ADVISORS CAPITAL MANAGEMENT, LLC
Adviser information for ADVISORS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 88 |
|---|---|
| Investment Advisory/Research | 44 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 38 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 115 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12,646 | $7.4B |
| Non-Discretionary | 0 | $0 |
| Total | 12,646 | $7.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11,067 | $3.8B |
| HNW Individuals | 1,356 | $3.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 59 | $83.7M |
| Charitable organizations | 48 | $81.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $96.6M |
| Sovereign wealth funds and foreign official institutions | <5 | $148.8M |
| Corporations or other businesses | 113 | $222.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ADVISORS SOLUTIONS | AMERICAN PORTFOLIOS |
| MANAGER SELECT AND MANAGER ACCESS SELECT | LPL FINANCIAL |
| MANAGED ACCOUNT ADVISOR | LOCKWOOD ADVISORS, INC |
| THE SEPARATE ACCOUNT NETWORK | FIDELITY INSTITUTIONAL WEALTH SERVICES |
| PRIVATE WEALTH MANAGEMENT PROGRAM | ENVESTNET PMC |
| SMAP ADVISOR MANAGED ACCOUNT PROGRAM | CETERA ADVISORS, LLC |
Principal Office
10 WILSEY SQUARESUITE 200
RIDGEWOOD
NJ
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 201-447-3400, Fax: 201-857-4099
Chief Compliance Officer
ROBERT ROSS
10 WILSEY SQUARE
SUITE 200
RIDGEWOOD
NJ
United States
Tel:
201-447-3400
Fax:
201-857-4099
R**********@************M
(Full email address available in API data)
Regulatory Contact
KEVIN KERN
MANAGING MEMBER
10 WILSEY SQUARE
SUITE 200
RIDGEWOOD
NJ
United States
Tel:
201-447-3400
Fax:
201-857-4099
K*********@************M
(Full email address available in API data)
Industry Affiliates
| AC FUNDS, LLC | Other investment adviser, including financial planners |
| ADVISORS CAPITAL PLANNING, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIEBERMAN, CHARLES | Individual | – | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | 12/2002 | < 5% |
| KERN, KEVIN, GERARD | Individual | – | MANAGING MEMBER | 12/2002 | 10-25% |
| LIEBERMAN, MICHAEL, STEVEN | Individual | – | MANAGING MEMBER | 12/2004 | 5-10% |
| LIEBERMAN, DAVID, JONATHAN | Individual | – | MANAGING MEMBER | 06/2005 | 5-10% |
| LIEBERMAN, JEREMY, ALAN | Individual | – | MANAGING MEMBER | 09/2015 | 5-10% |
| ACM HOLDING TRUST | Domestic Entity | – | OWNER | 01/2013 | 50-75% |
| LIEBERMAN, CHARLES | Individual | ACM HOLDING TRUST | TRUSTOR | 01/2013 | > 75% |
| FEENEY, JOANNE | Individual | – | MANAGING MEMBER | 01/2020 | < 5% |
| STRAUSS, KEVIN, ERIC | Individual | – | MANAGING MEMBER | 01/2020 | < 5% |
| ROSS, ROBERT, KARL | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALLEGION PLC | ORD SHS | 8K | 69K | 0 |
| AON PLC | SHS CL A | 25K | 84K | 0 |
| ARCH CAP GROUP LTD | ORD | 325 | 3K | 0 |
| ATLANTICA SUSTAINABLE INFR P | SHS | 24K | 1M | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | 38K | 125K | 0 |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 7K | 266K | 0 |
| EATON CORP PLC | SHS | 34K | 107K | 0 |
| FTAI AVIATION LTD | SHS | 19K | 185K | 0 |
| LINDE PLC | SHS | 6K | 13K | 0 |
| MEDTRONIC PLC | SHS | 51K | 649K | 0 |
| SFL CORPORATION LTD | SHS | 5K | 366K | 0 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 32K | 308K | 0 |
