AMERANT INVESTMENTS, INC.
Adviser information for AMERANT INVESTMENTS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 26 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 859 | $366.6M |
| Non-Discretionary | 164 | $266.2M |
| Total | 1,023 | $632.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 460 | $148.2M |
| HNW Individuals | 69 | $141.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $755,060 |
| Charitable organizations | 6 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 162 | $340.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 175.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE FIXED INCOME PORTFOLIOS | AMERANT INVESTMENTS, INC. |
| PORTFOLIO ADVISORY SERVICES | AMERANT INVESTMENTS, INC. |
Principal Office
220 ALHAMBRA CIRCLE2ND FLOOR
CORAL GABLES
FL
United States
Monday - Friday, 9AM-5PM
Tel: 305-460-8599, Fax: None
Chief Compliance Officer
JOSE RESTREPO
AML OFFICER
220 ALHAMBRA CIRCLE
2ND FLOOR
CORAL GABLES
FL
United States
Tel:
305-441-5559
J********@**************M
(Full email address available in API data)
Regulatory Contact
SERGIO GUERRERO
COO AND FINOP
220 ALHAMBRA CIRCLE
2ND FLOOR
CORAL GABLES
FL
United States
Tel:
305-460-8643
S********@*********************M
(Full email address available in API data)
Industry Affiliates
| AMERANT BANK | Banking or thrift institutionTrust company |
| ELANT BANK AND TRUST LTD | Banking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMERANT BANK, N.A. | Domestic Entity | – | SHAREHOLDER | 07/2001 | > 75% |
| AMERANT BANCORP INC | Domestic Entity | AMERANT BANK, N.A. | OWNER | 08/2022 | > 75% |
| CAPRILES, ALBERTO MANUEL | Individual | – | DIRECTOR | 05/2018 | < 5% |
| GUERRERO, SERGIO EMILIANO MR. | Individual | – | COO & FINOP | 10/2020 | < 5% |
| IAFIGLIOLA, CARLOS | Individual | – | DIRECTOR | 08/2020 | < 5% |
| RESTREPO, JOSE VICENTE | Individual | – | CCO | 04/2022 | < 5% |
| LEVINE, HOWARD A | Individual | – | DIRECTOR | 08/2022 | < 5% |
| GARGANTA, ANDRES JOSE | Individual | – | DIRECTOR | 01/2023 | < 5% |
| CALDERON YEPEZ, SHARYMAR EGLLEE | Individual | – | DIRECTOR | 08/2023 | < 5% |
| LUCAS, EMERIS DEL VALLE | Individual | – | BRANCH MANAGER | 01/2024 | < 5% |