EQUITAS CAPITAL ADVISORS,LLC
Adviser information for EQUITAS CAPITAL ADVISORS,LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $98.7M |
| Non-Discretionary | 23 | $118.4M |
| Total | 55 | $217.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $5.2M |
| HNW Individuals | 26 | $75.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $4.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $129.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)WRAP FEE PROGRAM |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 37.7M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-61979 |
|---|---|
| SEC ERA File Number | 801-61979 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124471 |
| Legal Entity Identifier | None |
Principal Office
365 CANAL STREETSUITE 3050
NEW ORLEANS
LA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 504-569-9600, Fax: 504-569-9650
Chief Compliance Officer
DEREK FOSSIER
PRESIDENT
365 CANAL STREET
SUITE 3050
NEW ORLEANS
LA
United States
Tel:
(504) 569-9606
Fax:
(504) 569-9650
D*******@******************M
(Full email address available in API data)
Regulatory Contact
DAVID S. THOMAS
CEO
365 CANAL STREET
SUITE 3050
NEW ORLEANS
LA
United States
Tel:
504-569-9601
Fax:
504-569-9650
D******@******************M
(Full email address available in API data)
Industry Affiliates
| EQUITAS PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EQUITAS EVERGREEN FUND, L.P. | Hedge Fund | $45.0M | $1.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMAS, DAVID, SAMUEL | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2002 | > 75% |
| FOSSIER, DEREK, LOUIS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |