEMENT CORPORATION | Domestic Entity | – | SOLE SHAREHOLDER | 07/2013 | > 75% |
| OPPENHEIMER ACQUISITION CORP. | Domestic Entity | OPPENHEIMERFUNDS, INC. | SOLE SHAREHOLDER | 10/1990 | > 75% |
| OPPENHEIMERFUNDS, INC. | Domestic Entity | INVESCO GROUP SERVICES, INC. | SOLE SHAREHOLDER | 12/2019 | > 75% |
| BERNHARDT, EDWARD | Individual | – | HEAD OF SMAS AND SENIOR VICE PRESIDENT | 05/2019 | < 5% |
| INVESCO ADVISERS, INC. | Domestic Entity | SNW ASSET MANAGEMENT CORPORATION | SOLE SHAREHOLDER | 07/2022 | > 75% |
| INVESCO GROUP SERVICES, INC. | Domestic Entity | INVESCO ADVISERS, INC. | SOLE SHAREHOLDER | 06/2018 | > 75% |
| INVESCO HOLDING COMPANY (US), INC. | Domestic Entity | OPPENHEIMER ACQUISITION CORP. | SOLE SHAREHOLDER | 05/2019 | > 75% |
| INVESCO HOLDING COMPANY LIMITED | Foreign Entity | INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | 01/2002 | > 75% |
| INVESCO LTD. | Foreign Entity | INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | 01/2002 | > 75% |
| RUSSO, BRITTANY | Individual | – | HEAD OF SMA CLIENT SERVICES AND ASSISTANT VICE PRESIDENT | 11/2020 | < 5% |
| BENZEL, TIM, MICHAEL | Individual | – | HEAD OF FIXED INCOME SMAS AND VICE PRESIDENT | 11/2020 | < 5% |
| Dukes, Laura, Allison | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2020 | < 5% |
| NAZIMIEC, AMY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | 02/2021 | < 5% |
| GREGSON, MARK, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| Ketron, Greg | Individual | – | TREASURER | 03/2022 | < 5% |
| WONG, TONY, LIK | Individual | – | PRESIDENT | 03/2023 | < 5% |
| MIXSELL, JORDAN, ELYSE | Individual | – | CHIEF OPERATING OFFICER | 03/2024 | < 5% |