JOHNSON WEALTH INC.
Adviser information for JOHNSON WEALTH INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 137 |
|---|---|
| Investment Advisory/Research | 63 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 61 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,504 | $6.8B |
| Non-Discretionary | 12 | $1.7B |
| Total | 2,516 | $8.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,063 | $485.6M |
| HNW Individuals | 1,307 | $3.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $12.5M |
| Charitable organizations | 40 | $250.5M |
| State or municipal gov entities | 4 | $152.9M |
| Other investment advisers | 1 | $3.3B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 96 | $1.0B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
555 EAST WELLS STREETSUITE 1900
MILWAUKEE
WI
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 414-291-4500, Fax: 414-270-2241
Websites
Chief Compliance Officer
ADAM BELLMER
CHIEF COMPLIANCE OFFICER
555 EAST WELLS STREET
SUITE 1900
MILWAUKEE
WI
United States
Tel:
414-291-4500
Fax:
414-270-2241
A*******@************************M
(Full email address available in API data)
Regulatory Contact
LISA JOHNSON
VP & SR COMPLIANCE OFFICER
555 EAST WELLS STREET
SUITE 1900
MILWAUKEE
WI
United States
Tel:
414-291-4500
Fax:
414-270-2241
L*******@************************M
(Full email address available in API data)
Industry Affiliates
| JOHNSON FINANCIAL GROUP, INC. (INCLUDING JOHNSON BANK) | Other investment adviser, including financial plannersBanking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON FINANCIAL GROUP, INC. | Domestic Entity | – | DIRECT OWNER | 06/2016 | > 75% |
| PAVLIK, BENJAMIN, THOMAS | Individual | – | DIRECTOR, LEGAL COUNSEL AND ASSISTANT SECRETARY | 06/2016 | < 5% |
| BEHRENS, MARK, C | Individual | – | DIRECTOR, CHIEF FINANCIAL OFFICER AND SECRETARY | 06/2016 | < 5% |
| JOHNSON FINANCIAL GROUP VOTING TRUST | Domestic Entity | JOHNSON FINANCIAL GROUP, INC. | SHAREHOLDER OF A AND B SHARES | 06/1991 | 50-75% |
| Johnson-Leipold, Helen | Individual | JOHNSON FINANCIAL GROUP VOTING TRUST | TRUSTEE | 02/2010 | |
| BELLMER, ADAM, STEVEN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2018 | < 5% |
| BRUNNER, DANIEL, J. | Individual | – | VICE PRESIDENT - FINANCE | 04/2018 | < 5% |
| Ceci, Dominic, Paul | Individual | – | CHIEF INVESTMENT OFFICER | 01/2024 | < 5% |