ALLEN INVESTMENT MANAGEMENT, LLC
Adviser information for ALLEN INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 714 | $11.3B |
| Non-Discretionary | 32 | $2.5B |
| Total | 746 | $13.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 144 | $13.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $47.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)CUSTOMIZED WEALTH MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
711 FIFTH AVENUE, 10TH FLOORNEW YORK
NY
United States
Monday - Friday, 9-5 PM
Tel: 212-832-8000, Fax: None
Chief Compliance Officer
JODI GOLINSKY
DEPUTY GENERAL COUNSEL
711 FIFTH AVENUE
NEW YORK
NY
United States
Tel:
212-339-2649
J********@**********M
(Full email address available in API data)
Regulatory Contact
PETER DIIORIO
GENERAL COUNSEL
711 FIFTH AVENUE
NEW YORK
NY
United States
Tel:
212-339-2440
P*******@**********M
(Full email address available in API data)
Industry Affiliates
| ACIA ASSET ALLOCATION GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLEN & COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACIA ASSET ALLOCATION FUND LP | Hedge Fund | $2.6M | $1.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIIORIO, PETER | Individual | – | GENERAL COUNSEL | 03/2007 | < 5% |
| ALLEN OPERATIONS LLC | Domestic Entity | – | MEMBER | 11/2002 | > 75% |
| ALLEN, HERBERT, III, ANTHONY | Individual | – | PRESIDENT | 11/2002 | < 5% |
| ALLEN, HERBERT, III, ANTHONY | Individual | ALLEN OPERATIONS LLC | SHAREHOLDER | 12/2008 | 25-50% |
| CHACHRA, ASHOK, BHUSHAN | Individual | – | MANAGING DIRECTOR | 04/2010 | < 5% |
| VAHABZADEH, SALIMA | Individual | – | CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |
| RAJASEKHARAIAH, PRUTHVI | Individual | – | CHIEF OPERATING OFFICER | 05/2014 | < 5% |
| Golinsky, Jodi | Individual | – | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 330K | 3K | ALLEN OPERATIONS LLC |
| ABBOTT LABS | COM | 1M | 14K | ALLEN OPERATIONS LLC |
| ABBVIE INC | COM | 1M | 8K | ALLEN OPERATIONS LLC |
| ACUITY BRANDS INC | COM | 3M | 11K | ALLEN OPERATIONS LLC |
| ADOBE INC | COM | 10M | 18K | ALLEN OPERATIONS LLC |
| ADVANCED MICRO DEVICES INC | COM | 6M | 38K | ALLEN OPERATIONS LLC |
| AFFIRM HLDGS INC | COM CL A | 5M | 161K | ALLEN OPERATIONS LLC |
| AFLAC INC | COM | 536K | 6K | ALLEN OPERATIONS LLC |
| AGIOS PHARMACEUTICALS INC | COM | 939K | 22K | ALLEN OPERATIONS LLC |
| AIRBNB INC | COM CL A | 5M | 31K | ALLEN OPERATIONS LLC |
| ALCON AG | ORD SHS | 420K | 5K | ALLEN OPERATIONS LLC |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 3M | 36K | ALLEN OPERATIONS LLC |
| ALICO INC | COM | 1M | 40K | ALLEN OPERATIONS LLC |
| ALPHABET INC | CAP STK CL C | 601M | 3M | ALLEN OPERATIONS LLC |
| ALPHABET INC | CAP STK CL A | 20M | 110K | ALLEN OPERATIONS LLC |
| ALPS ETF TR | ALERIAN MLP | 63M | 1M | ALLEN OPERATIONS LLC |
| AMAZON COM INC | COM | 637M | 3M | ALLEN OPERATIONS LLC |
| AMERICAN EXPRESS CO | COM | 458K | 2K | ALLEN OPERATIONS LLC |
| AMERICAN WTR WKS CO INC NEW | COM | 646K | 5K | ALLEN OPERATIONS LLC |
| AMGEN INC | COM | 2M | 5K | ALLEN OPERATIONS LLC |
| ANTERO MIDSTREAM CORP | COM | 258K | 18K | ALLEN OPERATIONS LLC |
| APOLLO GLOBAL MGMT INC | COM | 9M | 78K | ALLEN OPERATIONS LLC |
| APPLE INC | COM | 61M | 290K | ALLEN OPERATIONS LLC |
| APPLIED MATLS INC | COM | 350K | 1K | ALLEN OPERATIONS LLC |
| APPLOVIN CORP | COM CL A | 1M | 14K | ALLEN OPERATIONS LLC |
| ARES CAPITAL CORP | COM | 37M | 2M | ALLEN OPERATIONS LLC |
| ARGAN INC | COM | 4M | 60K | ALLEN OPERATIONS LLC |
| ARISTA NETWORKS INC | COM | 12M | 35K | ALLEN OPERATIONS LLC |
| ASBURY AUTOMOTIVE GROUP INC | COM | 250K | 1K | ALLEN OPERATIONS LLC |
| ASML HOLDING N V | N Y REGISTRY SHS | 35M | 35K | ALLEN OPERATIONS LLC |
| ATLASSIAN CORPORATION | CL A | 4M | 22K | ALLEN OPERATIONS LLC |
| AURORA INNOVATION INC | CLASS A COM | 3M | 972K | ALLEN OPERATIONS LLC |
| AUTOMATIC DATA PROCESSING IN | COM | 211K | 884 | ALLEN OPERATIONS LLC |
| BANK AMERICA CORP | COM | 233K | 6K | ALLEN OPERATIONS LLC |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 64M | 158K | ALLEN OPERATIONS LLC |
| BERKSHIRE HATHAWAY INC DEL | CL A | 6M | 10 | ALLEN OPERATIONS LLC |
| BLACKROCK TCP CAPITAL CORP | COM | 370K | 34K | ALLEN OPERATIONS LLC |
| BLACKSTONE INC | COM | 3M | 24K | ALLEN OPERATIONS LLC |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 5M | 177K | ALLEN OPERATIONS LLC |
| BLADE AIR MOBILITY INC | CL A COM | 348K | 100K | ALLEN OPERATIONS LLC |
| BOOKING HOLDINGS INC | COM | 412K | 104 | ALLEN OPERATIONS LLC |
| BRAZE INC | COM CL A | 666K | 17K | ALLEN OPERATIONS LLC |
| BROADCOM INC | COM | 5M | 3K | ALLEN OPERATIONS LLC |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 447K | 12K | ALLEN OPERATIONS LLC |
| BROOKFIELD CORP | CL A LTD VT SH | 2M | 47K | ALLEN OPERATIONS LLC |
| CANADIAN NATL RY CO | COM | 2M | 20K | ALLEN OPERATIONS LLC |
| CANADIAN PACIFIC KANSAS CITY | COM | 71M | 904K | ALLEN OPERATIONS LLC |
| CARGURUS INC | COM CL A | 7M | 258K | ALLEN OPERATIONS LLC |
| CISCO SYS INC | COM | 739K | 16K | ALLEN OPERATIONS LLC |
| CLOUDFLARE INC | CL A COM | 21M | 255K | ALLEN OPERATIONS LLC |
| COCA COLA CO | COM | 16M | 251K | ALLEN OPERATIONS LLC |
| COCA-COLA EUROPACIFIC PARTNE | SHS | 219K | 3K | ALLEN OPERATIONS LLC |
| COINBASE GLOBAL INC | COM CL A | 80M | 358K | ALLEN OPERATIONS LLC |
| COMCAST CORP NEW | CL A | 6M | 152K | ALLEN OPERATIONS LLC |
| CONOCOPHILLIPS | COM | 874K | 8K | ALLEN OPERATIONS LLC |
| COPART INC | COM | 260K | 5K | ALLEN OPERATIONS LLC |
| COSTCO WHSL CORP NEW | COM | 996K | 1K | ALLEN OPERATIONS LLC |
| COUPANG INC | CL A | 4M | 174K | ALLEN OPERATIONS LLC |
| CREDIT ACCEP CORP MICH | COM | 412K | 800 | ALLEN OPERATIONS LLC |
| CROWDSTRIKE HLDGS INC | CL A | 31M | 82K | ALLEN OPERATIONS LLC |
| D R HORTON INC | COM | 1M | 8K | ALLEN OPERATIONS LLC |
| DANAHER CORPORATION | COM | 344M | 1M | ALLEN OPERATIONS LLC |
| DATADOG INC | CL A COM | 6M | 49K | ALLEN OPERATIONS LLC |
| DEERE & CO | COM | 211K | 566 | ALLEN OPERATIONS LLC |
| DISNEY WALT CO | COM | 3M | 35K | ALLEN OPERATIONS LLC |
| DONALDSON INC | COM | 1M | 16K | ALLEN OPERATIONS LLC |
| DOVER CORP | COM | 1M | 8K | ALLEN OPERATIONS LLC |
| DUOLINGO INC | CL A COM | 16M | 79K | ALLEN OPERATIONS LLC |
| ELEVANCE HEALTH INC | COM | 3M | 5K | ALLEN OPERATIONS LLC |
| ELI LILLY & CO | COM | 6M | 6K | ALLEN OPERATIONS LLC |
| EMERSON ELEC CO | COM | 732K | 7K | ALLEN OPERATIONS LLC |
| ENSTAR GROUP LIMITED | SHS | 489K | 2K | ALLEN OPERATIONS LLC |
| EPAM SYS INC | COM | 303K | 2K | ALLEN OPERATIONS LLC |
| ETSY INC | COM | 2M | 39K | ALLEN OPERATIONS LLC |
| EXXON MOBIL CORP | COM | 1M | 10K | ALLEN OPERATIONS LLC |
| F&G ANNUITIES & LIFE INC | COMMON STOCK | 1M | 33K | ALLEN OPERATIONS LLC |
| FAIR ISAAC CORP | COM | 265K | 178 | ALLEN OPERATIONS LLC |
| GALLAGHER ARTHUR J & CO | COM | 446K | 2K | ALLEN OPERATIONS LLC |
| GE AEROSPACE | COM NEW | 596K | 4K | ALLEN OPERATIONS LLC |
| GE VERNOVA INC | COM | 6M | 38K | ALLEN OPERATIONS LLC |
| GENERAL DYNAMICS CORP | COM | 10M | 34K | ALLEN OPERATIONS LLC |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | ALLEN OPERATIONS LLC |
| GOLUB CAP BDC INC | COM | 35M | 2M | ALLEN OPERATIONS LLC |
| HERSHEY CO | COM | 1M | 7K | ALLEN OPERATIONS LLC |
| HOME DEPOT INC | COM | 6M | 16K | ALLEN OPERATIONS LLC |
| HONEYWELL INTL INC | COM | 1M | 7K | ALLEN OPERATIONS LLC |
| HUBSPOT INC | COM | 6M | 9K | ALLEN OPERATIONS LLC |
| HUMANA INC | COM | 526K | 1K | ALLEN OPERATIONS LLC |
| IAC INC | COM NEW | 1M | 29K | ALLEN OPERATIONS LLC |
| INTERNATIONAL BUSINESS MACHS | COM | 3M | 15K | ALLEN OPERATIONS LLC |
| INTUIT | COM | 24M | 36K | ALLEN OPERATIONS LLC |
| INVESCO QQQ TR | UNIT SER 1 | 31M | 64K | ALLEN OPERATIONS LLC |
| IRON MTN INC DEL | COM | 242K | 3K | ALLEN OPERATIONS LLC |
| ISHARES TR | CORE S&P TTL STK | 63M | 531K | ALLEN OPERATIONS LLC |
| ISHARES TR | CORE MSCI TOTAL | 27M | 400K | ALLEN OPERATIONS LLC |
| ISHARES TR | CORE MSCI EAFE | 25M | 341K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUS 1000 ETF | 23M | 76K | ALLEN OPERATIONS LLC |
| ISHARES TR | MSCI EAFE ETF | 16M | 206K | ALLEN OPERATIONS LLC |
| ISHARES TR | MSCI ACWI ETF | 13M | 112K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUSSELL 3000 ETF | 11M | 35K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUS 1000 GRW ETF | 9M | 25K | ALLEN OPERATIONS LLC |
| ISHARES TR | MSCI EMG MKT ETF | 8M | 196K | ALLEN OPERATIONS LLC |
| ISHARES TR | CORE S&P SCP ETF | 7M | 63K | ALLEN OPERATIONS LLC |
| ISHARES TR | CORE HIGH DV ETF | 3M | 29K | ALLEN OPERATIONS LLC |
| ISHARES TR | SELECT DIVID ETF | 3M | 25K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUS 1000 VAL ETF | 3M | 15K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUS MID CAP ETF | 3M | 31K | ALLEN OPERATIONS LLC |
| ISHARES TR | MSCI ACWI EX US | 1M | 25K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 7K | ALLEN OPERATIONS LLC |
| ISHARES TR | S&P 100 ETF | 1M | 5K | ALLEN OPERATIONS LLC |
| ISHARES TR | U.S. TECH ETF | 822K | 5K | ALLEN OPERATIONS LLC |
| ISHARES TR | S&P MC 400GR ETF | 666K | 8K | ALLEN OPERATIONS LLC |
| ISHARES TR | S&P SML 600 GWT | 642K | 5K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUS MD CP GR ETF | 600K | 5K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUS 2000 GRW ETF | 452K | 2K | ALLEN OPERATIONS LLC |
| ISHARES TR | EUROPE ETF | 408K | 7K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUS MDCP VAL ETF | 390K | 3K | ALLEN OPERATIONS LLC |
| ISHARES TR | RUS 2000 VAL ETF | 311K | 2K | ALLEN OPERATIONS LLC |
| JOHNSON & JOHNSON | COM | 25M | 170K | ALLEN OPERATIONS LLC |
| JPMORGAN CHASE & CO. | COM | 34M | 169K | ALLEN OPERATIONS LLC |
| KIMBERLY-CLARK CORP | COM | 691K | 5K | ALLEN OPERATIONS LLC |
| KLA CORP | COM NEW | 596K | 723 | ALLEN OPERATIONS LLC |
| LENNAR CORP | CL A | 999K | 7K | ALLEN OPERATIONS LLC |
| LIBERTY BROADBAND CORP | COM SER C | 2M | 41K | ALLEN OPERATIONS LLC |
| LOWES COS INC | COM | 189M | 857K | ALLEN OPERATIONS LLC |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | 6M | 66K | ALLEN OPERATIONS LLC |
| MAPLEBEAR INC | COM | 3M | 86K | ALLEN OPERATIONS LLC |
| MARKEL GROUP INC | COM | 413K | 262 | ALLEN OPERATIONS LLC |
| MARQETA INC | CLASS A COM | 600K | 110K | ALLEN OPERATIONS LLC |
| MASTERCARD INCORPORATED | CL A | 53M | 121K | ALLEN OPERATIONS LLC |
| MATCH GROUP INC NEW | COM | 683K | 22K | ALLEN OPERATIONS LLC |
| MCDONALDS CORP | COM | 5M | 20K | ALLEN OPERATIONS LLC |
| MERCADOLIBRE INC | COM | 32M | 20K | ALLEN OPERATIONS LLC |
| MERCK & CO INC | COM | 5M | 36K | ALLEN OPERATIONS LLC |
| META PLATFORMS INC | CL A | 36M | 72K | ALLEN OPERATIONS LLC |
| MICROSOFT CORP | COM | 883M | 2M | ALLEN OPERATIONS LLC |
| MONDELEZ INTL INC | CL A | 6M | 94K | ALLEN OPERATIONS LLC |
| MONGODB INC | CL A | 32M | 126K | ALLEN OPERATIONS LLC |
| MOODYS CORP | COM | 422M | 1M | ALLEN OPERATIONS LLC |
| MORGAN STANLEY | COM NEW | 392K | 4K | ALLEN OPERATIONS LLC |
| NETFLIX INC | COM | 53M | 79K | ALLEN OPERATIONS LLC |
| NEW MTN FIN CORP | COM | 233K | 19K | ALLEN OPERATIONS LLC |
| NEW YORK TIMES CO | CL A | 539K | 11K | ALLEN OPERATIONS LLC |
| NIKE INC | CL B | 210K | 3K | ALLEN OPERATIONS LLC |
| NORFOLK SOUTHN CORP | COM | 341K | 2K | ALLEN OPERATIONS LLC |
| NU HLDGS LTD | ORD SHS CL A | 13M | 1M | ALLEN OPERATIONS LLC |
| NVIDIA CORPORATION | COM | 73M | 591K | ALLEN OPERATIONS LLC |
| ORACLE CORP | COM | 517K | 4K | ALLEN OPERATIONS LLC |
| OREILLY AUTOMOTIVE INC | COM | 3M | 3K | ALLEN OPERATIONS LLC |
| PALANTIR TECHNOLOGIES INC | CL A | 6M | 232K | ALLEN OPERATIONS LLC |
| PALO ALTO NETWORKS INC | COM | 36M | 106K | ALLEN OPERATIONS LLC |
| PEPSICO INC | COM | 488K | 3K | ALLEN OPERATIONS LLC |
| PHILLIPS 66 | COM | 468K | 3K | ALLEN OPERATIONS LLC |
| PRIMERICA INC | COM | 2M | 10K | ALLEN OPERATIONS LLC |
| PROCORE TECHNOLOGIES INC | COM | 224K | 3K | ALLEN OPERATIONS LLC |
| PROCTER AND GAMBLE CO | COM | 12M | 71K | ALLEN OPERATIONS LLC |
| PROGRESSIVE CORP | COM | 508K | 2K | ALLEN OPERATIONS LLC |
| QUALCOMM INC | COM | 385K | 2K | ALLEN OPERATIONS LLC |
| QUANTA SVCS INC | COM | 8M | 32K | ALLEN OPERATIONS LLC |
| RAYMOND JAMES FINL INC | COM | 1M | 11K | ALLEN OPERATIONS LLC |
| S&P GLOBAL INC | COM | 427M | 958K | ALLEN OPERATIONS LLC |
| SALESFORCE INC | COM | 31M | 122K | ALLEN OPERATIONS LLC |
| SAP SE | SPON ADR | 1M | 5K | ALLEN OPERATIONS LLC |
| SCHLUMBERGER LTD | COM STK | 136M | 3M | ALLEN OPERATIONS LLC |
| SCHWAB CHARLES CORP | COM | 642M | 9M | ALLEN OPERATIONS LLC |
| SELECT SECTOR SPDR TR | ENERGY | 12M | 130K | ALLEN OPERATIONS LLC |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 28K | ALLEN OPERATIONS LLC |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 575K | 4K | ALLEN OPERATIONS LLC |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 445K | 6K | ALLEN OPERATIONS LLC |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 416K | 2K | ALLEN OPERATIONS LLC |
| SELECT SECTOR SPDR TR | INDL | 390K | 3K | ALLEN OPERATIONS LLC |
| SERVICENOW INC | COM | 98M | 124K | ALLEN OPERATIONS LLC |
| SHOPIFY INC | CL A | 16M | 243K | ALLEN OPERATIONS LLC |
| SHUTTERSTOCK INC | COM | 213K | 6K | ALLEN OPERATIONS LLC |
| SIXTH STREET SPECIALTY LENDI | COM | 15M | 718K | ALLEN OPERATIONS LLC |
| SNOWFLAKE INC | CL A | 32M | 235K | ALLEN OPERATIONS LLC |
| SPDR GOLD TR | GOLD SHS | 17M | 78K | ALLEN OPERATIONS LLC |
| SPDR S&P 500 ETF TR | TR UNIT | 60M | 111K | ALLEN OPERATIONS LLC |
| SPDR SER TR | PORTFOLIO SHORT | 6M | 205K | ALLEN OPERATIONS LLC |
| SWEETGREEN INC | COM CL A | 211K | 7K | ALLEN OPERATIONS LLC |
| SYSCO CORP | COM | 6M | 86K | ALLEN OPERATIONS LLC |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 217K | 1K | ALLEN OPERATIONS LLC |
| TEXAS INSTRS INC | COM | 290K | 1K | ALLEN OPERATIONS LLC |
| THERMO FISHER SCIENTIFIC INC | COM | 720K | 1K | ALLEN OPERATIONS LLC |
| TWILIO INC | CL A | 1M | 23K | ALLEN OPERATIONS LLC |
| UBER TECHNOLOGIES INC | COM | 390M | 5M | ALLEN OPERATIONS LLC |
| UNILEVER PLC | SPON ADR NEW | 440K | 8K | ALLEN OPERATIONS LLC |
| UNITED RENTALS INC | COM | 2M | 3K | ALLEN OPERATIONS LLC |
| UNITEDHEALTH GROUP INC | COM | 522M | 1M | ALLEN OPERATIONS LLC |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 2M | 23K | ALLEN OPERATIONS LLC |
| VANGUARD BD INDEX FDS | INTERMED TERM | 490K | 7K | ALLEN OPERATIONS LLC |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 202K | 4K | ALLEN OPERATIONS LLC |
| VANGUARD INDEX FDS | TOTAL STK MKT | 159M | 595K | ALLEN OPERATIONS LLC |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 121M | 243K | ALLEN OPERATIONS LLC |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 568K | 7K | ALLEN OPERATIONS LLC |
| VANGUARD INDEX FDS | GROWTH ETF | 468K | 1K | ALLEN OPERATIONS LLC |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 67M | 2M | ALLEN OPERATIONS LLC |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 13M | 113K | ALLEN OPERATIONS LLC |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2M | 27K | ALLEN OPERATIONS LLC |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 34M | 676K | ALLEN OPERATIONS LLC |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 21M | 270K | ALLEN OPERATIONS LLC |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 18M | 226K | ALLEN OPERATIONS LLC |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 16M | 282K | ALLEN OPERATIONS LLC |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 8M | 43K | ALLEN OPERATIONS LLC |
| VANGUARD STAR FDS | VG TL INTL STK F | 30M | 500K | ALLEN OPERATIONS LLC |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 123M | 2M | ALLEN OPERATIONS LLC |
| VANGUARD WORLD FD | FINANCIALS ETF | 4M | 44K | ALLEN OPERATIONS LLC |
| VEEVA SYS INC | CL A COM | 12M | 64K | ALLEN OPERATIONS LLC |
| VIMEO INC | COMMON STOCK | 56K | 15K | ALLEN OPERATIONS LLC |
| VISA INC | COM CL A | 549M | 2M | ALLEN OPERATIONS LLC |
| WALMART INC | COM | 13M | 193K | ALLEN OPERATIONS LLC |
| WASTE MGMT INC DEL | COM | 547K | 3K | ALLEN OPERATIONS LLC |
| WAYFAIR INC | CL A | 34M | 646K | ALLEN OPERATIONS LLC |
| WORKDAY INC | CL A | 36M | 163K | ALLEN OPERATIONS LLC |
| ZOETIS INC | CL A | 311K | 2K | ALLEN OPERATIONS LLC |