FAMILY WMS, LLC
Adviser information for FAMILY WMS, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 218 | $320.8M |
| Non-Discretionary | 454 | $264.5M |
| Total | 672 | $585.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 17 | $2.6M |
| HNW Individuals | 85 | $582.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)TAX ACCOUNTING SERVICES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-61987 |
|---|---|
| SEC ERA File Number | 801-61987 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126456 |
| Legal Entity Identifier | None |
Principal Office
490 N. MILLEDGE AVEATHENS
GA
United States
Monday - Friday, 8:00 AM TO 7:00 PM
Tel: 404-961-1051, Fax: 404-961-1054
Websites
Chief Compliance Officer
LESLIE W. ALLEN
CEO
490 N. MILLEDGE AVE
ATHENS
GA
United States
Tel:
404-961-1051
Fax:
404-961-1054
L***********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLEN, LESLIE, WHITE | Individual | – | PRESIDENT, CIO, CHIEF COMPLIANCE OFFICER | 06/2003 | 50-75% |
| SHOWS, SCOTT, ALAN | Individual | – | CHIEF FINANCIAL OFFICER | 04/2003 | 50-75% |
| HOUSE, STEVEN, E. | Individual | – | DIRECTOR OF TAX | 02/2004 | < 5% |