| STERIS PLC | SHS USD | 13K | 61K | 0 |
| TRANE TECHNOLOGIES PLC | SHS | 51K | 155K | 0 |
| WILLIS TOWERS WATSON PLC LTD | SHS | 1K | 4K | 0 |
| ALCON AG | ORD SHS | 215 | 2K | 0 |
| CHUBB LIMITED | COM | 757 | 3K | 0 |
| UBS GROUP AG | SHS | 886 | 30K | 0 |
| TE CONNECTIVITY LTD | SHS | 23K | 156K | 0 |
| ASML HOLDING N V | N Y REGISTRY SHS | 621 | 607 | 0 |
| FERRARI N V | COM | 506 | 1K | 0 |
| NXP SEMICONDUCTORS N V | COM | 701 | 3K | 0 |
| STEVANATO GROUP S P A | ORD SHS | 3K | 173K | 0 |
| AFLAC INC | COM | 515 | 6K | 0 |
| AT&T INC | COM | 262 | 14K | 0 |
| ABBOTT LABS | COM | 25K | 240K | 0 |
| ABBVIE INC | COM | 94K | 546K | 0 |
| ACUITY BRANDS INC | COM | 209 | 867 | 0 |
| ADOBE INC | COM | 20K | 35K | 0 |
| ADVANCED MICRO DEVICES INC | COM | 8K | 49K | 0 |
| AGILENT TECHNOLOGIES INC | COM | 8K | 60K | 0 |
| AGNICO EAGLE MINES LTD | COM | 8K | 117K | 0 |
| AIR PRODS & CHEMS INC | COM | 381 | 1K | 0 |
| ALPHABET INC | CAP STK CL C | 90K | 490K | 0 |
| ALPHABET INC | CAP STK CL A | 65K | 358K | 0 |
| ALTRIA GROUP INC | COM | 13K | 278K | 0 |
| KINETIK HOLDINGS INC | COM NEW CL A | 19K | 464K | 0 |
| AMAZON COM INC | COM | 83K | 430K | 0 |
| AMERICAN ELEC PWR CO INC | COM | 300 | 3K | 0 |
| AMERICAN EXPRESS CO | COM | 1K | 5K | 0 |
| AMERICAN TOWER CORP NEW | COM | 440 | 2K | 0 |
| AMERICAN WTR WKS CO INC NEW | COM | 460 | 4K | 0 |
| CENCORA INC | COM | 526 | 2K | 0 |
| AMERIPRISE FINL INC | COM | 238 | 556 | 0 |
| AMGEN INC | COM | 17K | 53K | 0 |
| AMPHENOL CORP NEW | CL A | 254 | 4K | 0 |
| ANALOG DEVICES INC | COM | 674 | 3K | 0 |
| ELEVANCE HEALTH INC | COM | 924 | 2K | 0 |
| APOLLO COML REAL EST FIN INC | COM | 108 | 11K | 0 |
| APPFOLIO INC | COM CL A | 3K | 11K | 0 |
| APPLE INC | COM | 219K | 1M | 0 |
| APPLIED MATLS INC | COM | 2K | 8K | 0 |
| ARES CAPITAL CORP | COM | 68K | 3M | 0 |
| ARISTA NETWORKS INC | COM | 407 | 1K | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 672 | 9K | 0 |
| ATLANTA BRAVES HLDGS INC | COM SER C | 3K | 84K | 0 |
| ATRICURE INC | COM | 2K | 91K | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 4K | 18K | 0 |
| AUTOZONE INC | COM | 6K | 2K | 0 |
| AVANTOR INC | COM | 4K | 212K | 0 |
| BALL CORP | COM | 4K | 58K | 0 |
| BANK AMERICA CORP | COM | 3K | 73K | 0 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 9K | 7K | 0 |
| BANK NEW YORK MELLON CORP | COM | 209 | 3K | 0 |
| BECTON DICKINSON & CO | COM | 409 | 2K | 0 |
| BENTLEY SYS INC | COM CL B | 10K | 204K | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 2K | 4 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 62K | 152K | 0 |
| BERRY GLOBAL GROUP INC | COM | 359 | 6K | 0 |
| BIOGEN INC | COM | 262 | 1K | 0 |
| BLACKLINE INC | COM | 2K | 47K | 0 |
| BLACKROCK INC | COM | 25K | 32K | 0 |
| BLACKROCK CORPOR HI YLD FD I | COM | 210 | 22K | 0 |
| BLACKSTONE MTG TR INC | COM CL A | 13K | 746K | 0 |
| BLACKSTONE INC | COM | 95K | 768K | 0 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 16K | 511K | 0 |
| BOEING CO | COM | 720 | 4K | 0 |
| BOOKING HOLDINGS INC | COM | 282 | 71 | 0 |
| BOSTON SCIENTIFIC CORP | COM | 209 | 3K | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 7K | 175K | 0 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 273 | 1K | 0 |
