HELLER WEALTH MANAGEMENT
TOTAL MANAGEMENT GROUP, INC. Legal Name
Adviser information for HELLER WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 713 | $381.0M |
| Non-Discretionary | 0 | $0 |
| Total | 713 | $381.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $2.7M |
| HNW Individuals | 149 | $315.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 47 | $57.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $5.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsADVICE ON MATTERS NOT INVOLVING SECURITIES. |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-61749 |
|---|---|
| SEC ERA File Number | 801-61749 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124261 |
| Legal Entity Identifier | None |
Principal Office
225 BROADHOLLOW ROADSUITE 215
MELVILLE
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 631-248-3600, Fax: None
Chief Compliance Officer
LARRY HELLER
PRESIDENT
225 BROADHOLLOW ROAD
SUITE 215
MELVILLE
NY
United States
Tel:
631-248-3600
L******@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HELLER, LAWRENCE, ELIOT | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 06/1992 | > 75% |
| MOSS, GREGORY, THOMAS | Individual | – | PRINCIPAL | 01/2021 | 10-25% |