FINANCIAL SOLUTIONS ADVISORY GROUP
FINANCIAL SOLUTIONS ADVISORY GROUP, INC. Legal Name
Adviser information for FINANCIAL SOLUTIONS ADVISORY GROUP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 340 | $700.0M |
| Non-Discretionary | 10 | $30.0M |
| Total | 350 | $730.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 340 | $700.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $30.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-62068 |
|---|---|
| SEC ERA File Number | 801-62068 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125218 |
| Legal Entity Identifier | None |
Principal Office
8700 W. BRYN MAWR AVENUE, SUITE 410-NCHICAGO
IL
United States
Monday - Friday, 8:30 - 5:00
Tel: 773-714-1540, Fax: 773-714-1550
Websites
Chief Compliance Officer
MARK C. SOEHN
PRINCIPAL, CO-FOUNDER
8700 W. BRYN MAWR AVENUE, SUITE 410-N
CHICAGO
IL
United States
Tel:
773-714-1542
Fax:
773-714-1550
M**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUNKVOLD, SCOTT, JAMES | Individual | – | PRINCIPAL, CO-FOUNDER | 01/2003 | 25-50% |
| SOEHN, MARK, CHRISTOPHER | Individual | – | PRINCIPAL, CO-FOUNDER, CHIEF COMPLIANCE OFFICER | 01/2003 | 25-50% |
| JURCZYK, SCOT, A | Individual | – | PRINCIPAL, CO-FOUNDER | 01/2003 | 25-50% |