| BROADSTONE NET LEASE INC | COM | 805 | 51K | 0 |
| BROADCOM INC | COM | 215K | 134K | 0 |
| BROOKFIELD CORP | CL A LTD VT SH | 300 | 7K | 0 |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 42K | 1M | 0 |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 220 | 6K | 0 |
| BROWN FORMAN CORP | CL A | 1K | 25K | 0 |
| BROWN FORMAN CORP | CL B | 454 | 11K | 0 |
| BRUKER CORP | COM | 4K | 70K | 0 |
| CBIZ INC | COM | 215 | 3K | 0 |
| THE CIGNA GROUP | COM | 490 | 1K | 0 |
| CME GROUP INC | COM | 20K | 102K | 0 |
| CSX CORP | COM | 289 | 9K | 0 |
| CVS HEALTH CORP | COM | 13K | 222K | 0 |
| CABOT CORP | COM | 271 | 3K | 0 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 328 | 10K | 0 |
| CARRIER GLOBAL CORPORATION | COM | 352 | 6K | 0 |
| CASEYS GEN STORES INC | COM | 18K | 46K | 0 |
| CASTLE BIOSCIENCES INC | COM | 3K | 142K | 0 |
| CATALENT INC | COM | 1K | 23K | 0 |
| CATERPILLAR INC | COM | 23K | 69K | 0 |
| CHEVRON CORP NEW | COM | 83K | 529K | 0 |
| CHURCH & DWIGHT CO INC | COM | 699 | 7K | 0 |
| CISCO SYS INC | COM | 44K | 923K | 0 |
| CINTAS CORP | COM | 672 | 959 | 0 |
| CITIGROUP INC | COM NEW | 46K | 730K | 0 |
| CITIZENS FINL GROUP INC | COM | 209 | 6K | 0 |
| CLEARWAY ENERGY INC | CL A | 14K | 612K | 0 |
| COASTAL FINL CORP WA | COM NEW | 7K | 160K | 0 |
| COCA COLA CO | COM | 21K | 327K | 0 |
| COMCAST CORP NEW | CL A | 3K | 66K | 0 |
| COMERICA INC | COM | 252 | 5K | 0 |
| CONOCOPHILLIPS | COM | 665 | 6K | 0 |
| CONSOLIDATED EDISON INC | COM | 299 | 3K | 0 |
| CONSTELLATION BRANDS INC | CL A | 8K | 33K | 0 |
| CONSTELLATION ENERGY CORP | COM | 10K | 48K | 0 |
| COPART INC | COM | 380 | 7K | 0 |
| CORE LABORATORIES INC | COM | 5K | 237K | 0 |
| CORTEVA INC | COM | 354 | 7K | 0 |
| COSTCO WHSL CORP NEW | COM | 34K | 40K | 0 |
| CRANE COMPANY | COMMON STOCK | 207 | 1K | 0 |
| DBX ETF TR | XTRACK MSCI EAFE | 780 | 19K | 0 |
| DANAHER CORPORATION | COM | 12K | 50K | 0 |
| DARLING INGREDIENTS INC | COM | 201 | 5K | 0 |
| DEERE & CO | COM | 22K | 60K | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 3K | 97K | 0 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 212 | 5K | 0 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 943 | 37K | 0 |
| DISNEY WALT CO | COM | 39K | 390K | 0 |
| DISCOVER FINL SVCS | COM | 1K | 11K | 0 |
| DOMINOS PIZZA INC | COM | 623 | 1K | 0 |
| DONALDSON INC | COM | 2K | 32K | 0 |
| DOW INC | COM | 27K | 514K | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 36K | 361K | 0 |
| EPR PPTYS | COM SH BEN INT | 20K | 473K | 0 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 426 | 10K | 0 |
| EMERSON ELEC CO | COM | 9K | 78K | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 8K | 485K | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 376 | 13K | 0 |
| EQUIFAX INC | COM | 920 | 4K | 0 |
| EQUINIX INC | COM | 400 | 528 | 0 |
| ESSENTIAL UTILS INC | COM | 253 | 7K | 0 |
| EVERCORE INC | CLASS A | 3K | 16K | 0 |
| EVERSOURCE ENERGY | COM | 380 | 7K | 0 |
| EXPEDITORS INTL WASH INC | COM | 287 | 2K | 0 |
| EXTREME NETWORKS | COM | 242 | 18K | 0 |
| EXXON MOBIL CORP | COM | 12K | 106K | 0 |
| FS KKR CAP CORP | COM | 208 | 11K | 0 |
| FTI CONSULTING INC | COM | 3K | 16K | 0 |
| META PLATFORMS INC | CL A | 4K | 8K | 0 |
