PACIFICA CAPITAL INVESTMENTS
PACIFICA CAPITAL INVESTMENTS LLC Legal Name
Adviser information for PACIFICA CAPITAL INVESTMENTS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 276 | $602.0M |
| Non-Discretionary | 0 | $0 |
| Total | 276 | $602.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 64 | $26.3M |
| HNW Individuals | 92 | $417.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $126.9M |
| Pension and profit sharing plans | 5 | $16.0M |
| Charitable organizations | <5 | $15.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-62010 |
|---|---|
| SEC ERA File Number | 801-62010 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125790 |
| Legal Entity Identifier | None |
Principal Office
1505 LIONS LAIRLEANDER
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 512-337-5521, Fax: 888-302-3545
Chief Compliance Officer
KARI LAMBERT
CHIEF INVESTMENT OFFICER
1505 LIONS LAIR
LEANDER
TX
United States
Tel:
512-337-5521
K***@******************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PACIFICA CAPITAL STACKED, LLC | Private Equity Fund | $8.4M | $0.3M | 42 |
| PACIFICA REAL ESTATE I, LLC | Real Estate Fund | $0.0M | $0.1M | 19 |
| PACIFICA REAL ESTATE II, LLC | Real Estate Fund | $0.0M | $0.1M | 32 |
| PACIFICA REAL ESTATE III, LLC | Real Estate Fund | $7.8M | $0.1M | 54 |
| PACIFICA REAL ESTATE IV, LLC | Real Estate Fund | $7.4M | $0.1M | 62 |
| PACIFICA REAL ESTATE SANTA BARBARA FUND I, LLC | Real Estate Fund | $2.7M | $0.1M | 41 |
| PACIFICA REAL ESTATE SENIOR LIVING FUND I, LLC | Real Estate Fund | $15.6M | $0.3M | 60 |
| PACIFICA REAL ESTATE V, LLC | Real Estate Fund | $13.1M | $0.1M | 89 |
| PACIFICA SEATTLE FUND I, LLC | Real Estate Fund | $2.2M | $0.0M | 32 |
| RAF PACIFICA GROUP - REAL ESTATE FUND II, LLC | Real Estate Fund | $13.6M | $0.1M | 93 |
| RAF PACIFICA GROUP - DEVELOPMENT FUND I, LLC | Real Estate Fund | $0.0M | $0.1M | 78 |
| RAF PACIFICA GROUP - REAL ESTATE FUND IV, LLC | Real Estate Fund | $26.5M | $0.1M | 96 |
| RAF PACIFICA GROUP - REAL ESTATE FUND VI, LLC | Real Estate Fund | $17.3M | $0.1M | 35 |
| RAF PACIFICA OPPORTUNITY LOAN FUND I, LLC | Private Equity Fund | $7.8M | $0.1M | 61 |
| RFA PACIFICA GROUP - REAL ESTATE FUND III, LLC | Real Estate Fund | $4.4M | $0.1M | 67 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEONARD, STEVEN, CHARLES | Individual | – | PRINCIPAL/ MANAGING PRINCIPAL | 03/1998 | > 75% |
| LAMBERT, KARI, NADINE | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER AND CHIEF INVESTMENT OFFICER | 03/2014 | 10-25% |
| BODEK, BLAIR, HOLDEN WOLF | Individual | – | SHAREHOLDER | 01/2023 | 10-25% |