Hedge Fund Database

VAN HULZEN ASSET MANAGEMENT

VAN HULZEN ASSET MANAGEMENT, LLC Legal Name

Adviser information for VAN HULZEN ASSET MANAGEMENT last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,463 $2.0B
Non-Discretionary 23 $10.7M
Total 2,486 $2.0B

Clients

Type Number RAUM
Individuals 839 $281.6M
HNW Individuals 284 $1.2B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $199.8M
Pension and profit sharing plans 35 $180.7M
Charitable organizations 28 $41.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 41 $87.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesCONSULTING SERVICES
Compensation % of AUMHourly chargesPerformance-based feesCONSULTING FEES

Identifiers

SEC RIA File Number 801-61884
SEC ERA File Number 801-61884
SEC CIK Numbers 1600145
SEC CRD Numbers 116632
Legal Entity Identifier None

Principal Office

4370 TOWN CENTER BLVD.
SUITE 220
EL DORADO HILLS
CA
United States
Monday - Friday, 7:30 A.M. - 4:30 P.M.
Tel: (916) 608-4284, Fax: (916) 608-4296

Websites

www.facebook.com/van-hulzen-financial-advisors-111026201234567/ www.linkedin.com/company/van-hulzen-financial-advisors/mycompany/ vanhulzenadvisors.com schreurfinancial.com/ www.wetselfinancial.com www.vaminvest.com

Chief Compliance Officer

PAUL NEDERVELD
DIRECTOR OF BUSINESS OPERATIONS
4370 TOWN CENTER BLVD.
SUITE 220
EL DORADO HILLS
CA
United States
Tel: (916) 608-4284
Fax: (916) 608-4296
(Full email address available in API data)

Industry Affiliates

CITADEL FAMILY INSURANCE SOLUTIONS LLC Insurance company or agency
MW INVESTMENT STRATEGY Other investment adviser, including financial planners
WEDBUSH SECURITIES INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VANHULZEN, CRAIG, DENNIS Individual – FOUNDER AND CEO 01/2000 50-75%
NICHOLSON, BRADLEY, ROBERT Individual – PRESIDENT 06/2019 10-25%
WEDBUSH CAPITAL Domestic Entity – PASSIVE 07/2011 25-50%
TEN BRINK, STEFANUS Individual – MANAGING DIRECTOR 01/2011 < 5%
BEAL, RHETT, AUGUSTIN Individual – VICE PRESIDENT 01/2019 < 5%
Nederveld, Paul Individual – DIRECTOR OF BUSINESS OPERATIONS AND CHIEF COMPLIANCE OFFICER 10/2019 < 5%
WEDBUSH FAMILY PARTNERS, LLC Domestic Entity WEDBUSH CAPITAL SHAREHOLDER 12/2020 25-50%
PEARCE, JOHN, ROBERSON Individual – MANAGING DIRECTOR 06/2009 < 5%

No. Employees, Historic

20100201920202021202220232024202519 on 11/20/201919 on 12/16/201919 on 3/17/202019 on 6/30/202019 on 11/4/202019 on 3/31/202119 on 4/5/202119 on 6/9/202119 on 6/11/202119 on 6/24/202119 on 8/31/202119 on 3/30/202219 on 10/18/202219 on 10/31/202219 on 3/30/202319 on 10/6/202319 on 11/27/202319 on 3/20/2024

RAUM, Historic

2B1B02019202020212022202320242025886601902 on 11/20/2019886601902 on 12/16/20191104794853 on 3/17/20201104794853 on 6/30/20201104794853 on 11/4/20201309148564 on 3/31/20211309148564 on 4/5/20211309148564 on 6/9/20211309148564 on 6/11/20211309148564 on 6/24/20211309148564 on 8/31/20211601871919 on 3/30/20221601871919 on 10/18/20221601871919 on 10/31/20221464847702 on 3/30/20231769423487 on 10/6/20231769423487 on 11/27/20231993819811 on 3/20/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251623 on 11/20/20191623 on 12/16/20191843 on 3/17/20201843 on 6/30/20201843 on 11/4/20201854 on 3/31/20211854 on 4/5/20211854 on 6/9/20211854 on 6/11/20211854 on 6/24/20211854 on 8/31/20211345 on 3/30/20221345 on 10/18/20221345 on 10/31/20221142 on 3/30/20231195 on 10/6/20231195 on 11/27/20231228 on 3/20/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AON PLC SHS CL A 14K 48K 0
EATON CORP PLC SHS 28K 89K 0
LINDE PLC SHS 243 554 0
MEDTRONIC PLC SHS 625 8K 0
CHUBB LIMITED COM 336 1K 0
AT&T INC COM 273 14K 0
ABBOTT LABS COM 3K 29K 0
ABBVIE INC COM 35K 206K 0
ACADIA PHARMACEUTICALS INC COM 1K 91K 0
ACUSHNET HLDGS CORP COM 1K 19K 0
ADDUS HOMECARE CORP COM 4K 30K 0
ADOBE INC COM 11K 20K 0
ADVANCED MICRO DEVICES INC COM 2K 10K 0
AIRBNB INC COM CL A 2K 13K 0
ALLSTATE CORP COM 590 4K 0
ALPHABET INC CAP STK CL C 3K 14K 0
ALPHABET INC CAP STK CL A 51K 281K 0
ALTRIA GROUP INC COM 212 5K 0
AMAZON COM INC COM 24K 122K 0
AMER STATES WTR CO COM 2K 28K 0
AMERICAN WTR WKS CO INC NEW COM 2K 12K 0
CENCORA INC COM 11K 50K 0
AMGEN INC COM 4K 12K 0
ELEVANCE HEALTH INC COM 396 730 0
APPLE INC COM 114K 542K 0
APPLIED INDL TECHNOLOGIES IN COM 3K 14K 0
APPLIED MATLS INC COM 337 1K 0
ARISTA NETWORKS INC COM 3K 9K 0
ASTRAZENECA PLC SPONSORED ADR 235 3K 0
AUTOMATIC DATA PROCESSING IN COM 21K 90K 0
AXCELIS TECHNOLOGIES INC COM NEW 3K 25K 0
AXOS FINANCIAL INC COM 2K 26K 0
AZEK CO INC CL A 1K 32K 0
THE BALDWIN INSURANCE GRP IN COM CL A 3K 78K 0
BAIN CAP SPECIALTY FIN INC COM STK 168 10K 0
BANCORP INC DEL COM 2K 43K 0
BANK AMERICA CORP COM 506 13K 0
BANK NEW YORK MELLON CORP COM 1K 18K 0
BERKSHIRE HATHAWAY INC DEL CL A 5K 8 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 6K 15K 0
BEST BUY INC COM 60K 708K 0
BLACKROCK ETF TRUST II FLEXIBLE INCOME 3K 52K 0
BLACKROCK ETF TRUST US CARBON TRANS 274 5K 0
BOEING CO COM 610 3K 0
BRISTOL-MYERS SQUIBB CO COM 352 8K 0
BROADCOM INC COM 15K 9K 0
CME GROUP INC COM 2K 10K 0
CSW INDUSTRIALS INC COM 2K 9K 0
CSX CORP COM 3K 93K 0
CVS HEALTH CORP COM 368 6K 0
CAMBRIA ETF TR SHSHLD YIELD ETF 269 4K 0
CARRIER GLOBAL CORPORATION COM 2K 28K 0
CATERPILLAR INC COM 601 2K 0
CHARGEPOINT HOLDINGS INC COM CL A 61 41K 0
CHEGG INC COM 130 41K 0
CHENIERE ENERGY PARTNERS LP COM UNIT 821 17K 0
CHENIERE ENERGY INC COM NEW 3K 15K 0
CHEVRON CORP NEW COM 4K 25K 0
CHIPOTLE MEXICAN GRILL INC COM 207 3K 0
CISCO SYS INC COM 23K 485K 0
