LEGACY FINANCIAL ADVISORS CORPORATION
Adviser information for LEGACY FINANCIAL ADVISORS CORPORATION last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 879 | $253.2M |
| Non-Discretionary | 14 | $4.0M |
| Total | 893 | $257.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 146 | $52.3M |
| HNW Individuals | 75 | $200.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-62026 |
|---|---|
| SEC ERA File Number | 801-62026 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115384 |
| Legal Entity Identifier | None |
Principal Office
3500 AMERICAN BLVD WSUITE 675
BLOOMINGTON
MN
United States
Monday - Friday, 8:30A.M. TO 5:00 P.M.
Tel: 952-893-5555, Fax: 952-893-5560
Chief Compliance Officer
TOM MENZEL
PRESIDENT
3500 W AMERICAN BLVD
SUITE 675
BLOOMINGTON
MN
United States
Tel:
952-893-5555
Fax:
952-893-5560
T******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MENZEL, THOMAS, LEE | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 09/1997 | 50-75% |
| BIERMANN, LAURA, ANNE | Individual | – | VICE PRESIDENT | 01/2018 | 25-50% |