HORIZON WEALTH ADVISORS
HORIZON ADVISORS, LLC Legal Name
Adviser information for HORIZON WEALTH ADVISORS last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 529 | $306.4M |
| Non-Discretionary | 233 | $68.9M |
| Total | 762 | $375.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 91 | $26.3M |
| HNW Individuals | 74 | $335.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.0M |
| Charitable organizations | <5 | $2.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $8.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-61731 |
|---|---|
| SEC ERA File Number | 801-61731 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114102 |
| Legal Entity Identifier | None |
Principal Office
2603 AUGUSTASUITE 1400
HOUSTON
TX
United States
Monday - Friday, 8:30 TO 5:00 CST
Tel: 713-748-7000, Fax: 866-405-2060
Websites
Chief Compliance Officer
LAWRENCE E. MADDOX
PRESIDENT AND CHIEF COMPLIANCE OFFICER
2603 AUGUSTA
SUITE 1400
HOUSTON
TX
United States
Tel:
713-748-7000
Fax:
866-405-2060
L******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADDOX, LAWRENCE, EDWARD | Individual | – | PARTNER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | 04/1999 | 50-75% |
| MURRAY, OWEN, MCBEE | Individual | – | PARTNER, DIRECTOR OF INVESTMENT RESEARCH | 01/2011 | 10-25% |
| LEE, COLIN, MICHAEL | Individual | – | PARTNER, DIRECTOR OF FINANCIAL PLANNING | 12/2020 | 10-25% |