ADVANCED ASSET MANAGEMENT ADVISORS, INC.

Adviser information for ADVANCED ASSET MANAGEMENT ADVISORS, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 20

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 599 $683.5M
Non-Discretionary 1 $38.9M
Total 600 $722.3M

Clients

Type Number RAUM
Individuals 312 $43.5M
HNW Individuals 31 $80.3M
Banking or thrift institutions 0 $0
Investment companies 2 $544.2M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 1 $38.9M
Charitable organizations 5 $12.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $3.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 357
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-61760
SEC ERA File Number 801-61760
SEC CIK Numbers 1075444
SEC CRD Numbers 119859
Legal Entity Identifier None

Principal Office

4995 BRADENTON AVE., SUITE 210
DUBLIN
OH
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 614-717-4451, Fax: 614-717-4453

Chief Compliance Officer

ROBERT BAKER
PRESIDENT
4995 BRADENTON AVENUE
SUITE 210
DUBLIN
OH
United States
Tel: 614-726-3622
Fax: 614-717-4453
(Full email address available in API data)

Regulatory Contact

ROBERT BAKER
PRESIDENT
4995 BRADENTON AVENUE SUITE 210
DUBLIN
OH
United States
Tel: 614-726-3622
Fax: 614-717-4453
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BAKER, ROBERT, DEAN Individual PRESIDENT, & CHIEF COMPLIANCE OFFICER 01/1999 25-50%
VOELKER, PHILIP, ALLAN Individual SR. VICE PRESIDENT AND CHIEF INVESTMENT OFFICE 11/2001 25-50%
AAMA, INC. 401K PSP AND TRUST Domestic Entity SHAREHOLDER 01/1999 10-25%
R BAKER, TRUSTEE, P BAKER GST TRUST Domestic Entity SHAREHOLDER 06/2015 5-10%

No. Employees, Historic

10502020202120222023202420255 on 3/13/20205 on 6/18/20207 on 12/1/20208 on 3/5/20218 on 3/22/20228 on 3/1/20238 on 3/23/20238 on 3/23/20238 on 3/25/2024

RAUM, Historic

800M400M0202020212022202320242025696638000 on 3/13/2020696638000 on 6/18/2020696638000 on 12/1/2020750609756 on 3/5/2021799318759 on 3/22/2022799318759 on 3/1/2023684745447 on 3/23/2023684745447 on 3/23/2023722331263 on 3/25/2024

No. Clients, Historic

4002000202020212022202320242025248 on 3/13/2020248 on 6/18/2020248 on 12/1/2020358 on 3/5/2021353 on 3/22/2022353 on 3/1/2023359 on 3/23/2023359 on 3/23/2023357 on 3/25/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 8M 14K
ALPHABET INC CAP STK CL C 404K 2K
ALPHABET INC CAP STK CL A 13M 69K
AMAZON COM INC COM 11M 55K
AMERICAN ELEC PWR CO INC COM 2M 23K
AMGEN INC COM 5M 15K
APPLE INC COM 11M 51K
APPLIED MATLS INC COM 13M 56K
AT&T INC COM 7M 343K
BALL CORP COM 2M 37K
BOOKING HOLDINGS INC COM 238K 60
CHEVRON CORP NEW COM 7M 47K
CINCINNATI FINL CORP COM 250K 2K
CISCO SYS INC COM 6M 132K
CONSTELLATION ENERGY CORP COM 2M 10K
SELECT SECTOR SPDR TR SBI CONS DISCR 4K 20
SELECT SECTOR SPDR TR SBI CONS STPLS 401K 5K
CORNING INC COM 5M 135K
ISHARES TR US TELECOM ETF 187K 9K
DUKE ENERGY CORP NEW COM NEW 2M 19K
ELI LILLY & CO COM 324K 358
EMERSON ELEC CO COM 9M 78K
SELECT SECTOR SPDR TR ENERGY 2K 20
EXELON CORP COM 1M 31K
EXXON MOBIL CORP COM 11M 93K
FASTENAL CO COM 2M 30K
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 418K 6K
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 208K 12K
FISERV INC COM 227K 2K
FREEPORT-MCMORAN INC CL B 12M 250K
SELECT SECTOR SPDR TR SBI HEALTHCARE 445K 3K
HOME DEPOT INC COM 6M 17K
SELECT SECTOR SPDR TR INDL 5K 37
INTUIT COM 246K 375
INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 59K 1K
INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 37K 2K
INVESCO QQQ TR UNIT SER 1 3M 5K
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 344K 5K
ISHARES TR 0-5YR HI YL CP 625K 15K
ISHARES TR 1 3 YR TREAS BD 791K 10K
ISHARES TR CORE S&P500 ETF 38M 69K
ISHARES TR CORE S&P SCP ETF 617K 6K
ISHARES TR U.S. UTILITS ETF 141K 2K
ISHARES TR MSCI USA QLT FCT 211K 1K
ISHARES TR GLOB HLTHCRE ETF 1K 11
ISHARES TR GLOBAL TECH ETF 1K 17
ISHARES TR ISHARES BIOTECH 25K 180
ISHARES TR RUSSELL 2000 ETF 135K 667
ISHARES TR SELECT DIVID ETF 42K 348
ISHARES TR ISHARES SEMICDTR 76K 308
JOHNSON & JOHNSON COM 7M 49K
JPMORGAN CHASE & CO. COM 8M 38K
KROGER CO COM 5M 103K
MASTERCARD INCORPORATED CL A 5M 11K
MERCK & CO INC COM 253K 2K
MICROSOFT CORP COM 15M 34K
NORFOLK SOUTHN CORP COM 3M 14K
NVIDIA CORPORATION COM 553K 4K
PEPSICO INC COM 4M 27K
PROCTER AND GAMBLE CO COM 5M 30K
PROSHARES TR SHORT S&P 500 NE 388K 34K
PUBLIC SVC ENTERPRISE GRP IN COM 2M 26K
QUALCOMM INC COM 10M 51K
QUANTA SVCS INC COM 4M 16K
SELECT SECTOR SPDR TR RL EST SEL SEC 15K 389
RTX CORPORATION COM 5M 47K
SALESFORCE INC COM 251K 975
SOUTHERN CO COM 2M 26K
SPDR DOW JONES INDL AVERAGE UT SER 1 1M 3K
SPDR S&P 500 ETF TR TR UNIT 3M 5K
STARBUCKS CORP COM 5M 70K
STRYKER CORPORATION COM 230K 675
SELECT SECTOR SPDR TR TECHNOLOGY 82K 362
TEXAS INSTRS INC COM 6M 32K
T-MOBILE US INC COM 13M 74K
UNION PAC CORP COM 4M 20K
UNITED PARCEL SERVICE INC CL B 3M 20K
UNITEDHEALTH GROUP INC COM 10M 20K
SELECT SECTOR SPDR TR SBI INT-UTILS 239K 4K
VANGUARD INDEX FDS EXTEND MKT ETF 31K 185
VANGUARD INDEX FDS GROWTH ETF 426K 1K
VANGUARD INDEX FDS S&P 500 ETF SHS 44M 88K
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 928K 16K
VERIZON COMMUNICATIONS INC COM 215K 5K
VISA INC COM CL A 10M 38K
GRAINGER W W INC COM 9M 10K
WALMART INC COM 8M 113K