PRIVATE CAPITAL ADVISORS, INC.

Adviser information for PRIVATE CAPITAL ADVISORS, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 250 $793.9M
Non-Discretionary 0 $0
Total 250 $793.9M

Clients

Type Number RAUM
Individuals 178 $42.3M
HNW Individuals 60 $703.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $610,931
Charitable organizations <5 $31.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $15.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-61877
SEC ERA File Number 801-61877
SEC CIK Numbers 1350780
SEC CRD Numbers 125771
Legal Entity Identifier None

Principal Office

23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
Monday - Friday, 9:00AM TO 5:00 PM
Tel: 347-960-4520, Fax: (203) 655-2909

Chief Compliance Officer

ELLEN SCAMBIA
CHIEF COMPLIANCE OFFICER
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
Tel: 203-656-0700
Fax: (203) 655-2909
(Full email address available in API data)

Regulatory Contact

MATTHEW C. ANDREWS
PRESIDENT AND SECRETARY
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
(Full email address available in API data)

Industry Affiliates

PRIVATE CAPITAL ASSET MANAGEMENT LLC Other investment adviser, including financial planners
PRIVATE CAPITAL STRATEGIES, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
PRIVATE MANAGEMENT SERVICES, INC. Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. Domestic Entity HOLDING COMPANY 01/1997 > 75%
ANDREWS, SUZANNE, CHAMPION Individual PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. SHAREHOLDER 01/1997 25-50%
ANDREWS, ASHLEY, CHASE Individual PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. SHAREHOLDER 01/1997 25-50%
ANDREWS, MATTHEW, CHASE Individual PRESIDENT & SECRETARY 08/2018 < 5%
TORREGROSSA, ANN, MARGARET Individual VICE PRESIDENT OF OPERATIONS 08/2018 < 5%
SCAMBIA, ELLEN, MARIE Individual CHIEF COMPLIANCE OFFICER 06/2019 < 5%

No. Employees, Historic

105020192020202120222023202420256 on 7/10/20196 on 3/31/20206 on 6/26/20206 on 3/30/20216 on 4/11/20226 on 3/31/20236 on 3/31/20236 on 3/21/2024

RAUM, Historic

800M400M02019202020212022202320242025422021416 on 7/10/2019498590021 on 3/31/2020498590021 on 6/26/2020540931139 on 3/30/2021719295861 on 4/11/2022614449081 on 3/31/2023614449081 on 3/31/2023793947229 on 3/21/2024

