PRIVATE CAPITAL ADVISORS, INC.
Adviser information for PRIVATE CAPITAL ADVISORS, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 250 | $793.9M |
Non-Discretionary | 0 | $0 |
Total | 250 | $793.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 178 | $42.3M |
HNW Individuals | 60 | $703.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $610,931 |
Charitable organizations | <5 | $31.4M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 8 | $15.9M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
23 OLD KINGS HIGHWAY SOUTHSUITE 200
DARIEN
CT
United States
Monday - Friday, 9:00AM TO 5:00 PM
Tel: 347-960-4520, Fax: (203) 655-2909
Websites
Chief Compliance Officer
ELLEN SCAMBIA
CHIEF COMPLIANCE OFFICER
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
Tel:
203-656-0700
Fax:
(203) 655-2909
E*******@**************T
(Full email address available in API data)
Regulatory Contact
MATTHEW C. ANDREWS
PRESIDENT AND SECRETARY
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
M*******@********************M
(Full email address available in API data)
Industry Affiliates
PRIVATE CAPITAL ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
PRIVATE CAPITAL STRATEGIES, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
PRIVATE MANAGEMENT SERVICES, INC. | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. | Domestic Entity | – | HOLDING COMPANY | 01/1997 | > 75% |
ANDREWS, SUZANNE, CHAMPION | Individual | PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. | SHAREHOLDER | 01/1997 | 25-50% |
ANDREWS, ASHLEY, CHASE | Individual | PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. | SHAREHOLDER | 01/1997 | 25-50% |
ANDREWS, MATTHEW, CHASE | Individual | – | PRESIDENT & SECRETARY | 08/2018 | < 5% |
TORREGROSSA, ANN, MARGARET | Individual | – | VICE PRESIDENT OF OPERATIONS | 08/2018 | < 5% |
SCAMBIA, ELLEN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ISHARES BITCOIN TR SHS BEN INT | ETF | 1K | 32K | – |
ISHARES TR CORE S&P TOTAL U S | ETF | 416 | 4K | – |
ISHARES TR SELECT DIVID ETF FD | ETF | 2K | 14K | – |
SELECT SECTOR SPDR TR TECHNOLO | ETF | 409 | 2K | – |
SPROTT URANIUM MINERS ETF | ETF | 299 | 6K | – |
VANGUARD INDEX FDS S&P 500 ETF | ETF | 268 | 535 | – |
ALLSPRING MUNICIPAL BOND FUND | MF | 271 | 28K | – |
AMERICAN NEW PERSPECTIVE FUND | MF | 529 | 8K | – |
BLACKROCK NATIONAL MUNICIPAL F | MF | 491 | 49K | – |
FIDELITY INVESTMENT GRADE BOND | MF | 486 | 69K | – |
MAINSTAY MACKAY HIGH YIELD MUN | MF | 157 | 13K | – |
PIMCO INCOME FUND CLASS I2 | MF | 174 | 17K | – |
VANGUARD LONG-TERM TAX-EXEMPT | MF | 474 | 44K | – |
RSTK URBANFETCH COM INC OC PFD | PFD | 0 | 19K | – |
ABBVIE INC COM | COM | 10K | 57K | – |
ADVANCED MICRO DEVICES INC | COM | 3K | 21K | – |
ALPHABET INC CAP STK CL C | COM | 5K | 30K | – |
ALPHABET INC CL A | COM | 35K | 191K | – |
AMAZON COM INC COM | COM | 14K | 71K | – |
