BERTOLET CAPITAL LLC

Adviser information for BERTOLET CAPITAL LLC last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $35.4M
Non-Discretionary 0 $0
Total 1 $35.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $35.4M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM

Identifiers

SEC RIA File Number 801-61782
SEC ERA File Number 801-61782
SEC CIK Numbers None
SEC CRD Numbers 125121
Legal Entity Identifier None

Principal Office

745 FIFTH AVE.
2400
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-605-7100, Fax: None

Chief Compliance Officer

JOHN E. DEYSHER
PRESIDENT
745 FIFTH AVE- 2400
NEW YORK
NY
United States
Tel: 212-605-7100
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DEYSHER, JOHN, ERIC Individual PRESIDENT/CHIEF COMPLIANCE OFFICER 01/2003 > 75%

No. Employees, Historic

10502020202120222023202420251 on 1/21/20201 on 1/7/20211 on 1/4/20221 on 1/4/20231 on 1/17/2024

RAUM, Historic

40M20M020202021202220232024202530900000 on 1/21/202029300000 on 1/7/202132100000 on 1/4/202229300000 on 1/4/202335400000 on 1/17/2024

No. Clients, Historic

10502020202120222023202420251 on 1/21/20201 on 1/7/20211 on 1/4/20221 on 1/4/20231 on 1/17/2024