Hedge Fund Database

ELEMENT WEALTH, LLC

Adviser information for ELEMENT WEALTH, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Mississippi, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,152 $385.2M
Non-Discretionary 57 $164.6M
Total 1,209 $549.8M

Clients

Type Number RAUM
Individuals 375 $98.6M
HNW Individuals 104 $255.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 64 $156.4M
Charitable organizations 3 $6.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 160 $33.1M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesINSURANCE
Compensation % of AUMFixed feesCommissions
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-61758
SEC ERA File Number 801-61758
SEC CIK Numbers 1802743
SEC CRD Numbers 114968
Legal Entity Identifier None

Principal Office

800 WOODLANDS PKY
SUITE 201
RIDGELAND
MS
United States
Monday - Friday, 8:00-4:30PM
Tel: 601-957-6006, Fax: 601-957-6986

Websites

www.myelementwealth.com www.facebook.com/woodlandsparkway800/ www.linkedin.com/company/my-element-wealth

Chief Compliance Officer

BARRY C. SMITH
PARTNER
800 WOODLANDS PKY
SUITE 201
RIDGELAND
MS
United States
Tel: 601-957-6006
Fax: 601-957-6986
(Full email address available in API data)

Regulatory Contact

AVA LAWRENCE
SENIOR ASSISTANT
800 WOODLANDS PKY
SUITE 201
RIDGELAND
MS
United States
Tel: 601-957-6006
Fax: 601-957-6986
(Full email address available in API data)

Industry Affiliates

LAURA BRAME CERRA CPA Accountant or accounting firm
ROSS & YERGER INSURANCE, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMITH, BARRY, CARL Individual – PARTNER/CHIEF COMPLIANCE OFFICER 12/1998 < 5%
ROSS & YERGER INSURANCE, INC. Domestic Entity – OWNER 08/2023 > 75%

No. Employees, Historic

2010020192020202120222023202420258 on 9/13/20198 on 3/30/20208 on 6/23/20208 on 3/26/202111 on 3/23/202211 on 3/15/202311 on 9/14/202311 on 3/28/202411 on 3/28/2024

RAUM, Historic

600M300M02019202020212022202320242025193896171 on 9/13/2019253118414 on 3/30/2020253118414 on 6/23/2020318690679 on 3/26/2021419060386 on 3/23/2022449639034 on 3/15/2023449639034 on 9/14/2023549792235 on 3/28/2024549792235 on 3/28/2024

No. Clients, Historic

90045002019202020212022202320242025502 on 9/13/2019713 on 3/30/2020713 on 6/23/2020801 on 3/26/2021457 on 3/23/2022539 on 3/15/2023539 on 9/14/2023706 on 3/28/2024706 on 3/28/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 259K 3K –
ABBVIE INC COM 921K 5K –
ABRDN NATL MUN INCOME FD SH BEN INT 354K 34K –
ADOBE INC COM 211K 380 –
AFLAC INC COM 273K 3K –
ALPHABET INC CAP STK CL C 403K 2K –
ALPHABET INC CAP STK CL A 372K 2K –
ALTRIA GROUP INC COM 201K 4K –
AMAZON COM INC COM 868K 4K –
AMPLIFY ETF TR CWP ENHANCED DIV 8M 219K –
AMPLIFY ETF TR BLOCKCHAIN LDR 5K 145 –
AMPLIFY ETF TR CWP INTL ENHANCE 17K 557 –
APPLE INC COM 2M 11K –
AT&T INC COM 230K 12K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 977K 2K –
BLACKROCK INC COM 254K 323 –
BLACKROCK MUNI INCOME TR II COM 335K 31K –
BLACKSTONE INC COM 957K 8K –
BNY MELLON MUN BD INFRASTRUC COM SHS 170K 16K –
BOEING CO COM 220K 1K –
CHEVRON CORP NEW COM 1M 7K –
CISCO SYS INC COM 405K 9K –
COCA COLA CO COM 378K 6K –
COMCAST CORP NEW CL A 320K 8K –
CVS HEALTH CORP COM 428K 7K –
DIREXION SHS ETF TR NAS100 EQL WGT 352K 4K –
DISNEY WALT CO COM 241K 2K –
EASTGROUP PPTYS INC COM 213K 1K –
EATON VANCE SR INCOME TR SH BEN INT 83K 13K –
ELI LILLY & CO COM 492K 543 –
EMERSON ELEC CO COM 202K 2K –
EXXON MOBIL CORP COM 380K 3K –
FIDELITY COVINGTON TRUST MSCI CONSM DIS 16K 201 –
FIDELITY COVINGTON TRUST CONSMR STAPLES 9K 189 –
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 9K 366 –
FIDELITY COVINGTON TRUST MSCI FINLS IDX 18K 314 –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 17K 253 –
FIDELITY COVINGTON TRUST MSCI INDL INDX 12K 188 –
FIDELITY COVINGTON TRUST INT HG DIV ETF 1M 56K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 20K 116 –
FIDELITY COVINGTON TRUST DIVID ETF RISI 125K 3K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 581K 12K –
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 969 22 –
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 4K 75 –
FIDELITY COVINGTON TRUST MSCI MATLS INDEX 3K 59 –
FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 235K 4K –
FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 222K 9K –
FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 405K 6K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 933K 12K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 229K 4K –
FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 2K 49 –
FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 28K 1K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 260K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 126K 3K –
FIRST TR LRGE CP CORE ALPHA COM SHS 371K 4K –
FIRST TR MID CAP CORE ALPHAD COM SHS 355K 3K –
FIRST TR SML CP CORE ALPHA F COM SHS 332K 4K –
HARTFORD FDS EXCHANGE TRADED SCHRDRS TAX BD 3M 151K –
HONEYWELL INTL INC COM 299K 1K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 10K 101 –
INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 1K 25 –
INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 746 15 –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 21K 468 –
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 23K 225 –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 197K 1K –
INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 7K 181 –
INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 15K 858 –
INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 134K 7K –
INVESCO EXCHANGE TRADED FD T PHARMACEUTICALS 450K 5K –
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT MO 52K 534 –
INVESCO LTD SHS 293K 20K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES INC EM MKTS DIV ETF 161K 6K –
ISHARES INC MSCI CDA ETF 178K 5K –
ISHARES INC MSCI EURZONE ETF 26K 537 –
ISHARES INC CORE MSCI EMKT 4M 67K –
ISHARES INC MSCI EMRG CHN 7K 126 –
ISHARES INC MSCI JPN ETF NEW 3K 50 –
ISHARES INC MSCI GBL ETF NEW 6K 138 –
ISHARES INC EMNG MKTS EQT 28K 608 –
ISHARES TR MORNINGSTAR GRWT 44K 538 –
ISHARES TR CORE S&P TTL STK 8M 68K –
ISHARES TR SELECT DIVID ETF 173K 1K –
ISHARES TR TIPS BD ETF 51K 479 –
ISHARES TR US TRSPRTION 4K 60 –
ISHARES TR CORE S&P500 ETF 17M 31K –
ISHARES TR CORE US AGGBD ET 6M 61K –
ISHARES TR MSCI EMG MKT ETF 437K 10K –
ISHARES TR IBOXX INV CP ETF 63K 590 –
ISHARES TR GLOBAL TECH ETF 40K 489 –
ISHARES TR S&P 500 GRWT ETF 41K 440 –
ISHARES TR GLOB HLTHCRE ETF 17K 181 –
ISHARES TR GLOBAL ENERG ETF 21K 509 –
ISHARES TR LATN AMER 40 ETF 4K 147 –
ISHARES TR S&P 500 VAL ETF 410K 2K –
ISHARES TR 20 YR TR BD ETF 20K 219 –
ISHARES TR 1 3 YR TREAS BD 1M 16K –
ISHARES TR MSCI EAFE ETF 236K 3K –
ISHARES TR RUS MD CP GR ETF 785K 7K –
ISHARES TR CORE S&P MCP ETF 4M 62K –
ISHARES TR EXPANDED TECH 34K 395 –
ISHARES TR ISHARES SEMICDTR 74K 300 –
ISHARES TR ISHARES SEMICDTR 74K 300 –
ISHARES TR RUS 1000 VAL ETF 120K 688 –
ISHARES TR RUS 1000 GRW ETF 483K 1K –
ISHARES TR RUS 2000 VAL ETF 16K 107 –
ISHARES TR RUSSELL 2000 ETF 31K 153 –
ISHARES TR CORE S&P US VLU 144K 2K –
ISHARES TR CORE S&P US GWT 54K 422 –
ISHARES TR U.S. TECH ETF 42K 276 –
ISHARES TR U.S. FINLS ETF 16K 174 –
ISHARES TR CORE S&P SCP ETF 5M 50K –
ISHARES TR EUROPE ETF 41K 741 –
ISHARES TR SP SMCP600VL ETF 268K 3K –
ISHARES TR MSCI ACWI ETF 54K 484 –
ISHARES TR EAFE SML CP ETF 15K 239 –
ISHARES TR JPMORGAN USD EMG 84K 953 –
ISHARES TR MRGSTR MD CP GRW 13K 185 –
ISHARES TR INTL SEL DIV ETF 339K 12K –
ISHARES TR CRE U S REIT ETF 88K 2K –
ISHARES TR MBS ETF 47K 513 –
ISHARES TR ISHS 5-10YR INVT 41K 800 –
ISHARES TR 10-20 YR TRS ETF 18K 178 –
ISHARES TR 3 7 YR TREAS BD 546K 5K –
ISHARES TR PFD AND INCM SEC 21K 665 –
ISHARES TR US BR DEL SE ETF 7K 63 –
ISHARES TR U.S. MED DVC ETF 6K 103 –
ISHARES TR EAFE VALUE ETF 44K 829 –
ISHARES TR EAFE GRWTH ETF 37K 364 –
ISHARES TR US TREAS BD ETF 3M 135K –
ISHARES TR CMBS ETF 73K 2K –
ISHARES TR CORE HIGH DV ETF 1M 10K –
ISHARES TR MSCI USA MIN VOL 44K 524 –
ISHARES TR MSCI USA QLT FCT 129K 754 –
ISHARES TR MSCI USA SZE FT 22K 163 –
ISHARES TR MSCI USA VALUE 5K 50 –
ISHARES TR MSCI USA MMENTM 39K 202 –
ISHARES TR CORE MSCI TOTAL 2M 28K –
ISHARES TR CORE MSCI EAFE 4M 51K –
ISHARES TR CORE 1 5 YR USD 100K 2K –
ISHARES TR MSCI INTL MOMENT 53K 1K –
ISHARES TR MSCI INTL QUALTY 52K 1K –
ISHARES TR CORE TOTAL USD 165K 4K –
ISHARES TR CORE DIV GRWTH 714K 12K –
ISHARES TR CORE MSCI PAC 569K 9K –
ISHARES TR CORE MSCI EURO 1M 24K –
ISHARES TR TRS FLT RT BD 9M 184K –
ISHARES TR IBONDS DEC25 ETF 2M 65K –
ISHARES TR IBONDS DEC24 ETF 1M 40K –
ISHARES TR CONV BD ETF 158K 2K –
ISHARES TR MORTGE REL ETF 24K 1K –
ISHARES TR ESG AWR MSCI USA 159K 1K –
ISHARES TR INTL DIV GRWTH 16K 244 –
ISHARES TR IBONDS DEC2026 1M 52K –
ISHARES TR IBONDS 24 TRM HG 123K 5K –
ISHARES TR IBDS DEC28 ETF 354K 14K –
ISHARES TR US INFRASTRUC 11K 268 –
ISHARES TR CORE DIVID ETF 46K 1K –
ISHARES TR IBONDS 27 ETF 734K 31K –
ISHARES TR IBONDS DEC 29 50K 2K –
ISHARES TR IBONDS DEC 2032 25K 1K –
ISHARES TR IBONDS DEC 2032 50K 2K –
ISHARES TR IBONDS DEC 2031 99K 5K –
ISHARES TR IBOND DEC 2030 24K 1K –
ISHARES TR IBONDS DEC 2030 50K 2K –
ISHARES TR IBONDS 28 TRM TS 139K 6K –
ISHARES TR IBONDS 27 TRM TS 298K 13K –
ISHARES TR IBONDS 26 TRM TS 734K 32K –
ISHARES TR IBONDS 25 TRM TS 1M 46K –
ISHARES TR IBONDS 24 TRM TS 780K 33K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 458K 8K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS I 2K 30 –
J P MORGAN EXCHANGE TRADED F BETABUILDRS US 3K 31 –
J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 2K 54 –
JANUS DETROIT STR TR HENDRSON AAA CL 809K 16K –
JOHNSON & JOHNSON COM 278K 2K –
JPMORGAN CHASE & CO. COM 1M 6K –
LAM RESEARCH CORP COM 322K 302 –
LOCKHEED MARTIN CORP COM 219K 469 –
MERCK & CO INC COM 559K 5K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 2M 4K –
NUVEEN AMT FREE MUN CR INC F COM 435K 35K –
NUVEEN AMT FREE QLTY MUN INC COM 398K 35K –
NUVEEN QUALITY MUNCP INCOME COM 306K 26K –
NVIDIA CORPORATION COM 390K 3K –
ORACLE CORP COM 277K 2K –
PFIZER INC COM 405K 14K –
PIMCO ACCESS INCOME FUND SHS BENFIN INT 4M 234K –
PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 3M 258K –
PIMCO ETF TR 1-5 US TIP IDX 4K 82 –
PIMCO ETF TR MULTISECTOR BD 13K 520 –
PIMCO ETF TR ACTIVE BD ETF 11K 125 –
PIMCO ETF TR 0-5 HIGH YIELD 57K 612 –
PIMCO ETF TR INV GRD CRP BD 643K 7K –
PIMCO ETF TR ENHAN SHRT MA AC 19K 189 –
PIMCO ETF TR SHTRM MUN BD ACT 41K 821 –
PROCTER AND GAMBLE CO COM 393K 2K –
PROSHARES TR S&P 500 DV ARIST 852K 9K –
PRUDENTIAL FINL INC COM 721K 6K –
PUBLIC SVC ENTERPRISE GRP IN COM 606K 8K –
REGIONS FINANCIAL CORP NEW COM 225K 11K –
RTX CORPORATION COM 359K 4K –
SALESFORCE INC COM 292K 1K –
SCHWAB STRATEGIC TR US BRD MKT ETF 5K 73 –
SCHWAB STRATEGIC TR US LRG CAP ETF 8M 124K –
SCHWAB STRATEGIC TR US LCAP GR ETF 714K 7K –
SCHWAB STRATEGIC TR US MID-CAP ETF 3M 39K –
SCHWAB STRATEGIC TR US SML CAP ETF 3M 58K –
SCHWAB STRATEGIC TR MUN BD ETF 115K 2K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 5K 117 –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 840K 32K –
SCHWAB STRATEGIC TR 1000 INDEX ETF 184K 4K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 5K 176 –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 3K 82 –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 6K 161 –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 5K 95 –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 9K 129 –
SCHWAB STRATEGIC TR US DIVIDEND EQ 365K 5K –
