CARDINAL CAPITAL MANAGEMENT, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	SEPTEMBER
Legal Location	Canada

Employees

Total Number of Employees	48
Investment Advisory/Research	29
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	8
Licensed Agents of an Insurance Company	8
No. of Firms/People that Solicit Clients	61

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	8,381	$2.8B
Non-Discretionary	157	$42.1M
Total	8,538	$2.8B

Clients

Type	Number	RAUM
Individuals	2,108	$728.1M
HNW Individuals	371	$882.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	3	$28.2M
Pension and profit sharing plans	<5	$20.8M
Charitable organizations	13	$50.5M
State or municipal gov entities	<5	$651.6M
Other investment advisers	0	$0
Insurance companies	<5	$34.5M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	387	$411.5M
Other	<5	$5.1M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	96
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	25.5M
Both for Same	0

Portfolio Manager to Program	Sponsor
CATALYST MANAGED ACCOUNTS PROGRAM	NBCN INC.
AMBASSADOR PORTFOLIO SOURCE	NATIONAL BANK FINANCIAL, INC.
TRANSCEND UNIFIED MANAGED HOUSEHOLD PROGRAM	PROVISUS WEALTH MANAGEMENT LIMITED

Identifiers

SEC RIA File Number	801-61764
SEC ERA File Number	801-61764
SEC CIK Numbers	1518235
SEC CRD Numbers	124729
Legal Entity Identifier	None

Principal Office

1780 WELLINGTON AVENUE
SUITE 400
WINNIPEG
Canada

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic