ST. JAMES INVESTMENT COMPANY, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Colorado, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,288	$661.9M
Non-Discretionary	0	$0
Total	1,288	$661.9M

Clients

Type	Number	RAUM
Individuals	140	$26.8M
HNW Individuals	149	$111.3M
Banking or thrift institutions	0	$0
Investment companies	2	$99.8M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$1.6M
Charitable organizations	<5	$1.2M
State or municipal gov entities	0	$0
Other investment advisers	18	$414.7M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	8	$6.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-61779
SEC ERA File Number	801-61779
SEC CIK Numbers	1504492
SEC CRD Numbers	124777
Legal Entity Identifier	None

Principal Office

3838 OAK LAWN AVENUE
SUITE 1414
DALLAS
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic