Hedge Fund Database

DOPKINS WEALTH MANAGEMENT, LLC

Adviser information for DOPKINS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 718 $616.0M
Non-Discretionary 1 $2.0M
Total 719 $618.0M

Clients

Type Number RAUM
Individuals 140 $36.5M
HNW Individuals 133 $552.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $8.5M
Charitable organizations <5 $410,643
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $20.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 24
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-61818
SEC ERA File Number 801-61818
SEC CIK Numbers 1904152
SEC CRD Numbers 124209
Legal Entity Identifier None

Principal Office

200 INTERNATIONAL DRIVE
WILLIAMSVILLE
NY
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 716-634-8800, Fax: 716-634-8987

Websites

www.linkedin.com/dopkins-wealth-management-llc www.dopkins.com/ www.dopkinswealthmanagement.com/ twitter.com/dopkinswealth

Chief Compliance Officer

LYNN A. JACKSON
200 INTERNATIONAL DRIVE
WILLIAMSVILLE
NY
United States
Tel: (716)634-8800
Fax: (716)634-8987
(Full email address available in API data)

Regulatory Contact

THOMAS R. EMMERLING
MANAGING MEMBER
200 INTERNATIONAL DRIVE
WILLIAMSVILLE
NY
United States
Tel: (716)634-8800
Fax: (716)634-8987
(Full email address available in API data)

Industry Affiliates

DOPKINS & COMPANY, LLP Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
EMMERLING, THOMAS, RAYMOND Individual – MANAGING MEMBER 01/1999 50-75%
JACKSON, LYNN, ALICE Individual – CHIEF COMPLIANCE OFFICER 12/2009 < 5%
URBAN, GREGORY, JOSEPH Individual – MEMBER 09/2017 10-25%
NIGRO, ALBERT, ANGELO Individual – MEMBER 09/2018 10-25%
McGloin, Bartholomew, Francis Individual – MEMBER 09/2019 10-25%
READING, ANDREW, JOHN Individual – MEMBER 09/2023 5-10%

No. Employees, Historic

20100201920202021202220232024202511 on 11/7/201911 on 11/18/20196 on 3/2/20206 on 6/24/20206 on 3/10/20216 on 10/13/20215 on 3/10/20225 on 3/28/20225 on 5/24/20226 on 1/30/20236 on 10/10/20236 on 3/14/2024

RAUM, Historic

700M350M02019202020212022202320242025513347589 on 11/7/2019513347589 on 11/18/2019560915934 on 3/2/2020560915934 on 6/24/2020589359989 on 3/10/2021589359989 on 10/13/2021637185737 on 3/10/2022637185737 on 3/28/2022637185737 on 5/24/2022538997274 on 1/30/2023538997274 on 10/10/2023618046674 on 3/14/2024

No. Clients, Historic

40020002019202020212022202320242025337 on 11/7/2019337 on 11/18/2019337 on 3/2/2020337 on 6/24/2020305 on 3/10/2021305 on 10/13/2021295 on 3/10/2022295 on 3/28/2022295 on 5/24/2022275 on 1/30/2023275 on 10/10/2023297 on 3/14/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 462K 832 –
AMAZON COM INC COM 408K 2K –
AMERICAN BATTERY TECHNOLOGY COM NEW 35K 28K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 5M 75K –
AMERICAN CENTY ETF TR INTL SMCP VLU 5M 74K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 1M 19K –
AMERICAN CENTY ETF TR US SML CP VALU 2M 21K –
APPLE INC COM 3M 15K –
CHEVRON CORP NEW COM 562K 4K –
CONOCOPHILLIPS COM 251K 2K –
DAVITA INC COM 208K 2K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 345K 8K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 350K 13K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 339K 13K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 14M 386K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 527K 20K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 540K 22K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 336K 12K –
DIMENSIONAL ETF TRUST SHORT DURATION F 1M 28K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 583K 16K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 32M 997K –
DIMENSIONAL ETF TRUST US EQUITY ETF 5M 93K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 600K 19K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 206K 7K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 17M 430K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 3M 52K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 2M 60K –
DIMENSIONAL ETF TRUST US TARGETED VLU 17M 336K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 6M 233K –
EA SERIES TRUST EA BRIDGEWAY OMN 6M 308K –
EXXON MOBIL CORP COM 1M 9K –
GE AEROSPACE COM NEW 324K 2K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 994K 30K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 311K 3K –
INTERNATIONAL BUSINESS MACHS COM 675K 4K –
INVESCO QQQ TR UNIT SER 1 3M 5K –
ISHARES GOLD TR ISHARES NEW 304K 7K –
ISHARES INC CORE MSCI EMKT 218K 4K –
ISHARES TR BLACKROCK ULTRA 218K 4K –
ISHARES TR CORE MSCI INTL 649K 10K –
ISHARES TR CORE S&P MCP ETF 382K 7K –
ISHARES TR CORE S&P SCP ETF 288K 3K –
ISHARES TR CORE S&P TTL STK 2M 15K –
ISHARES TR CORE S&P500 ETF 214K 390 –
ISHARES TR CORE US AGGBD ET 215K 2K –
ISHARES TR EAFE VALUE ETF 301K 6K –
ISHARES TR MSCI INTL MOMENT 1M 27K –
ISHARES TR MSCI USA MMENTM 639K 3K –
ISHARES TR S&P MC 400VL ETF 204K 2K –
ISHARES TR SHRT NAT MUN ETF 260K 2K –
LINDE PLC SHS 244K 557 –
M & T BK CORP COM 393K 3K –
META PLATFORMS INC CL A 252K 500 –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 630K 5K –
PIMCO NEW YORK MUN FD II COM 115K 16K –
PIMCO NEW YORK MUN INCOME FD COM 98K 17K –
PROCTER AND GAMBLE CO COM 756K 5K –
RYAN SPECIALTY HOLDINGS INC CL A 2M 27K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 254K 7K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 1M 35K –
SCHWAB STRATEGIC TR SHT TM US TRES 811K 17K –
SELECT SECTOR SPDR TR FINANCIAL 218K 5K –
SELECT SECTOR SPDR TR TECHNOLOGY 882K 4K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 470K 13K –
SPDR S&P 500 ETF TR TR UNIT 479K 880 –
UNION PAC CORP COM 722K 3K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 218K 653 –
VANGUARD BD INDEX FDS SHORT TRM BOND 231K 3K –
VANGUARD INDEX FDS GROWTH ETF 5M 14K –
VANGUARD INDEX FDS SM CP VAL ETF 546K 3K –
VANGUARD INDEX FDS SML CP GRW ETF 4M 15K –
VANGUARD INDEX FDS TOTAL STK MKT 543K 2K –
VANGUARD INDEX FDS VALUE ETF 413K 3K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 869K 21K –
VANGUARD MALVERN FDS STRM INFPROIDX 281K 6K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 1M 19K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 551K 10K –
VANGUARD STAR FDS VG TL INTL STK F 231K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 301K 1K –
VANGUARD WORLD FD MEGA GRWTH IND 735K 2K –
WASTE MGMT INC DEL COM 707K 3K –