AMERICAN ELEC PWR CO INC COM | COM | 205 | 2K | – |
APPLE INC | COM | 59K | 279K | – |
BALL CORP COM | COM | 720 | 12K | – |
BERKSHIRE HATHAWAY INC CL B | COM | 582 | 1K | – |
BIOGEN INC | COM | 205 | 884 | – |
BLACKROCK INC COM | COM | 8K | 10K | – |
BLACKSTONE INC COM | COM | 12K | 99K | – |
CACI INTL INC CL A | COM | 18K | 42K | – |
CANADIAN NATL RY CO COM ISIN#C | COM | 5K | 46K | – |
CANADIAN PACIFIC KANSAS CITY | COM | 749 | 10K | – |
CF INDS HLDGS INC COM | COM | 14K | 186K | – |
CHEVRON CORP NEW COM | COM | 3K | 17K | – |
COCA COLA CO COM | COM | 1K | 18K | – |
CONOCOPHILLIPS COM | COM | 9K | 78K | – |
CVS HEALTH CORP COM | COM | 295 | 5K | – |
DANAHER CORP COM | COM | 14K | 58K | – |
DISNEY WALT CO DISNEY COM | COM | 206 | 2K | – |
EDWARDS LIFESCIENCES CORP COM | COM | 1K | 13K | – |
ENERGY TRANSFER L P COM UNIT L | COM | 13K | 825K | – |
ENTERPRISE PRODUCTS PARTNERS | COM | 15K | 528K | – |
EOG RES INC COM | COM | 12K | 97K | – |
EXXON MOBIL CORP COM | COM | 3K | 28K | – |
FIRST CTZNS BANCSHARES INC N C | COM | 739 | 439 | – |
FISERV INC COM | COM | 2K | 12K | – |
GAMESTOP CORP NEW CL A | COM | 773 | 31K | – |
GLOBAL X FDS MLP & ENERGY INFR | COM | 408 | 8K | – |
GOLDMAN SACHS GROUP INC COM | COM | 389 | 859 | – |
HOME DEPOT INC COM | COM | 244 | 708 | – |
INTUIT COM | COM | 4K | 6K | – |
INVESCO QQQ TR UNIT SER 1 | COM | 1K | 3K | – |
JOHNSON & JOHNSON COM | COM | 571 | 4K | – |
JPMORGAN CHASE & CO COM | COM | 324 | 2K | – |
L3HARRIS TECHNOLOGIES INC COM | COM | 876 | 4K | – |
LADDER CAP CORP CL A | COM | 204 | 18K | – |
LILLY ELI & CO COM | COM | 392K | 433K | – |
LOCKHEED MARTIN CORP COM | COM | 10K | 21K | – |
MARSH & MCLENNAN COS INC COM | COM | 18K | 85K | – |
MERCK & CO INC NEW COM | COM | 9K | 71K | – |
META PLATFORMS INC CL A | COM | 13K | 26K | – |
MICROSOFT CORP COM | COM | 2K | 5K | – |
MPLX LP COM UNIT REPSTG LTD PA | COM | 11K | 257K | – |
NASDAQ INC COM | COM | 16K | 265K | – |
NETFLIX INC COM | COM | 19K | 27K | – |
NORTHROP GRUMMAN CORP COM | COM | 10K | 24K | – |
NVIDIA CORP COM | COM | 17K | 139K | – |
OMNICOM GROUP INC COM | COM | 1K | 16K | – |
PALANTIR TECHNOLOGIES INC CL A | COM | 396 | 16K | – |
PALO ALTO NETWORKS INC COM | COM | 27K | 79K | – |
PARKER-HANNIFIN CORP COM | COM | 2K | 4K | – |
PRICE T ROWE GROUP INC COM | COM | 410 | 4K | – |
RIVIAN AUTOMOTIVE INC CL A | COM | 185 | 14K | – |
SANCHEZ ENERGY CORP | COM | 336 | 4K | – |
SOUTHERN CO COM | COM | 248 | 3K | – |
SPDR S&P 500 ETF TR TR UNIT | COM | 2K | 3K | – |
TESLA INC COM | COM | 9K | 46K | – |
TEXAS INSTRS INC COM | COM | 676 | 3K | – |
THERMO FISHER SCIENTIFIC INC C | COM | 16K | 30K | – |
THUNDER ENERGIES CORP COM | COM | 1 | 20K | – |
UNION PAC CORP COM | COM | 14K | 60K | – |
UNITEDHEALTH GROUP INC COM | COM | 20K | 38K | – |
VERTIV HLDGS CO CL A | COM | 229 | 3K | – |
VSBLTY GROUPE TECHNOLOGIES COR | COM | 1 | 22K | – |
WILLIAMS COS INC COM | COM | 11K | 249K | – |