SARASIN ASSET MANAGEMENT LIMITED
Adviser information for SARASIN ASSET MANAGEMENT LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 169 | $603.3M |
| Non-Discretionary | 0 | $0 |
| Total | 169 | $603.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 144 | $428.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.8M |
| Charitable organizations | <5 | $52.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $84.8M |
| Other | 7 | $29.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-62077 |
|---|---|
| SEC ERA File Number | 801-62077 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115788 |
| Legal Entity Identifier | None |
Principal Office
100 ST PAUL'S CHURCHYARDJUXON HOUSE
LONDON
United Kingdom
Monday - Friday, 8:00 AM - 6:00 PM (GMT)
Tel: +(44)(20)7038 7000, Fax: +(44)(20)7038 6850
Websites
Chief Compliance Officer
RICHARD W. JOCELYN
CHIEF COMPLIANCE OFFICER
100 ST PAUL'S CHURCHYARD
JUXON HOUSE
LONDON
United Kingdom
Tel:
+(44)(20)7038 7276
R**************@************K
(Full email address available in API data)
Regulatory Contact
JAMIE GRECH
COMPLIANCE OPERATIONS MANAGER
100 ST PAUL'S CHURCHYARD
JUXON HOUSE
LONDON
United Kingdom
Tel:
+(44)(0) 20 7038 7152
J**********@************K
(Full email address available in API data)
Industry Affiliates
| BANK J. SAFRA SARASIN LTD, BASEL | Banking or thrift institution |
| SARASIN & PARTNERS LLP | Other investment adviser, including financial planners |
| SARASIN FUNDS MANAGEMENT (IRELAND) LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SARASIN INVESTMENT FUNDS LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SARASIN & PARTNERS, LLP LONDON | Foreign Entity | – | SHAREHOLDER | 02/2008 | > 75% |
| BLACK, MICHAEL, JAMIE GORDON | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2000 | < 5% |
| SARABET AG, BASEL | Foreign Entity | SARASIN (U.K.) LIMITED LONDON | SHAREHOLDER-ORDINARY AND DEFERRED SHARES | 12/1996 | > 75% |
| BANK J. SAFRA SARASIN LTD, BASEL | Foreign Entity | SARABET AG, BASEL | SHAREHOLDER | 12/1975 | > 75% |
| SARASIN (U.K.) LIMITED LONDON | Foreign Entity | S.I.M. PARTNERSHIP (LONDON) LTD., LONDON | SHAREHOLDER | 06/1997 | 50-75% |
| S.I.M. PARTNERSHIP (LONDON) LTD., LONDON | Foreign Entity | SARASIN & PARTNERS, LLP LONDON | MEMBER | 07/2007 | > 75% |
| J. SAFRA HOLDINGS LUXEMBOURG SARL | Foreign Entity | J. SAFRA HOLDINGS INTERNATIONAL (LUXEMBOURG) S.A. | SHAREHOLDER | 09/2008 | > 75% |
| J. SAFRA HOLDINGS INTERNATIONAL (LUXEMBOURG) S.A. | Foreign Entity | J. SAFRA SARASIN HOLDING AG | SHAREHOLDER | 12/2008 | > 75% |
| J. SAFRA SARASIN HOLDING AG | Foreign Entity | BANK J. SAFRA SARASIN LTD, BASEL | SHAREHOLDER | 07/2012 | > 75% |
| JS INTERNATIONAL HOLDINGS LIMITED | Foreign Entity | J. SAFRA HOLDINGS LUXEMBOURG SARL | SHAREHOLDER | 06/2017 | > 75% |
| SAFRA, VICKY | Individual | JS INTERNATIONAL HOLDINGS LIMITED | SHAREHOLDER | 07/2017 | > 75% |
| SAFRA, DAVID, JOSEPH | Individual | JS INTERNATIONAL HOLDINGS LIMITED | SHAREHOLDER | 07/2017 | 25-50% |
| SAFRA, JACOB, JOSEPH | Individual | JS INTERNATIONAL HOLDINGS LIMITED | SHAREHOLDER | 07/2017 | 25-50% |
| Lanfear, Emily, Sarah | Individual | – | CHIEF LEGAL OFFICER | 08/2017 | < 5% |
| JOCELYN, RICHARD, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| COLLINS, PHILIP, ALEC JAMES | Individual | – | CO-CHIEF INVESTMENT OFFICER | 01/2022 | < 5% |
| THOMAS, JEREMY, MILES | Individual | – | CO-CHIEF INVESTMENT OFFICER | 01/2022 | < 5% |
| Temple, Timothy, James | Individual | – | PARTNER AND CHIEF OPERATING OFFICER | 07/2016 | < 5% |