ADVANCED ASSET MANAGEMENT ADVISORS, INC.
Adviser information for ADVANCED ASSET MANAGEMENT ADVISORS, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 20 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 599 | $683.5M |
Non-Discretionary | 1 | $38.9M |
Total | 600 | $722.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 312 | $43.5M |
HNW Individuals | 31 | $80.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 2 | $544.2M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 1 | $38.9M |
Charitable organizations | 5 | $12.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 6 | $3.5M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 357 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
4995 BRADENTON AVE., SUITE 210DUBLIN
OH
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 614-717-4451, Fax: 614-717-4453
Chief Compliance Officer
ROBERT BAKER
PRESIDENT
4995 BRADENTON AVENUE
SUITE 210
DUBLIN
OH
United States
Tel:
614-726-3622
Fax:
614-717-4453
B*****@***********M
(Full email address available in API data)
Regulatory Contact
ROBERT BAKER
PRESIDENT
4995 BRADENTON AVENUE SUITE 210
DUBLIN
OH
United States
Tel:
614-726-3622
Fax:
614-717-4453
B*****@***********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BAKER, ROBERT, DEAN | Individual | – | PRESIDENT, & CHIEF COMPLIANCE OFFICER | 01/1999 | 25-50% |
VOELKER, PHILIP, ALLAN | Individual | – | SR. VICE PRESIDENT AND CHIEF INVESTMENT OFFICE | 11/2001 | 25-50% |
AAMA, INC. 401K PSP AND TRUST | Domestic Entity | – | SHAREHOLDER | 01/1999 | 10-25% |
R BAKER, TRUSTEE, P BAKER GST TRUST | Domestic Entity | – | SHAREHOLDER | 06/2015 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADOBE INC | COM | 8M | 14K | – |
ALPHABET INC | CAP STK CL C | 404K | 2K | – |
ALPHABET INC | CAP STK CL A | 13M | 69K | – |
AMAZON COM INC | COM | 11M | 55K | – |
AMERICAN ELEC PWR CO INC | COM | 2M | 23K | – |
AMGEN INC | COM | 5M | 15K | – |
APPLE INC | COM | 11M | 51K | – |
APPLIED MATLS INC | COM | 13M | 56K | – |
AT&T INC | COM | 7M | 343K | – |
BALL CORP | COM | 2M | 37K | – |
BOOKING HOLDINGS INC | COM | 238K | 60 | – |
CHEVRON CORP NEW | COM | 7M | 47K | – |
CINCINNATI FINL CORP | COM | 250K | 2K | – |
CISCO SYS INC | COM | 6M | 132K | – |
CONSTELLATION ENERGY CORP | COM | 2M | 10K | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 4K | 20 | – |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 401K | 5K | – |
CORNING INC | COM | 5M | 135K | – |
ISHARES TR | US TELECOM ETF | 187K | 9K | – |
DUKE ENERGY CORP NEW | COM NEW | 2M | 19K | – |
ELI LILLY & CO | COM | 324K | 358 | – |
EMERSON ELEC CO | COM | 9M | 78K | – |
SELECT SECTOR SPDR TR | ENERGY | 2K | 20 | – |
EXELON CORP | COM | 1M | 31K | – |
EXXON MOBIL CORP | COM | 11M | 93K | – |
FASTENAL CO | COM | 2M | 30K | – |
FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 418K | 6K | – |
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 208K | 12K | – |
FISERV INC | COM | 227K | 2K | – |
FREEPORT-MCMORAN INC | CL B | 12M | 250K | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 445K | 3K | – |
HOME DEPOT INC | COM | 6M | 17K | – |
SELECT SECTOR SPDR TR | INDL | 5K | 37 | – |
INTUIT | COM | 246K | 375 | – |
INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 59K | 1K | – |
INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 37K | 2K | – |
INVESCO QQQ TR | UNIT SER 1 | 3M | 5K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 344K | 5K | – |
ISHARES TR | 0-5YR HI YL CP | 625K | 15K | – |
ISHARES TR | 1 3 YR TREAS BD | 791K | 10K | – |
ISHARES TR | CORE S&P500 ETF | 38M | 69K | – |
ISHARES TR | CORE S&P SCP ETF | 617K | 6K | – |
ISHARES TR | U.S. UTILITS ETF | 141K | 2K | – |
ISHARES TR | MSCI USA QLT FCT | 211K | 1K | – |
ISHARES TR | GLOB HLTHCRE ETF | 1K | 11 | – |
ISHARES TR | GLOBAL TECH ETF | 1K | 17 | – |
ISHARES TR | ISHARES BIOTECH | 25K | 180 | – |
ISHARES TR | RUSSELL 2000 ETF | 135K | 667 | – |
ISHARES TR | SELECT DIVID ETF | 42K | 348 | – |
ISHARES TR | ISHARES SEMICDTR | 76K | 308 | – |
JOHNSON & JOHNSON | COM | 7M | 49K | – |
JPMORGAN CHASE & CO. | COM | 8M | 38K | – |
KROGER CO | COM | 5M | 103K | – |
MASTERCARD INCORPORATED | CL A | 5M | 11K | – |
MERCK & CO INC | COM | 253K | 2K | – |
MICROSOFT CORP | COM | 15M | 34K | – |
NORFOLK SOUTHN CORP | COM | 3M | 14K | – |
NVIDIA CORPORATION | COM | 553K | 4K | – |
PEPSICO INC | COM | 4M | 27K | – |
PROCTER AND GAMBLE CO | COM | 5M | 30K | – |
PROSHARES TR | SHORT S&P 500 NE | 388K | 34K | – |
PUBLIC SVC ENTERPRISE GRP IN | COM | 2M | 26K | – |
QUALCOMM INC | COM | 10M | 51K | – |
QUANTA SVCS INC | COM | 4M | 16K | – |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 15K | 389 | – |
RTX CORPORATION | COM | 5M | 47K | – |
SALESFORCE INC | COM | 251K | 975 | – |
SOUTHERN CO | COM | 2M | 26K | – |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
STARBUCKS CORP | COM | 5M | 70K | – |
STRYKER CORPORATION | COM | 230K | 675 | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 82K | 362 | – |
TEXAS INSTRS INC | COM | 6M | 32K | – |
T-MOBILE US INC | COM | 13M | 74K | – |
UNION PAC CORP | COM | 4M | 20K | – |
UNITED PARCEL SERVICE INC | CL B | 3M | 20K | – |
UNITEDHEALTH GROUP INC | COM | 10M | 20K | – |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 239K | 4K | – |
VANGUARD INDEX FDS | EXTEND MKT ETF | 31K | 185 | – |
VANGUARD INDEX FDS | GROWTH ETF | 426K | 1K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 44M | 88K | – |
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 928K | 16K | – |
VERIZON COMMUNICATIONS INC | COM | 215K | 5K | – |
VISA INC | COM CL A | 10M | 38K | – |
GRAINGER W W INC | COM | 9M | 10K | – |
WALMART INC | COM | 8M | 113K | – |