Hedge Fund Database

INVESTMENT PARTNERS ASSET MANAGEMENT

Adviser information for INVESTMENT PARTNERS ASSET MANAGEMENT last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 459 $216.2M
Non-Discretionary 32 $9.2M
Total 491 $225.4M

Clients

Type Number RAUM
Individuals 95 $20.3M
HNW Individuals 119 $162.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $4.9M
Charitable organizations 5 $28.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $10.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesSEE SCHEDULE D - MISCELLANEOUS

Identifiers

SEC RIA File Number 801-61906
SEC ERA File Number 801-61906
SEC CIK Numbers 1384416
SEC CRD Numbers 121812
Legal Entity Identifier None

Principal Office

10 STATION PLACE
METUCHEN
NJ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 732-205-0391, Fax: 732-205-0395

Websites

www.investmentpartners.com www.linkedin.com/in/gabella/ www.linkedin.com/in/frank-abella-7030b320/

Chief Compliance Officer

GREGG ABELLA
CCO
10 STATION PLACE
METUCHEN
NJ
United States
Tel: 732-205-0391
Fax: 732-205-0395
(Full email address available in API data)

Regulatory Contact

THOMAS SHEPHERD
SVP
10 STATION PLACE
METUCHEN
NJ
United States
Tel: 732-205-0391
Fax: 732-205-0395
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ABELLA, FRANK, JAMES Individual – PORTFOLIO MANAGER 05/1995 < 5%
INVESTMENT PARTNERS GROUP Domestic Entity – OWNER/PARENT OF INVESTMENT PARTNERS ASSET MANAGEMENT 05/1995 > 75%
ABELLA, FRANK, JAMES Individual – SVP - RESEARCH 07/1999 < 5%
ABELLA, GREGG, THOMAS Individual – CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 01/2021 < 5%
ABELLA, FRANK, JAMES Individual INVESTMENT PARTNERS GROUP BENEFICIAL OWNER 05/1995 25-50%
SHEPHERD, THOMAS, WILLIAM Individual – SVP - PLANNING 06/2008 < 5%

No. Employees, Historic

105020192020202120222023202420255 on 11/12/20195 on 2/28/20205 on 5/5/20205 on 6/2/20205 on 7/9/20206 on 3/8/20216 on 3/9/20216 on 3/31/20216 on 4/26/20216 on 6/2/20216 on 6/3/20216 on 6/8/20216 on 6/16/20216 on 6/17/20215 on 2/22/20225 on 2/23/20225 on 11/1/20225 on 3/1/20235 on 3/2/20235 on 5/19/20235 on 2/9/20245 on 2/9/2024

RAUM, Historic

300M150M02019202020212022202320242025107722751 on 11/12/2019142850736 on 2/28/2020142850736 on 5/5/2020142850736 on 6/2/2020142850736 on 7/9/2020178316577 on 3/8/2021178316577 on 3/9/2021178316577 on 3/31/2021178316577 on 4/26/2021178316577 on 6/2/2021178316577 on 6/3/2021178316577 on 6/8/2021178316577 on 6/16/2021178316577 on 6/17/2021196082703 on 2/22/2022196082703 on 2/23/2022196082703 on 11/1/2022174505651 on 3/1/2023174505651 on 3/2/2023174505651 on 5/19/2023225387207 on 2/9/2024225387207 on 2/9/2024

No. Clients, Historic

30015002019202020212022202320242025129 on 11/12/2019136 on 2/28/2020136 on 5/5/2020136 on 6/2/2020136 on 7/9/2020168 on 3/8/2021168 on 3/9/2021168 on 3/31/2021168 on 4/26/2021168 on 6/2/2021168 on 6/3/2021168 on 6/8/2021168 on 6/16/2021168 on 6/17/2021191 on 2/22/2022191 on 2/23/2022191 on 11/1/2022216 on 3/1/2023216 on 3/2/2023216 on 5/19/2023227 on 2/9/2024227 on 2/9/2024

Holdings

From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 392K 2K –
ABRDN GLOBAL DYNAMIC DIVIDEN COM 1M 112K –
ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 976K 44K –
ACCENTURE PLC IRELAND SHS CLASS A 490K 2K –
ADOBE INC COM 306K 551 –
ALPHABET INC CAP STK CL C 2M 9K –
ALPHABET INC CAP STK CL A 3M 17K –
AMAZON COM INC COM 2M 9K –
AMERICA MOVIL SAB DE CV SPON ADS RP CL B 208K 12K –
AMPLIFY ETF TR AMPLIFY CYBERSEC 300K 5K –
ANALOG DEVICES INC COM 515K 2K –
APPLE INC COM 8M 37K –
AT&T INC COM 2M 86K –
AUTOMATIC DATA PROCESSING IN COM 481K 2K –
BERKLEY W R CORP COM 354K 5K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 784K 2K –
BLACKROCK ENHANCED EQUITY DI COM 455K 56K –
BLACKROCK ENHANCED INTL DIV COM BENE INTER 77K 14K –
BLACKROCK RES & COMMODITIES SHS 446K 49K –
BLACKSTONE INC COM 1M 9K –
BLACKSTONE SECD LENDING FD COMMON STOCK 550K 18K –
BOOKING HOLDINGS INC COM 261K 66 –
BRISTOL-MYERS SQUIBB CO COM 394K 9K –
BROADCOM INC COM 581K 362 –
BROOKFIELD RENEWABLE CORP CL A SUB VTG 1M 46K –
CBRE GBL REAL ESTATE INC FD COM 1M 249K –
CENTRAL & EASTERN EUROPE FD COM 281K 26K –
CHEVRON CORP NEW COM 393K 3K –
CHIPOTLE MEXICAN GRILL INC COM 386K 6K –
CHUBB LIMITED COM 208K 817 –
CISCO SYS INC COM 683K 14K –
COCA COLA CO COM 433K 7K –
COHEN & STEERS INFRASTRUCTUR COM 491K 22K –
COSTCO WHSL CORP NEW COM 707K 832 –
DNP SELECT INCOME FD INC COM 82K 10K –
DOMINION ENERGY INC COM 232K 5K –
DUKE ENERGY CORP NEW COM NEW 419K 4K –
EATON VANCE TAX-MANAGED GLOB COM 103K 12K –
EXXON MOBIL CORP COM 712K 6K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 657K 8K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 625K 12K –
FORTINET INC COM 240K 4K –
GENERAC HLDGS INC COM 241K 2K –
GENERAL ELECTRIC CO COM NEW 437K 3K –
GLOBAL X FDS RATE PREFERRED 3M 145K –
GLOBAL X FDS RUSSELL 2000 1M 74K –
GLOBAL X FDS S&P 500 COVERED 3M 75K –
GLOBAL X FDS NASDAQ 100 COVER 2M 126K –
GLOBAL X FDS US INFR DEV ETF 451K 12K –
GLOBAL X FDS LITHIUM BTRY ETF 228K 6K –
GLOBAL X FDS RUSSELL 2000 COV 249K 10K –
GOLDMAN SACHS BDC INC SHS 1M 81K –
GOLDMAN SACHS ETF TR ACCES TREASURY 271K 3K –
GOLDMAN SACHS GROUP INC COM 1M 3K –
GSK PLC SPONSORED ADR 586K 15K –
IAC INC COM NEW 477K 10K –
INTERNATIONAL BUSINESS MACHS COM 1M 9K –
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 807K 15K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 211K 3K –
INVESCO QQQ TR UNIT SER 1 2M 3K –
ISHARES BITCOIN TR SHS 211K 6K –
ISHARES INC MSCI GBL MIN VOL 338K 3K –
ISHARES INC MSCI EMERG MRKT 1M 20K –
ISHARES INC MSCI GERMANY ETF 231K 8K –
ISHARES TR S&P 500 GRWT ETF 234K 3K –
ISHARES TR S&P 500 VAL ETF 218K 1K –
ISHARES TR ISHARES BIOTECH 265K 2K –
ISHARES TR RUSSELL 2000 ETF 842K 4K –
ISHARES TR CORE S&P SCP ETF 332K 3K –
ISHARES TR GL CLEAN ENE ETF 142K 11K –
ISHARES TR SHORT TREAS BD 848K 8K –
ISHARES TR US AER DEF ETF 352K 3K –
ISHARES TR CORE HIGH DV ETF 601K 6K –
ISHARES TR MSCI USA MIN VOL 771K 9K –
ISHARES TR 0-5 YR TIPS ETF 2M 16K –
ISHARES TR CORE DIV GRWTH 521K 9K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 369K 8K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 5M 80K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 607K 12K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 2M 47K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO COM 1M 5K –
KINDER MORGAN INC DEL COM 671K 34K –
LAM RESEARCH CORP COM 428K 402 –
LEGG MASON ETF INVT CLEARBRIDEG LR 214K 3K –
MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 514K 18K –
MCDONALDS CORP COM 371K 1K –
MERCADOLIBRE INC COM 368K 224 –
MERCK & CO INC COM 1M 11K –
META PLATFORMS INC CL A 2M 4K –
MICRON TECHNOLOGY INC COM 706K 5K –
MICROSOFT CORP COM 6M 13K –
MICROSTRATEGY INC CL A NEW 358K 260 –
NUVEEN S&P 500 BUY-WRITE INC COM 563K 42K –
NVIDIA CORPORATION COM 3M 24K –
ORACLE CORP COM 1M 8K –
PACER FDS TR GLOBL CASH ETF 1M 37K –
PACER FDS TR DEVELOPED MRKT 952K 31K –
PACER FDS TR US CASH COWS 100 2M 28K –
PALO ALTO NETWORKS INC COM 479K 1K –
PEPSICO INC COM 474K 3K –
PGIM HIGH YIELD BOND FUND IN COM 452K 35K –
PROCTER AND GAMBLE CO COM 363K 2K –
QUALCOMM INC COM 1M 6K –
SALESFORCE INC COM 886K 3K –
SANDSTORM GOLD LTD COM NEW 112K 21K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 634K 8K –
SCHWAB STRATEGIC TR INTL EQTY ETF 829K 22K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 606K 17K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 578K 4K –
SELECT SECTOR SPDR TR FINANCIAL 600K 15K –
SELECT SECTOR SPDR TR INDL 208K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 572K 3K –
SOUTHERN CO COM 787K 10K –
SPDR DOW JONES INDL AVERAGE UT SER 1 390K 997 –
SPDR GOLD TR GOLD SHS 465K 2K –
SPDR S&P 500 ETF TR TR UNIT 852K 2K –
SPDR SER TR S&P BIOTECH 268K 3K –
SPROTT PHYSICAL GOLD TR UNIT 202K 11K –
STRYKER CORPORATION COM 223K 655 –
VANECK ETF TRUST BDC INCOME ETF 2M 101K –
VANECK ETF TRUST PHARMACEUTCL ETF 397K 4K –
VANGUARD INDEX FDS MID CAP ETF 393K 2K –
VEEVA SYS INC CL A COM 241K 1K –
VERIZON COMMUNICATIONS INC COM 1M 36K –
VIRTUS DIVIDEND INTEREST & P COM 148K 12K –
VISA INC COM CL A 726K 3K –
WALMART INC COM 304K 4K –
WHEATON PRECIOUS METALS CORP COM 539K 10K –
WILLIAMS COS INC COM 320K 8K –
WILLIAMS SONOMA INC COM 266K 941 –
WISDOMTREE TR US SMALLCAP DIVD 539K 17K –
WISDOMTREE TR EUROPE HEDGED EQ 335K 7K –