Hedge Fund Database

FIDUCIARY TRUST INTERNATIONAL, LLC

Adviser information for FIDUCIARY TRUST INTERNATIONAL, LLC last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End SEPTEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 46
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 479 $5.0B
Non-Discretionary 12 $476.8M
Total 491 $5.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 53 $3.9B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $655.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 7 $935.6M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-62001
SEC ERA File Number 801-62001
SEC CIK Numbers 1424480
SEC CRD Numbers 124062
Legal Entity Identifier 2549008ML8G84N6HCJ75

Principal Office

55 OLD BEDFORD RD
SUITE 302
LINCOLN
MA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 781-274-9300, Fax: None

Chief Compliance Officer

REBECCA GOMPPER
CHIEF COMPLIANCE OFFICER
55 OLD BEDFORD RD
SUITE 302
LINCOLN
MA
United States
Tel: 781-728-1189
(Full email address available in API data)

Regulatory Contact

ELIZABETH CIALLELLA
VP - GLOBAL COMPLIANCE
280 PARK AVE.
NEW YORK
NY
United States
Tel: 212-632-3203
(Full email address available in API data)

Industry Affiliates

ATHENA ALPHA INVESTORS GP LLC Sponsor, GP, manager of pooled investment vehicles
ATHENA CATHOLIC VALUES GP LLC Sponsor, GP, manager of pooled investment vehicles
BENEFIT STREET PARTNERS L.L.C. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
CLARION PARTNERS Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
FIDUCIARY TRUST COMPANY INTERNATIONAL OF PENNSYLVANIA Trust company
FIDUCIARY TRUST COMPANY OF CANADA Other investment adviser, including financial plannersTrust company
FIDUCIARY TRUST INTERNATIONAL Trust company
FIDUCIARY TRUST INTERNATIONAL OF CALIFORNIA Trust company
FIDUCIARY TRUST INTERNATIONAL OF DELAWARE Trust company
FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH Trust company
FIDUCIARY TRUST INTERNATIONAL PRIVATE EQUITY ACCESS PROGRAM GP LLC Sponsor, GP, manager of pooled investment vehicles
FRANKLIN ADVISERS, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
FRANKLIN DISTRIBUTORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
K2/D&S MANAGEMENT CO., L.L.C. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
LEXINGTON PARTNERS L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Other investment adviser, including financial planners
PUTNAM INVESTMENT MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ATHENA ALPHA INVESTORS HOLDINGS, LP FUND OF FUNDS $112.6M $1.0M 25
ATHENA CATHOLIC VALUES FUND LP Hedge Fund $24.6M $5.0M 2
ATHENA SELECT FUND LLC FUND OF FUNDS $249.8M $0.1M 79
ATHENA SELECT PRIVATE INVESTMENT FUND LLC FUND OF FUNDS $206.5M $0.1M 87
ATHENA SELECT REAL ESTATE INVESTMENT FUND LLC FUND OF FUNDS $15.1M $0.1M 31
FEDERAL STREET PARTNERS FUND OF FUNDS $1.7M $0.0M 5
FIDUCIARY TRUST INTERNATIONAL PRIVATE EQUITY ACCESS PROGRAM LP FUND OF FUNDS $45.5M $0.1M 33

Control Persons

Name Type Entity Title Since Ownership
TOWLE, ANNE MARIE Individual – REGIONAL MANAGING DIRECTOR 01/2010 < 5%
HUNTINGTON, KATHARINE, MARSHALL Individual – MANAGING DIRECTOR 02/2015 < 5%
SPECTOR, AMY, CARPENTER Individual – MANAGING DIRECTOR 03/2020 < 5%
FIDUCIARY TRUST COMPANY INTERNATIONAL Domestic Entity FIDUCIARY INTERNATIONAL HOLDING, INC. SHAREHOLDER 03/2020 > 75%
FRANKLIN RESOURCES, INC. Domestic Entity FIDUCIARY TRUST COMPANY INTERNATIONAL SHAREHOLDER 04/2001 > 75%
FIDUCIARY INTERNATIONAL HOLDING, INC. Domestic Entity – MEMBER 03/2020 > 75%
GOMPPER, REBECCA, ELISE Individual – CHIEF COMPLIANCE OFFICER 12/2021 < 5%

No. Employees, Historic

50250201920202021202220232024202544 on 4/29/201950 on 7/31/201950 on 3/9/202050 on 3/13/202047 on 4/10/202047 on 6/15/202047 on 6/16/202047 on 6/29/202047 on 7/27/202043 on 3/31/202143 on 12/10/202140 on 3/30/202240 on 4/13/202240 on 9/21/202248 on 12/22/202248 on 9/28/202346 on 12/22/202346 on 2/12/2024

