ROBLE, BELKO AND COMPANY, INC.
Adviser information for ROBLE, BELKO AND COMPANY, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 977 | $953.2M |
| Non-Discretionary | 0 | $0 |
| Total | 977 | $953.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 80 | $18.2M |
| HNW Individuals | 121 | $885.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $8.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $40.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-61829 |
|---|---|
| SEC ERA File Number | 801-61829 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123286 |
| Legal Entity Identifier | None |
Principal Office
1603 CARMODY COURTSUITE 401
SEWICKLEY
PA
United States
Monday - Friday, 9AM-5PM
Tel: (724) 935-4990, Fax: (724) 935-4999
Chief Compliance Officer
COLLEEN DOUGHTY
1603 CARMODY COURT
SUITE 401
SEWICKLEY
PA
United States
Tel:
724-935-4990
Fax:
724-935-4999
C*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBLE, ROGER, WILLIAM | Individual | – | PRESIDENT | 04/2000 | 50-75% |
| BELKO, WILLIAM, THOMAS | Individual | – | PRINCIPAL, CHIEF INVESTMENT OFFICER | 04/2000 | 50-75% |
| DOUGHTY, COLLEEN, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2013 | < 5% |