E. BATOFF & CO., INC.

Adviser information for E. BATOFF & CO., INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 43 $132.7M
Non-Discretionary 5 $95.0M
Total 48 $227.7M

Clients

Type Number RAUM
Individuals 15 $28.0M
HNW Individuals <5 $198.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-61788
SEC ERA File Number 801-61788
SEC CIK Numbers None
SEC CRD Numbers 124815
Legal Entity Identifier None

Principal Office

1401 E 22ND AVE
TAMPA
FL
United States
Monday - Friday, 9 A.M TO 5 P.M.
Tel: 8132483467, Fax: 8132483481

Chief Compliance Officer

EVAN BATOFF
VICE-PRESIDENT
1401 EAST 22ND AVE
TAMPA
FL
United States
Tel: 813-248-3467
Fax: 813-248-3481
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BATOFF, EVAN, ROSS Individual VICE-PRESIDENT;CHIEF COMPLIANCE OFFICER 06/2003 > 75%

No. Employees, Historic

10502020202120222023202420252 on 4/29/20202 on 6/25/20202 on 11/16/20202 on 3/26/20212 on 3/24/20222 on 3/24/20231 on 3/26/2024

RAUM, Historic

300M150M0202020212022202320242025134750000 on 4/29/2020134750000 on 6/25/2020134750000 on 11/16/2020203500000 on 3/26/2021168900000 on 3/24/2022212225000 on 3/24/2023227700000 on 3/26/2024

No. Clients, Historic

3015020202021202220232024202526 on 4/29/202026 on 6/25/202026 on 11/16/202015 on 3/26/202118 on 3/24/202217 on 3/24/202315 on 3/26/2024