| FEDEX CORP | COM | 574 | 2K | 0 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 308 | 4K | 0 |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 2K | 36K | 0 |
| FIDELITY NATL INFORMATION SV | COM | 30K | 398K | 0 |
| FIFTH THIRD BANCORP | COM | 16K | 438K | 0 |
| FIRST AMERN FINL CORP | COM | 3K | 60K | 0 |
| FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 419 | 19K | 0 |
| FIRSTSERVICE CORP NEW | COM | 3K | 22K | 0 |
| FISERV INC | COM | 628 | 4K | 0 |
| FIRSTENERGY CORP | COM | 305 | 8K | 0 |
| FORD MTR CO DEL | COM | 165 | 13K | 0 |
| FOX FACTORY HLDG CORP | COM | 3K | 59K | 0 |
| FREEPORT-MCMORAN INC | CL B | 484 | 10K | 0 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 6K | 117K | 0 |
| GALLAGHER ARTHUR J & CO | COM | 778 | 3K | 0 |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 90 | 22K | 0 |
| GAMCO NAT RES GOLD & INCOME | SH BEN INT | 89 | 16K | 0 |
| GENERAL DYNAMICS CORP | COM | 531 | 2K | 0 |
| GE AEROSPACE | COM NEW | 311 | 2K | 0 |
| GENERAL MLS INC | COM | 13K | 209K | 0 |
| GILEAD SCIENCES INC | COM | 846 | 12K | 0 |
| GLOBAL X FDS | US PFD ETF | 1K | 65K | 0 |
| GLOBAL X FDS | US INFR DEV ETF | 562 | 15K | 0 |
| GODADDY INC | CL A | 835 | 6K | 0 |
| GOLDMAN SACHS GROUP INC | COM | 420 | 927 | 0 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 1K | 12K | 0 |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 4K | 42K | 0 |
| GOLDMAN SACHS BDC INC | SHS | 11K | 718K | 0 |
| GOLUB CAP BDC INC | COM | 5K | 335K | 0 |
| GRAINGER W W INC | COM | 646 | 716 | 0 |
| GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 2K | 32K | 0 |
| GUIDEWIRE SOFTWARE INC | COM | 5K | 40K | 0 |
| HCA HEALTHCARE INC | COM | 1K | 4K | 0 |
| HARTFORD FINL SVCS GROUP INC | COM | 381 | 4K | 0 |
| HENRY JACK & ASSOC INC | COM | 260 | 2K | 0 |
| HERCULES CAPITAL INC | COM | 19K | 946K | 0 |
| HERSHEY CO | COM | 1K | 6K | 0 |
| HESS CORP | COM | 3K | 18K | 0 |
| HOME DEPOT INC | COM | 39K | 114K | 0 |
| HONEYWELL INTL INC | COM | 59K | 274K | 0 |
| IDEXX LABS INC | COM | 263 | 538 | 0 |
| ILLINOIS TOOL WKS INC | COM | 453 | 2K | 0 |
| INSULET CORP | COM | 868 | 4K | 0 |
| INTEL CORP | COM | 545 | 18K | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 63K | 363K | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 4K | 8K | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 1K | 3K | 0 |
| INTUIT | COM | 1K | 2K | 0 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 179 | 12K | 0 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 10K | 49K | 0 |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 23K | 959K | 0 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 14K | 838K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 | 7K | 362K | 0 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 9K | 476K | 0 |
| IRON MTN INC DEL | COM | 362 | 4K | 0 |
| ISHARES TR | CORE S&P TTL STK | 1K | 9K | 0 |
| ISHARES TR | SELECT DIVID ETF | 214 | 2K | 0 |
| ISHARES TR | TIPS BD ETF | 365 | 3K | 0 |
| ISHARES TR | CORE S&P500 ETF | 69K | 127K | 0 |
| ISHARES TR | S&P 500 GRWT ETF | 3K | 28K | 0 |
| ISHARES TR | S&P 500 VAL ETF | 2K | 9K | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 477 | 6K | 0 |
| ISHARES TR | RUS MD CP GR ETF | 2K | 14K | 0 |
| ISHARES TR | RUS MID CAP ETF | 940 | 12K | 0 |
| ISHARES TR | CORE S&P MCP ETF | 14K | 233K | 0 |
| ISHARES TR | ISHARES SEMICDTR | 206 | 837 | 0 |
| ISHARES TR | EXPND TEC SC ETF | 220 | 2K | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 1K | 6K | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 2K | 6K | 0 |
| ISHARES TR | RUS 1000 ETF | 1K | 4K | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 831 | 4K | 0 |
| ISHARES TR | CORE S&P US GWT | 200 | 2K | 0 |
| ISHARES TR | RUSSELL 3000 ETF | 207 | 669 | 0 |
| ISHARES TR | U.S. FIN SVC ETF | 887 | 14K | 0 |
| ISHARES TR | CORE S&P SCP ETF | 621 | 6K | 0 |
| ISHARES TR | SP SMCP600VL ETF | 362 | 4K | 0 |
| ISHARES TR | S&P SML 600 GWT | 248 | 2K | 0 |
| ISHARES TR | EAFE SML CP ETF | 211 | 3K | 0 |
| ISHARES TR | IBOXX HI YD ETF | 292 | 4K | 0 |
| ISHARES TR | USD INV GRDE ETF | 13K | 264K | 0 |
| ISHARES TR | US HOME CONS ETF | 827 | 8K | 0 |
| ISHARES TR | U.S. MED DVC ETF | 482 | 9K | 0 |
| ISHARES TR | EAFE GRWTH ETF | 1K | 14K | 0 |
| ISHARES TR | 10+ YR INVST GRD | 20K | 391K | 0 |
| ISHARES TR | CORE HIGH DV ETF | 460 | 4K | 0 |
| ISHARES TR | MSCI USA MIN VOL | 643 | 8K | 0 |
| ISHARES U S ETF TR | U.S. TECH INDEPD | 1K | 13K | 0 |
| ISHARES TR | MSCI USA QLT FCT | 596 | 3K | 0 |
| ISHARES TR | CORE MSCI EAFE | 2K | 25K | 0 |
| ISHARES INC | CORE MSCI EMKT | 470 | 9K | 0 |
| ISHARES TR | 0-5YR HI YL CP | 36K | 854K | 0 |
| ISHARES TR | CORE DIV GRWTH | 206 | 4K | 0 |
| ISHARES TR | CYBERSECURITY | 535 | 12K | 0 |
| ISHARES TR | IBDS DEC28 ETF | 16K | 628K | 0 |
| ISHARES TR | CORE DIVID ETF | 3K | 66K | 0 |
| ISHARES TR | IBONDS DEC 29 | 17K | 738K | 0 |
| ISHARES TR | IBONDS DEC 2031 | 12K | 604K | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 31K | 312K | 0 |
| ISHARES TR | IBONDS DEC 2030 | 15K | 697K | 0 |
| JPMORGAN CHASE & CO. | COM | 89K | 440K | 0 |
| J P MORGAN EXCHANGE TRADED F | DIV RTN EM EQT | 257 | 5K | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 5K | 93K | 0 |
| JOHNSON & JOHNSON | COM | 59K | 404K | 0 |
| JONES LANG LASALLE INC | COM | 4K | 22K | 0 |
| KLA CORP | COM NEW | 3K | 4K | 0 |
| KENVUE INC | COM | 16K | 862K | 0 |
| KIMBERLY-CLARK CORP | COM | 933 | 7K | 0 |
| KIMCO RLTY CORP | COM | 3K | 168K | 0 |
| KINDER MORGAN INC DEL | COM | 54K | 3M | 0 |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 5K | 244K | 0 |
| LTC PPTYS INC | COM | 15K | 439K | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 8K | 34K | 0 |
| LABCORP HOLDINGS INC | COM SHS | 269 | 1K | 0 |
| LADDER CAP CORP | CL A | 13K | 1M | 0 |
| LAM RESEARCH CORP | COM | 4K | 4K | 0 |
| LANCASTER COLONY CORP | COM | 790 | 4K | 0 |
| LENNAR CORP | CL A | 7K | 47K | 0 |
| ELI LILLY & CO | COM | 5K | 6K | 0 |
| LINCOLN NATL CORP IND | COM | 15K | 488K | 0 |
| LOCKHEED MARTIN CORP | COM | 36K | 76K | 0 |
| LOWES COS INC | COM | 1K | 7K | 0 |
| M & T BK CORP | COM | 34K | 226K | 0 |
| MGIC INVT CORP WIS | COM | 5K | 251K | 0 |
| MPLX LP | COM UNIT REP LTD | 6K | 145K | 0 |
| MSCI INC | COM | 5K | 10K | 0 |
| MADISON SQUARE GRDN SPRT COR | CL A | 2K | 11K | 0 |
| MAIN STR CAP CORP | COM | 7K | 129K | 0 |
| MARATHON PETE CORP | COM | 936 | 5K | 0 |
| MARSH & MCLENNAN COS INC | COM | 355 | 2K | 0 |
| MARRIOTT INTL INC NEW | CL A | 3K | 11K | 0 |
| MARVELL TECHNOLOGY INC | COM | 577 | 8K | 0 |
| MASCO CORP | COM | 246 | 4K | 0 |
| MASTERCARD INCORPORATED | CL A | 36K | 83K | 0 |
| MCDONALDS CORP | COM | 42K | 166K | 0 |
| MCKESSON CORP | COM | 10K | 17K | 0 |
| MEDICAL PPTYS TRUST INC | COM | 71 | 16K | 0 |
| MERCK & CO INC | COM | 10K | 79K | 0 |
| METLIFE INC | COM | 12K | 178K | 0 |
| MICROSOFT CORP | COM | 256K | 572K | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 2K | 21K | 0 |
| MICRON TECHNOLOGY INC | COM | 400 | 3K | 0 |
| MONDELEZ INTL INC | CL A | 809 | 12K | 0 |
| MONSTER BEVERAGE CORP NEW | COM | 263 | 5K | 0 |
| MORGAN STANLEY | COM NEW | 613 | 6K | 0 |
| NASDAQ INC | COM | 560 | 9K | 0 |
| NCINO INC | COM | 2K | 62K | 0 |
| NETAPP INC | COM | 527 | 4K | 0 |
| NETFLIX INC | COM | 6K | 8K | 0 |
| RITHM CAPITAL CORP | COM NEW | 25K | 2M | 0 |
| NEXTERA ENERGY INC | COM | 22K | 317K | 0 |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 16K | 565K | 0 |
| NIKE INC | CL B | 533 | 7K | 0 |
| NORFOLK SOUTHN CORP | COM | 234 | 1K | 0 |
| NORTHROP GRUMMAN CORP | COM | 667 | 2K | 0 |
| NOVARTIS AG | SPONSORED ADR | 5K | 43K | 0 |
| NOVO-NORDISK A S | ADR | 2K | 12K | 0 |
| NUCOR CORP | COM | 4K | 24K | 0 |
| NVIDIA CORPORATION | COM | 106K | 858K | 0 |
| OREILLY AUTOMOTIVE INC | COM | 3K | 3K | 0 |
| OAKTREE SPECIALTY LENDING CO | COM | 4K | 217K | 0 |
| OLD DOMINION FREIGHT LINE IN | COM | 4K | 24K | 0 |
| OMNICOM GROUP INC | COM | 315 | 4K | 0 |
| OMEGA HEALTHCARE INVS INC | COM | 24K | 715K | 0 |
| ONEOK INC NEW | COM | 48K | 587K | 0 |
| ORACLE CORP | COM | 29K | 208K | 0 |
| OUTFRONT MEDIA INC | COM | 19K | 1M | 0 |
| OWENS CORNING NEW | COM | 7K | 39K | 0 |
| PJT PARTNERS INC | COM CL A | 8K | 70K | 0 |
| PNC FINL SVCS GROUP INC | COM | 3K | 19K | 0 |
| PPG INDS INC | COM | 236 | 2K | 0 |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 224 | 17K | 0 |
| PACCAR INC | COM | 263 | 3K | 0 |
| PALO ALTO NETWORKS INC | COM | 58K | 172K | 0 |
| PARK NATL CORP | COM | 1K | 8K | 0 |
| PARKER-HANNIFIN CORP | COM | 325 | 642 | 0 |
| PAYCHEX INC | COM | 325 | 3K | 0 |
| PAYPAL HLDGS INC | COM | 489 | 8K | 0 |
| PENNANTPARK INVT CORP | COM | 1K | 153K | 0 |
| PEPSICO INC | COM | 20K | 124K | 0 |
| PFIZER INC | COM | 41K | 1M | 0 |
| PHILIP MORRIS INTL INC | COM | 67K | 658K | 0 |
| PHILLIPS 66 | COM | 8K | 56K | 0 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 244 | 2K | 0 |
| PINNACLE FINL PARTNERS INC | COM | 2K | 29K | 0 |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 43K | 2M | 0 |
| POOL CORP | COM | 16K | 51K | 0 |
| PROCTER AND GAMBLE CO | COM | 4K | 25K | 0 |
| PROCORE TECHNOLOGIES INC | COM | 9K | 134K | 0 |
| PROGRESSIVE CORP | COM | 1K | 5K | 0 |
| PROLOGIS INC. | COM | 16K | 138K | 0 |
| PRUDENTIAL FINL INC | COM | 335 | 3K | 0 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 791 | 11K | 0 |
| PUBLIC STORAGE OPER CO | COM | 590 | 2K | 0 |
| QUALCOMM INC | COM | 85K | 425K | 0 |
| QUEST DIAGNOSTICS INC | COM | 32K | 231K | 0 |
| RLJ LODGING TR | CUM CONV PFD A | 1K | 42K | 0 |
| RTX CORPORATION | COM | 38K | 380K | 0 |
| RBC BEARINGS INC | COM | 7K | 28K | 0 |
| REGENERON PHARMACEUTICALS | COM | 2K | 2K | 0 |
| RELX PLC | SPONSORED ADR | 7K | 149K | 0 |
| REPUBLIC SVCS INC | COM | 694 | 4K | 0 |
| ROCKWELL AUTOMATION INC | COM | 578 | 2K | 0 |
| ROPER TECHNOLOGIES INC | COM | 342 | 606 | 0 |
| ROSS STORES INC | COM | 20K | 135K | 0 |
| SHELL PLC | SPON ADS | 442 | 6K | 0 |
