AEA QP ADVISERS LLC
Adviser information for AEA QP ADVISERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 164 |
|---|---|
| Investment Advisory/Research | 120 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $15.6B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $15.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $15.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 42 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-61722 |
|---|---|
| SEC ERA File Number | 801-61722 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124560 |
| Legal Entity Identifier | None |
Principal Office
520 MADISON AVENUE40TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 212-644-5900, Fax: 212-702-0518
Chief Compliance Officer
BARBARA BURNS
CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND SECRETARY
520 MADISON AVENUE
40TH FLOOR
NEW YORK
NY
United States
Tel:
212-702-0537
Fax:
212-702-0518
B*****@***************M
(Full email address available in API data)
Regulatory Contact
JOHN D. WILKINSON
SENIOR COMPLIANCE ASSOCIATE
520 MADISON AVENUE
40TH FLOOR
NEW YORK
NY
United States
Tel:
212-845-4320
Fax:
212-702-0518
J*********@***************M
(Full email address available in API data)
Industry Affiliates
| AEA GROWTH EQUITY PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA GROWTH FUNDING GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS (ASIA) LIMITED | Other investment adviser, including financial planners |
| AEA INVESTORS (GERMANY) GMBH | Other investment adviser, including financial planners |
| AEA INVESTORS (UK) LLP. | Other investment adviser, including financial planners |
| AEA INVESTORS 2006 PF LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS EXECUTIVE PARTNERS VI LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS EXECUTIVE PARTNERS VII LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS EXECUTIVE PARTNERS VIII LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS 2006 L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS EF II LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS EUROPE L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS V LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS VI LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS VII LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PARTNERS VIII LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS PF V LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF II PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF III PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF IV PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AEA INVESTORS SBF V PARTNERS LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MEZZANINE PARTNERS II LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MEZZANINE PARTNERS III LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MEZZANINE PARTNERS IV LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MIDDLE MARKET DEBT III GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MIDDLE MARKET DEBT IV GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA MIDDLE MARKET DEBT V GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA PARTNERS ASIA LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA PARTNERS EXC CF LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AEA PARTNERS SBP CF LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AMATERAS AEA CFS PARTNERS LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AEA ASIA FUND LP | Private Equity Fund | $4.5M | $10.0M | 14 |
| AEA EUROPE FUND II LP | Private Equity Fund | $135.7M | $12.8M | 9 |
