PROPRIETARY CAPITAL, LLC
Adviser information for PROPRIETARY CAPITAL, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 38 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 38 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 18 | $18.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $1.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $19.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $568,000 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1800 LARIMER STREETSUITE 1825
DENVER
CO
United States
Monday - Friday, 7:00 A.M. - 4:00 P.M.
Tel: 303-575-9084, Fax: 303-260-7785
Chief Compliance Officer
NATHAN OSBORN
HEAD OF PORTFOLIO OPERATIONS/CCO
1800 LARIMER STREET
SUITE 1825
DENVER
CO
United States
Tel:
720-221-1418
N******@***********M
(Full email address available in API data)
Industry Affiliates
| LYNX WHOLE LOAN ACQUISITION LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LYNX EBO FUND I(A), LLC | Hedge Fund | $223.0M | $1.0M | 44 |
| LYNX EBO FUND I(B), LLC | Hedge Fund | $50.0M | $0.5M | 1 |
| LYNX EBO FUND I(C), LLC | Hedge Fund | $124.8M | $0.5M | 1 |
| LYNX EBO FUND I(D), LLC | Hedge Fund | $52.4M | $1.0M | 2 |
| LYNX EBO FUND I(E), LLC | Hedge Fund | $61.6M | $1.0M | 2 |
| LYNX EBO FUND I(F), LLC | Hedge Fund | $55.7M | $1.0M | 2 |
| LYNX EBO FUND II(A), LLC | Hedge Fund | $413.0M | $1.0M | 2 |
| LYNX EBO FUND II(B), LLC | Hedge Fund | $688.6M | $1.0M | 53 |
| LYNX PLUS MASTER FUND SP (A SEGREGATED PORTFOLIO OF PROPRIETARY CAPITAL MASTER PORTFOLIOS SPC) | Hedge Fund | $109.9M | $0.5M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COHEN, CRAIG, ALAN | Individual | – | MEMBER | 05/1997 | > 75% |
| OSBORN, NATHAN, P | Individual | – | HEAD OF PORTFOLIO OPERATIONS/CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |