COLMAN KNIGHT ADVISORY GROUP, LLC
Adviser information for COLMAN KNIGHT ADVISORY GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 42 | $28.7M |
| Non-Discretionary | 341 | $122.9M |
| Total | 383 | $151.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $16.7M |
| HNW Individuals | 49 | $134.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $177,239 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $207,794 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | Hourly chargesFixed fees |
| Other Business Activities | TAX PREPARATION SERVICES |
Identifiers
| SEC RIA File Number | 801-61940 |
|---|---|
| SEC ERA File Number | 801-61940 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119696 |
| Legal Entity Identifier | None |
Principal Office
530 GREAT ROADACTON
MA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 978-371-2015, Fax: 978-369-1504
Chief Compliance Officer
RICHARD KEITH COLMAN
MANAGING MEMBER
530 GREAT ROAD
ACTON
MA
United States
Tel:
978-371-2015
Fax:
978-369-1504
R***@***************M
(Full email address available in API data)
Regulatory Contact
JOSEPH COLMAN
COMPLIANCE OFFICER
530 GREAT ROAD
ACTON
MA
United States
Tel:
978-371-2015
Fax:
978-369-1504
K*****@***************M
(Full email address available in API data)
Industry Affiliates
| RICHARD COLMAN ESQ. | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLMAN, GAYLE, KNIGHT | Individual | – | CO-CEO | 01/2003 | 25-50% |
| COLMAN, RICHARD, KEITH | Individual | – | CHIEF COMPLIANCE OFFICER, CO-CEO | 01/2003 | 25-50% |
| Colman, Joseph, James Knight | Individual | – | PRESIDENT | 12/2018 | 10-25% |