CLOUDFLARE INC CL A COM 634 8K 0
COCA COLA CO COM 19K 291K 0
COMMERCIAL METALS CO COM 1K 21K 0
CONOCOPHILLIPS COM 1K 9K 0
COSTCO WHSL CORP NEW COM 15K 17K 0
CROCS INC COM 3K 19K 0
CROWDSTRIKE HLDGS INC CL A 448 1K 0
CUMMINS INC COM 783 3K 0
D R HORTON INC COM 2K 17K 0
DANAHER CORPORATION COM 23K 94K 0
DECKERS OUTDOOR CORP COM 2K 2K 0
DEERE & CO COM 10K 27K 0
DELL TECHNOLOGIES INC CL C 294 2K 0
DELTA AIR LINES INC DEL COM NEW 323 7K 0
DIAMONDBACK ENERGY INC COM 2K 12K 0
DIGI INTL INC COM 2K 68K 0
DIMENSIONAL ETF TRUST ULTRASHORT FIXED 261 5K 0
DIMENSIONAL ETF TRUST CORE FIXED INCOM 599 14K 0
DISNEY WALT CO COM 15K 147K 0
DISCOVER FINL SVCS COM 2K 18K 0
DUTCH BROS INC CL A 512 12K 0
EATON VANCE TAX-MANAGED GLOB COM 139 16K 0
EDWARDS LIFESCIENCES CORP COM 3K 34K 0
ENERGY TRANSFER L P COM UT LTD PTN 278 17K 0
ENPHASE ENERGY INC COM 792 8K 0
ESSEX PPTY TR INC COM 433 2K 0
ETSY INC COM 948 16K 0
EXELON CORP COM 15K 439K 0
F&G ANNUITIES & LIFE INC COMMON STOCK 1K 29K 0
EXXON MOBIL CORP COM 20K 176K 0
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 120 19K 0
META PLATFORMS INC CL A 12K 24K 0
FEDERAL SIGNAL CORP COM 2K 21K 0
FIDELITY WISE ORIGIN BITCOIN SHS 13K 243K 0
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 1K 22K 0
FIFTH THIRD BANCORP COM 909 25K 0
FIRST HORIZON CORPORATION COM 492 31K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 340 8K 0
FORD MTR CO DEL COM 694 55K 0
FRANKLIN ELEC INC COM 1K 11K 0
FREEPORT-MCMORAN INC CL B 242 5K 0
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 578 7K 0
GALLAGHER ARTHUR J & CO COM 30K 118K 0
GAMESQUARE HLDGS INC COM 15 13K 0
GARRETT MOTION INC COM 222 26K 0
GE VERNOVA INC COM 388 2K 0
GENERAL DYNAMICS CORP COM 4K 12K 0
GE AEROSPACE COM NEW 305 2K 0
GIBRALTAR INDS INC COM 2K 29K 0
GILEAD SCIENCES INC COM 831 12K 0
GLOBAL X FDS NASDAQ 100 COVER 185 10K 0
GLOBUS MED INC CL A 2K 31K 0
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 5K 95K 0
HP INC COM 335 10K 0
HAMILTON LANE INC CL A 2K 13K 0
HAWKINS INC COM 743 8K 0
HEALTHCARE RLTY TR CL A COM 275 17K 0
HERSHEY CO COM 29K 155K 0
HOME DEPOT INC COM 4K 11K 0
HONEYWELL INTL INC COM 395 2K 0
HUNTINGTON BANCSHARES INC COM 341 26K 0
ITT INC COM 762 6K 0
INNOVATIVE INDL PPTYS INC COM 249 2K 0
INTEL CORP COM 368 12K 0
INTER PARFUMS INC COM 2K 17K 0
INTERCONTINENTAL EXCHANGE IN COM 2K 14K 0
INTERNATIONAL BUSINESS MACHS COM 45K 261K 0
INVESCO QQQ TR UNIT SER 1 2K 4K 0
INTRA-CELLULAR THERAPIES INC COM 363 5K 0
INTUIT COM 567 863 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2K 13K 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 388 10K 0
ISHARES SILVER TR ISHARES 940 35K 0
ISHARES GOLD TR ISHARES NEW 11K 242K 0
ISHARES INC MSCI GBL MIN VOL 451 4K 0
ISHARES TR S&P 100 ETF 6K 22K 0
ISHARES TR SELECT DIVID ETF 229 2K 0
ISHARES TR CORE S&P500 ETF 18K 33K 0
ISHARES TR CORE US AGGBD ET 11K 113K 0
ISHARES TR MSCI EMG MKT ETF 348 8K 0
ISHARES TR IBOXX INV CP ETF 2K 22K 0
ISHARES TR S&P 500 GRWT ETF 671 7K 0
ISHARES TR 20 YR TR BD ETF 6K 63K 0
ISHARES TR 1 3 YR TREAS BD 11K 129K 0
ISHARES TR CORE S&P US GWT 901 7K 0
ISHARES TR RUSSELL 3000 ETF 244 792 0
ISHARES TR CORE S&P SCP ETF 3K 24K 0
ISHARES TR JPMORGAN USD EMG 2K 24K 0
ISHARES TR INTL SEL DIV ETF 346 13K 0
ISHARES TR MSCI KLD400 SOC 378 4K 0
ISHARES TR MBS ETF 3K 28K 0
ISHARES TR USD INV GRDE ETF 653 13K 0
ISHARES TR ISHS 5-10YR INVT 5K 90K 0
ISHARES TR PFD AND INCM SEC 394 12K 0
ISHARES TR MSCI USA ESG SLC 269 2K 0
ISHARES TR EAFE VALUE ETF 7K 139K 0
ISHARES TR EAFE GRWTH ETF 7K 68K 0
ISHARES TR GRWT ALLOCAT ETF 313 6K 0
ISHARES TR US TREAS BD ETF 1K 57K 0
ISHARES TR MSCI INDIA ETF 462 8K 0
ISHARES TR FLTG RATE NT ETF 275 5K 0
ISHARES TR CORE HIGH DV ETF 873 8K 0
ISHARES TR MSCI USA MIN VOL 7K 89K 0
ISHARES U S ETF TR BLACKROCK SHORT 251 5K 0
ISHARES TR MSCI USA QLT FCT 22K 131K 0
ISHARES TR MSCI USA MMENTM 10K 53K 0
ISHARES INC MSCI EMRG CHN 4K 64K 0
ISHARES INC ESG AWR MSCI EM 1K 41K 0
ISHARES TR MSCI LW CRB TG 1K 7K 0
ISHARES TR HDG MSCI EAFE 2K 48K 0
ISHARES TR TRS FLT RT BD 6K 121K 0
ISHARES TR CONV BD ETF 218 3K 0
ISHARES TR ESG AWRE USD ETF 582 26K 0
ISHARES TR ESG AWR MSCI USA 12K 104K 0
ISHARES TR ESG AW MSCI EAFE 268 3K 0
ISHARES TR ESG AWR US AGRGT 535 11K 0
ISHARES TR ESG ADV TTL USD 1K 24K 0
ISHARES TR ESG MSCI USA ETF 720 15K 0
ISHARES BITCOIN TR SHS 342 10K 0
J & J SNACK FOODS CORP COM 1K 7K 0
JPMORGAN CHASE & CO. COM 10K 47K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2K 33K 0
JOHNSON & JOHNSON COM 25K 173K 0
KLA CORP COM NEW 269 326 0
KIMBERLY-CLARK CORP COM 418 3K 0
KINDER MORGAN INC DEL COM 19K 932K 0
LAM RESEARCH CORP COM 6K 6K 0
LEMAITRE VASCULAR INC COM 1K 15K 0
ELI LILLY & CO COM 2K 2K 0
LOCKHEED MARTIN CORP COM 13K 27K 0
LOWES COS INC COM 13K 59K 0
LULULEMON ATHLETICA INC COM 9K 30K 0
MARTEN TRANS LTD COM 2K 100K 0
MARVELL TECHNOLOGY INC COM 502 7K 0
MATCH GROUP INC NEW COM 606 20K 0
MCDONALDS CORP COM 31K 120K 0
MCKESSON CORP COM 3K 5K 0
MERCK & CO INC COM 26K 210K 0
MICROSOFT CORP COM 76K 169K 0
MONDELEZ INTL INC CL A 13K 193K 0
MORGAN STANLEY COM NEW 4K 46K 0
NETFLIX INC COM 532 789 0
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 351 13K 0
NORTHERN TR CORP COM 8K 90K 0
NORTHWEST BANCSHARES INC MD COM 285 25K 0
NOVO-NORDISK A S ADR 10K 72K 0
NUVEEN CALIFORNIA AMT QLT MU COM 326 26K 0
NVIDIA CORPORATION COM 30K 240K 0
NUVEEN CA QUALTY MUN INCOME COM 702 61K 0
NUVEEN MUN HIGH INCOME OPPOR COM 169 16K 0
NUVEEN TAXABLE MUNICPAL INM COM 188 12K 0
ORACLE CORP COM 21K 151K 0
OTIS WORLDWIDE CORP COM 963 10K 0
PNC FINL SVCS GROUP INC COM 542 3K 0
PACIRA BIOSCIENCES INC COM 2K 64K 0
PALO ALTO NETWORKS INC COM 256 754 0
PAYPAL HLDGS INC COM 329 6K 0
PEPSICO INC COM 845 5K 0
PFIZER INC COM 789 28K 0
PHILIP MORRIS INTL INC COM 375 4K 0
PHILLIPS 66 COM 1K 8K 0
PRICE T ROWE GROUP INC COM 2K 14K 0
PROCTER AND GAMBLE CO COM 3K 16K 0
PROGRESS SOFTWARE CORP COM 3K 48K 0
PROSHARES TR SHORT S&P 500 NE 301 26K 0
QUALCOMM INC COM 15K 76K 0
QUALYS INC COM 3K 22K 0
RLI CORP COM 1K 8K 0
RTX CORPORATION COM 3K 30K 0
REALTY INCOME CORP COM 577 11K 0
RIO TINTO PLC SPONSORED ADR 3K 50K 0
ROPER TECHNOLOGIES INC COM 16K 29K 0
SHELL PLC SPON ADS 13K 186K 0
S&P GLOBAL INC COM 6K 13K 0
SPDR S&P 500 ETF TR TR UNIT 10K 19K 0
SPS COMM INC COM 2K 10K 0
SPDR GOLD TR GOLD SHS 7K 33K 0
SPDR SER TR S&P DIVID ETF 292 2K 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 266 7K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 345 881 0
SPDR SER TR BLOOMBERG 1-3 MO 2K 17K 0
SALESFORCE INC COM 236 919 0
SCHWAB STRATEGIC TR US LCAP GR ETF 379 4K 0
SCHWAB STRATEGIC TR US SML CAP ETF 238 5K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 534 7K 0
SELECT SECTOR SPDR TR ENERGY 250 3K 0
SELECT SECTOR SPDR TR TECHNOLOGY 203 897 0
SELECT WATER SOLUTIONS INC CL A COM 294 28K 0
SEMPRA COM 289 4K 0
SHOPIFY INC CL A 204 3K 0
SIERRA BANCORP COM 224 10K 0
SIMPLY GOOD FOODS CO COM 1K 31K 0
SNOWFLAKE INC CL A 369 3K 0
SOUTHERN CO COM 532 7K 0
STARBUCKS CORP COM 3K 35K 0
STEEL DYNAMICS INC COM 3K 24K 0
STRIDE INC COM 1K 19K 0
STRYKER CORPORATION COM 325 956 0
TJX COS INC NEW COM 3K 23K 0
TARGET CORP COM 367 2K 0
TESLA INC COM 15K 75K 0
TEXAS INSTRS INC COM 2K 10K 0
TEXAS ROADHOUSE INC COM 1K 7K 0
THE TRADE DESK INC COM CL A 616 6K 0
3M CO COM 238 2K 0
TIMKEN CO COM 435 5K 0
TOLL BROTHERS INC COM 921 8K 0
TRAVELERS COMPANIES INC COM 711 3K 0
UDEMY INC COM 345 40K 0
US BANCORP DEL COM NEW 702 18K 0
UBER TECHNOLOGIES INC COM 553 8K 0
UNITED PARCEL SERVICE INC CL B 1K 9K 0
UNITEDHEALTH GROUP INC COM 13K 26K 0
V F CORP COM 458 34K 0
VALLEY NATL BANCORP COM 71 10K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3K 17K 0
VANGUARD WORLD FD ESG US STK ETF 357 4K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 235 3K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 587 5K 0
VANGUARD WORLD FD UTILITIES ETF 393 3K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 362 6K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 336 4K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 631 1K 0
VANGUARD INDEX FDS LARGE CAP ETF 974 4K 0
VANGUARD INDEX FDS GROWTH ETF 332 887 0
VANGUARD INDEX FDS VALUE ETF 389 2K 0
VANGUARD INDEX FDS SMALL CP ETF 219 1K 0
VANGUARD INDEX FDS TOTAL STK MKT 723 3K 0
VERIZON COMMUNICATIONS INC COM 475 12K 0
VERISK ANALYTICS INC COM 2K 7K 0
VIPER ENERGY INC CL A 1K 31K 0
VISA INC COM CL A 19K 70K 0
WALMART INC COM 2K 26K 0
WASTE MGMT INC DEL COM 2K 9K 0
WELLS FARGO CO NEW PERP PFD CNV A 876 737 0
WELLTOWER INC COM 411 4K 0
WHEATON PRECIOUS METALS CORP COM 5K 104K 0
XCEL ENERGY INC COM 1K 27K 0
XYLEM INC COM 2K 12K 0
XERIS BIOPHARMA HOLDINGS INC COM 41 18K 0
YUM BRANDS INC COM 993 8K 0
ZOETIS INC CL A 278 2K 0