RAUM, Historic

7B4B020192020202120222023202420255822946442 on 4/29/20195822946442 on 7/31/20195822946442 on 3/9/20205822946442 on 3/13/20206253699679 on 4/10/20206253699679 on 6/15/20206253699679 on 6/16/20206253699679 on 6/29/20206253699679 on 7/27/20206534669405 on 3/31/20216534669405 on 12/10/20215833753515 on 3/30/20225833753515 on 4/13/20225833753515 on 9/21/20225224573345 on 12/22/20225224573345 on 9/28/20235464877027 on 12/22/20235464877027 on 2/12/2024

No. Clients, Historic

70350201920202021202220232024202550 on 4/29/201950 on 7/31/201950 on 3/9/202050 on 3/13/202052 on 4/10/202052 on 6/15/202052 on 6/16/202052 on 6/29/202052 on 7/27/202054 on 3/31/202154 on 12/10/202158 on 3/30/202258 on 4/13/202258 on 9/21/202261 on 12/22/202261 on 9/28/202367 on 12/22/202367 on 2/12/2024

Holdings

From latest 13F, filed August 11th, 2020 for period ending June 30th, 2020
Name Class Value $USD # Shares Private Fund
3M Company COM 5K 35K –
Alibaba Group Sponsored ADR SPONSORED ADS 2K 7K –
Alphabet Inc., Class A Shares CAP STK CL A 17K 12K –
Alphabet Inc., Class C Shares CAP STK CL C 18K 13K –
Amalgamated Bank CLASS A 517 41K –
Amazon Inc COM COM 1K 415 –
American Tower Corp Class A COM 3K 12K –
Amgen, Inc. COM 2K 7K –
Apple, Inc COM 24K 66K –
Applied Materials, Inc. COM 2K 32K –
ASML HOLDING N V N Y REGISTRY SHS N Y REGISTRY SHS 902 2K –
Automatic Data Processing Inc COM 451 3K –
Axcelis Technologies, Inc. COM NEW 5K 177K –
Bank of America COM 2K 81K –
Baxter International Inc. COM 314 4K –
Berkshire Hathaway Inc-CL B CL B NEW 1K 6K –
Berkshire Hathaway Inc. Class A CL A 10K 37 –
Black Knight, Inc. COM 1K 16K –
British American Tob-Sp ADR SPONSORED ADR 553 14K –
Brookfield Asset Management A CL A LTD VT SH 1K 32K –
Caesars Entertainment Corp. COM 299 25K –
CarMax, Inc COM 707 8K –
Caterpillar Inc. COM 1K 9K –
CDW Corporation COM 1K 13K –
CERIDIAN HCM HLDG INC (15677J10) COM 3K 43K –
Charles Riv Labs Intl Inc CMN COM 959 6K –
CHUBB Limited COM 961 8K –
Cisco Systems COM 6K 120K –
Consumer Staples Select Sector SPDR ETF SBI CONS STPLS 2K 28K –
Corning Glass Company COM 298 11K –
Crown Castle International Corp COM 402 2K –
Danaher Corporation COM 1K 8K –
Easterly Government Securities CMN COM 560 24K –
Eaton Corp. Plc SHS 12K 138K –
Eaton Vance Tax Managed Buy Write COM 4K 313K –
Eaton Vance Tax Managed Global COM 2K 204K –
Eaton Vance Tax-Managed Global Diversified COM 114 15K –
Emerson Electric COM 2K 26K –
Energy Select Sector SPDR ETF ENERGY 960 25K –
Facebook Inc Class A CL A 3K 11K –
Fidelity National Financial, Inc. - FNF Group FNF GROUP COM 2K 53K –
First Eagle Senior Loan Fund COM NEW 3K 272K –
First Midwest Bancorp Inc Del COM 794 59K –
FlexShares Mstar Glbl Upstrm Nat Res ETF MORNSTAR UPSTR 4K 135K –
Franco Nevada COM 681 4K –
General Mills, Inc. COM 375 6K –
Gilead Sciences, Inc. COM 216 3K –
GS JUST U.S. Large Cap Equity ETF JUST US LRG CP 815 18K –
GTT Communications, Inc. COM 7K 867K –
Hannon Armstrong Sustainable Infrastructure Capital Inc COM 2K 59K –
Henry Schein, Inc. COM 1K 20K –
Home Depot, Inc. COM 11K 45K –
INSMED INC COM PAR $.01 COM PAR $.01 413 15K –
Intel Corporation COM 7K 124K –
Invesco QQQ Trust UNIT SER 1 487 2K –
Iqvia Hldgs Inc COM 238 2K –
iShares 1-3Y Treasury EFT 1 3 YR TREAS BD 300 3K –
iShares Core S&P 500 ETF CORE S&P500 ETF 1K 5K –
iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 409 2K –