| AEA EUROPE FUND L.P. | Private Equity Fund | $0.0M | $6.4M | 10 |
| AEA EXC CF LP | Private Equity Fund | $1,418.5M | $0.0M | 121 |
| AEA GROWTH EQUITY FUND (PARALLEL) LP | Private Equity Fund | $93.2M | $5.0M | 15 |
| AEA GROWTH EQUITY FUND LP | Private Equity Fund | $247.1M | $5.0M | 28 |
| AEA INVESTORS 2006 FUND II L.P. | Private Equity Fund | $11.4M | $10.0M | 2 |
| AEA INVESTORS 2006 FUND L.P. | Private Equity Fund | $73.4M | $10.0M | 57 |
| AEA INVESTORS 2006 PARTICIPANT FUND LP | Private Equity Fund | $0.5M | $2.0M | 41 |
| AEA INVESTORS 2006 QP PARTICIPANT FUND LP | Private Equity Fund | $12.9M | $2.0M | 146 |
| AEA INVESTORS EXECUTIVE FUND VI LP | Private Equity Fund | $32.3M | $0.1M | 86 |
| AEA INVESTORS EXECUTIVE FUND VII LP | Private Equity Fund | $51.1M | $0.1M | 81 |
| AEA INVESTORS EXECUTIVE FUND VIII LP | Private Equity Fund | $35.6M | $0.0M | 46 |
| AEA INVESTORS FUND V LP | Private Equity Fund | $323.3M | $5.0M | 146 |
| AEA INVESTORS FUND V-A LP | Private Equity Fund | $5.2M | $5.0M | 3 |
| AEA INVESTORS FUND V-B LP | Private Equity Fund | $1.6M | $5.0M | 2 |
| AEA INVESTORS FUND VI LP | Private Equity Fund | $2,258.9M | $5.0M | 158 |
| AEA INVESTORS FUND VII LP | Private Equity Fund | $4,703.3M | $5.0M | 246 |
| AEA INVESTORS FUND VII-A LP | Private Equity Fund | $428.1M | $5.0M | 11 |
| AEA INVESTORS FUND VIII LP | Private Equity Fund | $3,117.9M | $0.0M | 136 |
| AEA INVESTORS FUND VIII-A LP | Private Equity Fund | $63.5M | $0.0M | 20 |
| AEA INVESTORS PARTICIPANT FUND V LP | Private Equity Fund | $5.9M | $0.1M | 31 |
| AEA INVESTORS QP PARTICIPANT FUND V LP | Private Equity Fund | $8.1M | $0.1M | 57 |
| AEA MEZZANINE FUND II LLC | Private Equity Fund | $0.0M | $5.0M | 5 |
| AEA MEZZANINE FUND II LP | Private Equity Fund | $0.0M | $5.0M | 67 |
| AEA MEZZANINE FUND III LP | Private Equity Fund | $27.1M | $5.0M | 86 |
| AEA MEZZANINE FUND IV LP | Private Equity Fund | $387.8M | $5.0M | 62 |
| AEA MIDDLE MARKET DEBT FUND III LP | Hedge Fund | $936.1M | $5.0M | 56 |
| AEA MIDDLE MARKET DEBT FUND IV LP | Hedge Fund | $978.6M | $5.0M | 52 |
| AEA MIDDLE MARKET DEBT FUND V LP | Hedge Fund | $174.7M | $5.0M | 15 |
| AMATERAS AEA FUNDING LP | Private Equity Fund | $50.5M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARCIA, JOHN, LUIS | Individual | – | CHAIRMAN OF AEA QP ADVISERS LLC | 11/2002 | < 5% |
| AEA MANAGEMENT LLC | Domestic Entity | AEA INVESTORS LP | GENERAL PARTNER OF AEA INVESTORS HOLDINGS LP, AEA INVESTORS LP, AND AEA ADVISER HOLDINGS (MMPE) LP | 11/2002 | |
| AEA INVESTORS LP | Domestic Entity | – | SOLE MEMBER OF AEA QP ADVISERS LLC | 01/2009 | > 75% |
| GARCIA, JOHN, LUIS | Individual | AEA MANAGEMENT LLC | MANAGING MEMBER OF AEA MANAGEMENT LLC | 02/2003 | |
| DECILLIS, STEVEN, EDWARD | Individual | – | CHIEF FINANCIAL OFFICER, TREASURER & ASST SECRETARY OF AEA QP ADVISERS LLC | 04/2011 | < 5% |
| BURNS, BARBARA, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL OF AEA QP ADVISERS LLC AND CCO OF ALL RELYING ADVISERS | 01/2013 | < 5% |
| AEA ADVISERS HOLDINGS (MMPE) LP | Domestic Entity | AEA INVESTORS HOLDINGS LP | LIMITED PARTNER OF AEA INVESTORS HOLDINGS LP | 08/2017 | > 75% |
| HOESTEREY, BRIAN, RICHARD | Individual | – | CEO OF AEA INVESTORS LP AND CEO AND PRESIDENT OF AEA QP ADVISERS LLC | 01/2018 | < 5% |
| AEA INVESTORS HOLDINGS LP | Domestic Entity | AEA INVESTORS LP | LIMITED PARTNER OF AEA INVESTORS LP | 08/2017 | > 75% |
| HOESTEREY, BRIAN, RICHARD | Individual | AEA MANAGEMENT LLC | MANAGING MEMBER OF AEA MANAGEMENT LLC | 07/2019 |