| S&P GLOBAL INC | COM | 716 | 2K | 0 |
| SL GREEN RLTY CORP | COM | 1K | 24K | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 24K | 44K | 0 |
| SPDR GOLD TR | GOLD SHS | 650 | 3K | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 335 | 10K | 0 |
| SPDR SER TR | PORTFOLIO INTRMD | 25K | 781K | 0 |
| SPDR SER TR | PRTFLO S&P500 GW | 3K | 32K | 0 |
| SPDR SER TR | PRTFLO S&P500 VL | 985 | 20K | 0 |
| SPDR SER TR | PORTFOLI S&P1500 | 25K | 381K | 0 |
| SPDR SER TR | S&P 400 MDCP GRW | 266 | 3K | 0 |
| SPDR SER TR | PORTFOLIO S&P500 | 239 | 4K | 0 |
| SPDR SER TR | S&P BIOTECH | 471 | 5K | 0 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 641 | 1K | 0 |
| SPDR SER TR | BLOOMBERG SHT TE | 36K | 1M | 0 |
| SABRA HEALTH CARE REIT INC | COM | 29K | 2M | 0 |
| SALESFORCE INC | COM | 3K | 10K | 0 |
| SANOFI | SPONSORED ADR | 356 | 7K | 0 |
| SAP SE | SPON ADR | 521 | 3K | 0 |
| SCHLUMBERGER LTD | COM STK | 3K | 68K | 0 |
| SCHWAB CHARLES CORP | COM | 7K | 96K | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 284 | 5K | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 398 | 6K | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 7K | 158K | 0 |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | 1K | 27K | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 290 | 4K | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5K | 66K | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 4K | 105K | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 545 | 4K | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 625 | 7K | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 1K | 30K | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 471 | 2K | 0 |
| SERVICENOW INC | COM | 11K | 14K | 0 |
| SHERWIN WILLIAMS CO | COM | 4K | 15K | 0 |
| SIMON PPTY GROUP INC NEW | COM | 20K | 132K | 0 |
| SIXTH STREET SPECIALTY LENDI | COM | 14K | 649K | 0 |
| SMUCKER J M CO | COM NEW | 24K | 225K | 0 |
| SNOWFLAKE INC | CL A | 2K | 14K | 0 |
| SOUTHERN CO | COM | 12K | 152K | 0 |
| STARBUCKS CORP | COM | 2K | 20K | 0 |
| STARWOOD PPTY TR INC | COM | 23K | 1M | 0 |
| STRYKER CORPORATION | COM | 5K | 15K | 0 |
| SYNOPSYS INC | COM | 613 | 1K | 0 |
| TJX COS INC NEW | COM | 51K | 459K | 0 |
| TKO GROUP HOLDINGS INC | CL A | 473 | 4K | 0 |
| T-MOBILE US INC | COM | 24K | 134K | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 44K | 251K | 0 |
| TARGET CORP | COM | 28K | 191K | 0 |
| TELEDYNE TECHNOLOGIES INC | COM | 256 | 660 | 0 |
| TESLA INC | COM | 2K | 12K | 0 |
| TEXAS INSTRS INC | COM | 63K | 326K | 0 |
| THE TRADE DESK INC | COM CL A | 1K | 11K | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 64K | 115K | 0 |
| THOMSON REUTERS CORP. | COM | 313 | 2K | 0 |
| TIMKEN CO | COM | 34K | 426K | 0 |
| TORONTO DOMINION BK ONT | COM NEW | 18K | 330K | 0 |
| TOYOTA MOTOR CORP | ADS | 258 | 1K | 0 |
| TRACTOR SUPPLY CO | COM | 889 | 3K | 0 |
| TRADEWEB MKTS INC | CL A | 4K | 42K | 0 |
| TRAVEL PLUS LEISURE CO | COM | 17K | 385K | 0 |
| TRAVELERS COMPANIES INC | COM | 333 | 2K | 0 |
| TRUIST FINL CORP | COM | 17K | 433K | 0 |
| UBER TECHNOLOGIES INC | COM | 206 | 3K | 0 |
| ULTA BEAUTY INC | COM | 8K | 22K | 0 |
| UNILEVER PLC | SPON ADR NEW | 38K | 692K | 0 |
| UNION PAC CORP | COM | 2K | 8K | 0 |
| UNITED PARCEL SERVICE INC | CL B | 41K | 296K | 0 |
| UNITED RENTALS INC | COM | 22K | 35K | 0 |
| UNITEDHEALTH GROUP INC | COM | 48K | 95K | 0 |
| UTZ BRANDS INC | COM CL A | 2K | 143K | 0 |
| VALERO ENERGY CORP | COM | 373 | 2K | 0 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 345 | 4K | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2K | 11K | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 211 | 673 | 0 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 259 | 777 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 14K | 279K | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 4K | 33K | 0 |
| VANGUARD WORLD FD | CONSUM DIS ETF | 3K | 9K | 0 |
| VANGUARD WORLD FD | CONSUM STP ETF | 1K | 7K | 0 |
| VANGUARD WORLD FD | ENERGY ETF | 692 | 5K | 0 |
| VANGUARD WORLD FD | FINANCIALS ETF | 3K | 29K | 0 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 3K | 12K | 0 |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 2K | 9K | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 7K | 13K | 0 |
| VANGUARD WORLD FD | MATERIALS ETF | 578 | 3K | 0 |
| VANGUARD WORLD FD | UTILITIES ETF | 542 | 4K | 0 |
| VANGUARD WORLD FD | COMM SRVC ETF | 3K | 19K | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 667 | 15K | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 23K | 287K | 0 |
| VEEVA SYS INC | CL A COM | 581 | 3K | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 357 | 7K | 0 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4K | 8K | 0 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 333 | 2K | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 1K | 13K | 0 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 2K | 7K | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 4K | 23K | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 5K | 21K | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 1K | 5K | 0 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 747 | 4K | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 26K | 69K | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 40K | 250K | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 421 | 2K | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3K | 10K | 0 |
| VERALTO CORP | COM SHS | 5K | 55K | 0 |
| VERIZON COMMUNICATIONS INC | COM | 9K | 225K | 0 |
| VERISK ANALYTICS INC | COM | 2K | 8K | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 6K | 14K | 0 |
| VIATRIS INC | COM | 275 | 26K | 0 |
| VIRTU FINL INC | CL A | 4K | 168K | 0 |
| VISA INC | COM CL A | 43K | 164K | 0 |
| VORNADO RLTY TR | SH BEN INT | 15K | 570K | 0 |
| WP CAREY INC | COM | 36K | 646K | 0 |
| WEC ENERGY GROUP INC | COM | 365 | 5K | 0 |
| WALMART INC | COM | 17K | 248K | 0 |
| WASTE MGMT INC DEL | COM | 857 | 4K | 0 |
| WATSCO INC | COM | 8K | 17K | 0 |
| WELLS FARGO CO NEW | COM | 44K | 743K | 0 |
| WEST PHARMACEUTICAL SVSC INC | COM | 1K | 4K | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 297 | 6K | 0 |
| WHIRLPOOL CORP | COM | 13K | 131K | 0 |
| WILLIAMS COS INC | COM | 31K | 740K | 0 |
| WILLIAMS SONOMA INC | COM | 34K | 120K | 0 |
| WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 718 | 19K | 0 |
| WORLD GOLD TR | SPDR GLD MINIS | 351 | 8K | 0 |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 6K | 18K | 0 |
| ZOETIS INC | CL A | 22K | 127K | 0 |