KELLEHER FINANCIAL ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	16
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	6
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	723	$554.9M
Non-Discretionary	5	$18.7M
Total	728	$573.6M

Clients

Type	Number	RAUM
Individuals	164	$49.8M
HNW Individuals	104	$504.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	8	$5.6M
Charitable organizations	<5	$964,467
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	6	$13.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	290
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FAMILY OFFICE AND WEALTH PLANNING
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-62029
SEC ERA File Number	801-62029
SEC CIK Numbers	1507971
SEC CRD Numbers	126021
Legal Entity Identifier	None

Principal Office

100 WALL STREET
SUITE 804
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic