MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED
Adviser information for MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 435 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $15.8B |
| Non-Discretionary | 7 | $4.1B |
| Total | 22 | $19.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $11.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $4.1B |
| Pension and profit sharing plans | <5 | $5.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $4.1B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
200 BLOOR STREET EASTNORTH TOWER
TORONTO, ON
Canada
Monday - Friday, 9AM TO 5PM
Tel: 416-524-9687, Fax: 416-581-8425
Chief Compliance Officer
CHRISTOPHER WALKER
CHIEF COMPLIANCE OFFICER
200 BLOOR STREET EAST NT 5
TORONTO, ON
Canada
Tel:
416-524-9687
Fax:
416-581-8425
C*****************@***********M
(Full email address available in API data)
Regulatory Contact
MAHISHA THIRU
COMPLIANCE OFFICER
200 BLOOR STREET EAST NT 5
TORONTO, ON
Canada
Tel:
416-852-9526
Fax:
416-581-8425
M************@***********M
(Full email address available in API data)
Industry Affiliates
| JOHN HANCOCK DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY | Commodity pool operator or commodity trading advisorInsurance company or agency |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | Commodity pool operator or commodity trading advisorInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| JOHN HANCOCK TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust companySponsor, GP, manager of pooled investment vehicles |
| JOHN HANCOCK VARIABLE TRUST ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MANULIFE FINANCIAL CORPORATION | Insurance company or agency |
| MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (TAIWAN) CO., LTD | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE INVESTMENT MANAGEMENT DISTRIBUTORS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MANULIFE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE MANUFACTURERS LIFE INSURANCE COMPANY | Insurance company or agencySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE MANUFACTURERS LIFE INSURANCE COMPANY | Foreign Entity | – | SHAREHOLDER | 01/2003 | > 75% |
| MANULIFE FINANCIAL CORPORATION | Foreign Entity | THE MANUFACTURERS LIFE INSURANCE COMPANY | SHAREHOLDER | 09/1999 | > 75% |
| WALKER, CHRISTOPHER, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2009 | < 5% |
| CHAGNON, YANIC | Individual | – | DIRECTOR | 01/2019 | < 5% |
| Bourret, Elise | Individual | – | DIRECTOR | 06/2019 | < 5% |
| Bogle, James, William | Individual | – | CHIEF FINANCIAL OFFICER | 06/2020 | < 5% |
| ZERILLI, LEONARDO, MANUEL | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 01/2021 | < 5% |
| Hayes, Rebecca, Rose | Individual | – | GENERAL COUNSEL AND SECRETARY | 12/2021 | < 5% |
| Sethi, Mamta, Suri | Individual | – | NON-EXECUTIVE DIRECTOR | 06/2023 | < 5% |