E. BATOFF & CO., INC.
Adviser information for E. BATOFF & CO., INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Florida, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 43 | $132.7M |
Non-Discretionary | 5 | $95.0M |
Total | 48 | $227.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 15 | $28.0M |
HNW Individuals | <5 | $198.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $1.7M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-61788 |
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SEC ERA File Number | 801-61788 |
SEC CIK Numbers | None |
SEC CRD Numbers | 124815 |
Legal Entity Identifier | None |
Principal Office
1401 E 22ND AVETAMPA
FL
United States
Monday - Friday, 9 A.M TO 5 P.M.
Tel: 8132483467, Fax: 8132483481
Chief Compliance Officer
EVAN BATOFF
VICE-PRESIDENT
1401 EAST 22ND AVE
TAMPA
FL
United States
Tel:
813-248-3467
Fax:
813-248-3481
E******@**********T
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BATOFF, EVAN, ROSS | Individual | – | VICE-PRESIDENT;CHIEF COMPLIANCE OFFICER | 06/2003 | > 75% |