No. Clients, Historic

30015002019202020212022202320242025175 on 7/10/2019181 on 3/31/2020181 on 6/26/2020206 on 3/30/2021229 on 4/11/2022245 on 3/31/2023245 on 3/31/2023250 on 3/21/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES BITCOIN TR SHS BEN INT ETF 1K 32K
ISHARES TR CORE S&P TOTAL U S ETF 416 4K
ISHARES TR SELECT DIVID ETF FD ETF 2K 14K
SELECT SECTOR SPDR TR TECHNOLO ETF 409 2K
SPROTT URANIUM MINERS ETF ETF 299 6K
VANGUARD INDEX FDS S&P 500 ETF ETF 268 535
ALLSPRING MUNICIPAL BOND FUND MF 271 28K
AMERICAN NEW PERSPECTIVE FUND MF 529 8K
BLACKROCK NATIONAL MUNICIPAL F MF 491 49K
FIDELITY INVESTMENT GRADE BOND MF 486 69K
MAINSTAY MACKAY HIGH YIELD MUN MF 157 13K
PIMCO INCOME FUND CLASS I2 MF 174 17K
VANGUARD LONG-TERM TAX-EXEMPT MF 474 44K
RSTK URBANFETCH COM INC OC PFD PFD 0 19K
ABBVIE INC COM COM 10K 57K
ADVANCED MICRO DEVICES INC COM 3K 21K
ALPHABET INC CAP STK CL C COM 5K 30K
ALPHABET INC CL A COM 35K 191K
AMAZON COM INC COM COM 14K 71K
AMERICAN ELEC PWR CO INC COM COM 205 2K
APPLE INC COM 59K 279K
BALL CORP COM COM 720 12K
BERKSHIRE HATHAWAY INC CL B COM 582 1K
BIOGEN INC COM 205 884
BLACKROCK INC COM COM 8K 10K
BLACKSTONE INC COM COM 12K 99K
CACI INTL INC CL A COM 18K 42K
CANADIAN NATL RY CO COM ISIN#C COM 5K 46K
CANADIAN PACIFIC KANSAS CITY COM 749 10K
CF INDS HLDGS INC COM COM 14K 186K
CHEVRON CORP NEW COM COM 3K 17K
COCA COLA CO COM COM 1K 18K
CONOCOPHILLIPS COM COM 9K 78K
CVS HEALTH CORP COM COM 295 5K
DANAHER CORP COM COM 14K 58K
DISNEY WALT CO DISNEY COM COM 206 2K
EDWARDS LIFESCIENCES CORP COM COM 1K 13K
ENERGY TRANSFER L P COM UNIT L COM 13K 825K
ENTERPRISE PRODUCTS PARTNERS COM 15K 528K
EOG RES INC COM COM 12K 97K
EXXON MOBIL CORP COM COM 3K 28K
FIRST CTZNS BANCSHARES INC N C COM 739 439
FISERV INC COM COM 2K 12K
GAMESTOP CORP NEW CL A COM 773 31K
GLOBAL X FDS MLP & ENERGY INFR COM 408 8K
GOLDMAN SACHS GROUP INC COM COM 389 859
HOME DEPOT INC COM COM 244 708
INTUIT COM COM 4K 6K
INVESCO QQQ TR UNIT SER 1 COM 1K 3K
JOHNSON & JOHNSON COM COM 571 4K
JPMORGAN CHASE & CO COM COM 324 2K
L3HARRIS TECHNOLOGIES INC COM COM 876 4K
LADDER CAP CORP CL A COM 204 18K
LILLY ELI & CO COM COM 392K 433K
LOCKHEED MARTIN CORP COM COM 10K 21K
MARSH & MCLENNAN COS INC COM COM 18K 85K
MERCK & CO INC NEW COM COM 9K 71K
META PLATFORMS INC CL A COM 13K 26K
MICROSOFT CORP COM COM 2K 5K
MPLX LP COM UNIT REPSTG LTD PA COM 11K 257K
NASDAQ INC COM COM 16K 265K
NETFLIX INC COM COM 19K 27K
NORTHROP GRUMMAN CORP COM COM 10K 24K
NVIDIA CORP COM COM 17K 139K
OMNICOM GROUP INC COM COM 1K 16K
PALANTIR TECHNOLOGIES INC CL A COM 396 16K
PALO ALTO NETWORKS INC COM COM 27K 79K
PARKER-HANNIFIN CORP COM COM 2K 4K
PRICE T ROWE GROUP INC COM COM 410 4K
RIVIAN AUTOMOTIVE INC CL A COM 185 14K
SANCHEZ ENERGY CORP COM 336 4K
SOUTHERN CO COM COM 248 3K
SPDR S&P 500 ETF TR TR UNIT COM 2K 3K
TESLA INC COM COM 9K 46K
TEXAS INSTRS INC COM COM 676 3K
THERMO FISHER SCIENTIFIC INC C COM 16K 30K
THUNDER ENERGIES CORP COM COM 1 20K
UNION PAC CORP COM COM 14K 60K
UNITEDHEALTH GROUP INC COM COM 20K 38K
VERTIV HLDGS CO CL A COM 229 3K
VSBLTY GROUPE TECHNOLOGIES COR COM 1 22K
WILLIAMS COS INC COM COM 11K 249K