TAYLOR FINANCIAL GROUP, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Virginia, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,011	$313.3M
Non-Discretionary	0	$0
Total	1,011	$313.3M

Clients

Type	Number	RAUM
Individuals	436	$134.1M
HNW Individuals	69	$178.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$532,909
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	313.3M

Portfolio Manager to Program	Sponsor
TAYLOR FINANCIAL GROUP WRAP FEE PROGRAM	TAYLOR FINANCIAL GROUP, INC.

Identifiers

SEC RIA File Number	801-61747
SEC ERA File Number	801-61747
SEC CIK Numbers	2012516
SEC CRD Numbers	116744
Legal Entity Identifier	None

Principal Office

3102 BRAMBLETON AVENUE., SW
ROANOKE
VA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic