ASCO FINANCIAL GROUP, INC.
Adviser information for ASCO FINANCIAL GROUP, INC. last updated from Form ADV on March 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 59 | $158.5M |
| Total | 59 | $158.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $12.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 30 | $146.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | AFG PENSION ADMINISTRATION |
Identifiers
| SEC RIA File Number | 801-61809 |
|---|---|
| SEC ERA File Number | 801-61809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124395 |
| Legal Entity Identifier | None |
Principal Office
575 PIERCE STREETSUITE 301
KINGSTON
PA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 570-714-0720, Fax: 570-714-0740
Websites
Chief Compliance Officer
JEROME J. MCHALE, JR.
BRANCH MANAGER
575 PIERCE STREET
SUITE 301
KINGSTON
PA
United States
Tel:
(570) 714-0730
J******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILLIAMSON, MARIA, A | Individual | – | CORPORATE SECRETARY | 10/2022 | 25-50% |
| MCHALE, JEROME, JOSEPH | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER | 10/2022 | 50-75% |