GRANT KOEHLER & LEVIN LTD.
Adviser information for GRANT KOEHLER & LEVIN LTD. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 185 | $231.0M |
| Non-Discretionary | 24 | $6.1M |
| Total | 209 | $237.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 93 | $23.9M |
| HNW Individuals | 113 | $205.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.9M |
| Charitable organizations | <5 | $214,475 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $853,972 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-61856 |
|---|---|
| SEC ERA File Number | 801-61856 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125531 |
| Legal Entity Identifier | None |
Principal Office
10809 W. MEQUON RD.MEQUON
WI
United States
Monday - Friday, 8AM-4PM
Tel: 262-242-3770, Fax: None
Websites
Chief Compliance Officer
CHRIS GRANT
CHIEF COMPLIANCE OFFICER
10809 W. MEQUON RD.
MEQUON
WI
United States
Tel:
414-403-2734
C****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOEHLER, THOMAS, ARNOLD | Individual | – | VICE PRESIDENT | 02/2003 | 25-50% |
| GRANT, CHRISTOPHER, JOHN | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER | 02/2003 | 25-50% |
| LEVIN, THEODORE, DAVID | Individual | – | VICE PRESIDENT | 02/2003 | 25-50% |
| PATIN, FORREST, R. | Individual | – | OWNER | 01/2005 | < 5% |