SCHWAB STRATEGIC TR INTL EQTY ETF 19K 489 –
SCHWAB STRATEGIC TR US REIT ETF 1K 62 –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 3K 59 –
SCHWAB STRATEGIC TR US TIPS ETF 1K 25 –
SCHWAB STRATEGIC TR INTL SCEQT ETF 2K 62 –
SELECT SECTOR SPDR TR SBI HEALTHCARE 106K 725 –
SELECT SECTOR SPDR TR SBI CONS STPLS 258K 3K –
SELECT SECTOR SPDR TR SBI CONS DISCR 237K 1K –
SELECT SECTOR SPDR TR ENERGY 15K 164 –
SELECT SECTOR SPDR TR INDL 15K 120 –
SELECT SECTOR SPDR TR TECHNOLOGY 9K 38 –
SELECT SECTOR SPDR TR COMMUNICATION 2K 28 –
SELECT SECTOR SPDR TR RL EST SEL SEC 5K 125 –
SHELL PLC SPON ADS 418K 6K –
SIMON PPTY GROUP INC NEW COM 535K 4K –
SOUTHERN CO COM 631K 8K –
SPDR DOW JONES INDL AVERAGE UT SER 1 394K 1K –
SPDR GOLD TR GOLD SHS 421K 2K –
SPDR INDEX SHS FDS MSCI EAFE STRTGC 1M 17K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 9K 260 –
SPDR S&P 500 ETF TR TR UNIT 7M 13K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2M 4K –
SPDR SER TR BLOOMBERG EMERGI 1K 62 –
SPDR SER TR PRTFLO S&P500 GW 16K 200 –
SPDR SER TR DJ REIT ETF 1K 16 –
SPDR SER TR S&P REGL BKG 57K 1K –
SPDR SER TR S&P RETAIL ETF 6K 81 –
SPDR SER TR S&P DIVID ETF 243K 2K –
SPDR SER TR PORTFOLIO S&P500 4K 65 –
STARWOOD PPTY TR INC COM 602K 32K –
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 1M 66K –
TRUSTMARK CORP COM 272K 9K –
UNITEDHEALTH GROUP INC COM 376K 739 –
VALERO ENERGY CORP COM 478K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 74K 148 –
VANGUARD INDEX FDS MCAP VL IDXVIP 34K 225 –
VANGUARD INDEX FDS MCAP GR IDXVIP 207K 901 –
VANGUARD INDEX FDS REAL ESTATE ETF 182K 2K –
VANGUARD INDEX FDS SM CP VAL ETF 39K 214 –
VANGUARD INDEX FDS MID CAP ETF 255K 1K –
VANGUARD INDEX FDS LARGE CAP ETF 3K 13 –
VANGUARD INDEX FDS GROWTH ETF 33K 88 –
VANGUARD INDEX FDS VALUE ETF 13K 82 –
VANGUARD INDEX FDS SMALL CP ETF 118K 540 –
VANGUARD INDEX FDS TOTAL STK MKT 632K 2K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 690 17 –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 187K 3K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 29K 654 –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 17K 233 –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 19K 278 –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 380K 5K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 6K 122 –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 4K 56 –
VANGUARD WHITEHALL FDS HIGH DIV YLD 186K 2K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 2M 23K –
VERIZON COMMUNICATIONS INC COM 370K 9K –
VICI PPTYS INC COM 416K 15K –
VISA INC COM CL A 602K 2K –
WALMART INC COM 508K 8K –
WELLS FARGO CO NEW COM 738K 12K –
WISDOMTREE TR US TOTAL DIVIDND 153K 2K –
WISDOMTREE TR US LARGECAP DIVD 596K 8K –
WISDOMTREE TR EMER MKT HIGH FD 745K 17K –
WISDOMTREE TR INTRST RATE HDGE 7K 304 –
WISDOMTREE TR US AI ENHANCED 216K 2K –
WISDOMTREE TR US MIDCAP DIVID 68K 1K –
WISDOMTREE TR US SMALLCAP DIVD 4K 138 –
WISDOMTREE TR ITL HIGH DIV FD 67K 2K –
WISDOMTREE TR GLB US QTLY DIV 668K 17K –
WISDOMTREE TR INTL QULTY DIV 81K 2K –
WISDOMTREE TR US QTLY DIV GRT 239K 3K –