iShares Core S&P Small Cap ETF CORE S&P SCP ETF 4K 56K –
iShares Core S&P Total US CORE S&P TTL STK 213 3K –
iShares Global REIT ETF GLOBAL REIT ETF 929 45K –
iShares Gold Trust ISHARES 56K 3M –
iShares International Select Div ETF INTL SEL DIV ETF 2K 78K –
iShares Mortgage Real Estate Capped ETF MORTGE REL ETF 212 9K –
iShares MSCI EAFE ETF MSCI EAFE ETF 1K 19K –
iShares MSCI Emerging Markets ETF MSCI EMG MKT ETF 1K 30K –
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 282 2K –
iShares Russell 2000 ETF RUSSELL 2000 ETF 4K 30K –
iShares Russell 3000 ETF RUSSELL 3000 ETF 21K 114K –
iShares Russell Midcap ETF RUS MID CAP ETF 589 11K –
iShares S&P 100 ETF S&P 100 ETF 2K 11K –
iShares Select Dividend ETF SELECT DIVID ETF 10K 123K –
iShares Short-Term National Muni ETF SHRT NAT MUN ETF 509 5K –
iShares TIPS Bond ETF TIPS BD ETF 1K 11K –
iShares TR MSCI AC Japan Idx MSCI AC ASIA ETF 491 7K –
iShares U.S. Aerospace & Defense ETF US AER DEF ETF 388 2K –
iShares U.S. Treasury Bond ETF US TREAS BD ETF 935 33K –
Johnson & Johnson COM 13K 92K –
JPMorgan Alerian MLP ETN ALERIAN ML ETN 305 23K –
JPMorgan Chase & Co. COM 1K 13K –
Lam Research Corporation COM 6K 19K –
Lululemon Athletica, Inc. COM 646 2K –
Madison Square Garden Co. A CL A 396 3K –
Madison Square Garden Entertainment A CL A 202 3K –
Marsh & McLennan Companies, Inc. COM 10K 89K –
Mastercard Incorporated Class A CL A 4K 14K –
Medtronic Plc SHS 8K 88K –
Microsoft Corporation COM 18K 90K –
Netflix, Inc. COM 206 453 –
Nordson Corp CMN COM 25K 129K –
Nvidia Corp COM 10K 25K –
Oracle Corporation COM 4K 79K –
PepsiCo, Inc. COM 202 2K –
Perspecta, Inc. COM 326 14K –
PIMCO Income Strategy Fund II COM 114 13K –
Procter & Gamble Company COM 330 3K –
Progressive Corporation COM 18K 225K –
Qualcomm Inc COM 4K 46K –
RealReal, Inc. COM 192 15K –
Regeneron Pharmaceuticals, Inc. COM 337 540 –
SAP AG - Sponsored ADR SPON ADR 9K 66K –
Select Sector SPDR TR SBI INT-Tech TECHNOLOGY 651 6K –
SolarEdge Technologies, INC COM 15K 109K –
SPDR Gold MiniShares Trust SPDR GLD MINIS 2K 92K –
SPDR Gold Shares GOLD SHS 9K 53K –
SPDR S&P 500 ETF Trust TR UNIT 57K 184K –
SPDR S&P MidCap 400 ETF UTSER1 S&PDCRP 1K 4K –
Sprott Physical Gold and Silver TR UNIT 2K 118K –
SVMK, Inc. COM 791 34K –
T-Mobile US, Inc. COM 221 2K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPONSORED ADS 4K 64K –
Tesla, Inc., COM 726 672 –
Texas Instruments Incorporated COM 925 7K –
Thermo Fisher Scientific Inc COM 58K 160K –
THL CR Inc COM 1K 417K –
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 4K 111K –
Vanguard Dividend Appreciation ETF DIV APP ETF 3K 27K –
Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 12K 305K –
Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 654 17K –
Vanguard Index Fds Reit ETF REAL ESTATE ETF 6K 73K –
Vanguard International Equity Index Fund ALLWRLD EX US 397 8K –
Vanguard Intl Dividend Appreciation ETF INTL DVD ETF 2K 25K –
Vanguard Mega Cap ETF MEGA CAP INDEX 1K 10K –
Vanguard Mid-Cap ETF MID CAP ETF 557 3K –
Vanguard Small-Cap ETF SMALL CP ETF 503 3K –
Vanguard Total Stock Market ETF TOTAL STK MKT 2K 15K –
Vanguard Value ETF VALUE ETF 902 9K –
Vascular Biogenics Ltd. COM 128 100K –
Verizon Communications COM 336 6K –
Visa Inc. Class A COM CL A 643 3K –
Walmart Inc. COM 867 7K –
Walt Disney Company COM DISNEY 330 3K –
Zoom Video Communications, Inc. A CL A 205 808 –