Hedge Fund Database

LUTZ FINANCIAL

LUTZ FINANCIAL SERVICES, LLC Legal Name

Adviser information for LUTZ FINANCIAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Nebraska, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,014 $2.0B
Non-Discretionary 172 $257.3M
Total 2,186 $2.3B

Clients

Type Number RAUM
Individuals 275 $75.7M
HNW Individuals 369 $1.7B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 150 $494.8M
Charitable organizations <5 $27.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $4.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 15
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-62093
SEC ERA File Number 801-62093
SEC CIK Numbers 1737112
SEC CRD Numbers 117273
Legal Entity Identifier None

Principal Office

13616 CALIFORNIA STREET
SUITE 300
OMAHA
NE
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 402-827-2300, Fax: 402-827-2319

Websites

www.linkedin.com/in/alec-johnston-0ba3bb153 www.linkedin.com/in/jim-boulay-cpa-cfp-cap-2b56216 www.linkedin.com/in/alyssatrumbull www.linkedin.com/in/sam-bonebrake-70002219b www.linkedin.com/in/tomhodgsoncfp www.linkedin.com/in/nicholas-hall-cfp%c2%ae-06747177 www.linkedin.com/in/justinvossen www.lutzfinancial.com www.linkedin.com/in/joshua-jenkins-cfa-39783316 www.linkedin.com/in/austinwellsadviser www.linkedin.com/in/joe-carlson-cfp%c2%ae-603171149 twitter.com/lutzfinancial www.lutz.us/services/lutzfinancial/ twitter.com/401kadviser twitter.com/vossenjustin www.linkedin.com/in/chris-wagner-cfp%c2%ae-cpfa%c2%ae-chfc%c2%ae-980b746 www.linkedin.com/in/joehefflinger www.linkedin.com/in/jaimebordelonbriganti

Chief Compliance Officer

JAMES P. BOULAY
MANAGING MEMBER
13616 CALIFORNIA STREET
SUITE 300
OMAHA
NE
United States
Tel: 402-827-2300
Fax: 402-827-2319
(Full email address available in API data)

Industry Affiliates

LUTZ & COMPANY, P.C. Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ECTART, LLC Domestic Entity – MEMBER 08/2001 50-75%
BOULAY, JAMES, PAUL Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 03/2001 10-25%
VOSSEN, JUSTIN, BRADLEY Individual – MEMBER 01/2012 5-10%
DUREN, MARK Individual ECTART, LLC ELECTED MANAGER 08/2001
JENKINS, JOSHUA, R Individual – CHIEF INVESTMENT OFFICER AND PRINCIPAL 05/2022 < 5%

No. Employees, Historic

20100201920202021202220232024202514 on 8/8/201914 on 11/5/201915 on 3/30/202015 on 6/26/202015 on 8/13/202015 on 8/17/202015 on 3/31/202115 on 4/5/202115 on 12/2/202115 on 3/29/202215 on 4/6/202215 on 4/27/202215 on 11/3/202217 on 3/21/202317 on 3/22/202317 on 8/31/202317 on 9/25/202317 on 12/7/202318 on 2/22/202418 on 2/23/202418 on 3/28/2024

RAUM, Historic

3B2B02019202020212022202320242025963416713 on 8/8/2019963416713 on 11/5/20191189316608 on 3/30/20201189316608 on 6/26/20201189316608 on 8/13/20201189316608 on 8/17/20201433927817 on 3/31/20211433927817 on 4/5/20211433927817 on 12/2/20211818535232 on 3/29/20221818535232 on 4/6/20221818535232 on 4/27/20221818535232 on 11/3/20221731482313 on 3/21/20231731482313 on 3/22/20231731482313 on 8/31/20231731482313 on 9/25/20231731482313 on 12/7/20232279041520 on 2/22/20242279041520 on 2/23/20242279041520 on 3/28/2024

No. Clients, Historic

90045002019202020212022202320242025550 on 8/8/2019550 on 11/5/2019611 on 3/30/2020611 on 6/26/2020611 on 8/13/2020611 on 8/17/2020640 on 3/31/2021640 on 4/5/2021640 on 12/2/2021710 on 3/29/2022710 on 4/6/2022710 on 4/27/2022710 on 11/3/2022740 on 3/21/2023740 on 3/22/2023740 on 8/31/2023740 on 9/25/2023740 on 12/7/2023801 on 2/22/2024801 on 2/23/2024801 on 3/28/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 366K 2K –
ALPHABET INC CAP STK CL C 314K 2K –
AMAZON COM INC COM 590K 3K –
AMERICAN CENTY ETF TR US SML CP VALU 6M 63K –
AMERICAN CENTY ETF TR INTL EQT ETF 9M 143K –
APPLE INC COM 1M 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BROADCOM INC COM 225K 140 –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 5M 138K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 14M 228K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 5M 172K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 1M 29K –
DIMENSIONAL ETF TRUST US TARGETED VLU 8M 146K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 25M 767K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 15M 573K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 14M 447K –
ELI LILLY & CO COM 333K 368 –
ISHARES INC CORE MSCI EMKT 5M 87K –
ISHARES TR CORE S&P US VLU 10M 119K –
ISHARES TR RUSSELL 3000 ETF 4M 14K –
ISHARES TR SP SMCP600VL ETF 4M 44K –
ISHARES TR CORE S&P SCP ETF 20M 187K –
ISHARES TR RUS 2000 VAL ETF 539K 4K –
ISHARES TR 0-5 YR TIPS ETF 4M 42K –
ISHARES TR MSCI USA QLT FCT 12M 68K –
ISHARES TR NATIONAL MUN ETF 31M 289K –
ISHARES TR SHRT NAT MUN ETF 6M 54K –
ISHARES TR TIPS BD ETF 14M 132K –
ISHARES TR MBS ETF 34M 372K –
ISHARES TR CORE S&P MCP ETF 84M 1M –
ISHARES TR CORE 1 5 YR USD 4M 82K –
ISHARES TR S&P MC 400VL ETF 14M 124K –
ISHARES TR S&P 500 VAL ETF 22M 119K –
ISHARES TR RUS MID CAP ETF 330K 4K –
ISHARES TR RUSSELL 2000 ETF 733K 4K –
ISHARES TR CORE US AGGBD ET 20M 208K –
ISHARES TR ISHS 5-10YR INVT 208K 4K –
ISHARES TR RUS 1000 VAL ETF 643K 4K –
ISHARES TR MORNINGSTR US EQ 252K 3K –
ISHARES TR EAFE VALUE ETF 201K 4K –
ISHARES TR ISHS 1-5YR INVS 25M 481K –
ISHARES TR MSCI EAFE ETF 263K 3K –
ISHARES TR CORE S&P500 ETF 14M 26K –
JPMORGAN CHASE & CO. COM 315K 2K –
META PLATFORMS INC CL A 416K 825 –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 1M 10K –
PIMCO ETF TR 1-5 US TIP IDX 5M 96K –
SCHWAB STRATEGIC TR US SML CAP ETF 8M 165K –
SCHWAB STRATEGIC TR US REIT ETF 295K 15K –
SCHWAB STRATEGIC TR US TIPS ETF 44M 854K –
SCHWAB STRATEGIC TR US LCAP GR ETF 708K 7K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 1M 34K –
SCHWAB STRATEGIC TR US LRG CAP ETF 13M 205K –
SCHWAB STRATEGIC TR US MID-CAP ETF 15M 190K –
SCHWAB STRATEGIC TR US LCAP VA ETF 204K 3K –
SPDR INDEX SHS FDS MSCI EMRG MKTS 294K 5K –
SPDR S&P 500 ETF TR TR UNIT 42M 78K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 10M 20K –
SPDR SER TR PORTFOLIO S&P400 491K 10K –
SPDR SER TR S&P 600 SMCP VAL 13M 169K –
SPDR SER TR S&P 400 MDCP VAL 49M 676K –
SPDR SER TR PRTFLO S&P500 VL 108M 2M –
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 11M 125K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 14M 78K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 75M 1M –
VANGUARD BD INDEX FDS SHORT TRM BOND 19M 244K –
VANGUARD INDEX FDS LARGE CAP ETF 946K 4K –
VANGUARD INDEX FDS VALUE ETF 9M 54K –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 22K –
VANGUARD INDEX FDS TOTAL STK MKT 929K 3K –
VANGUARD INDEX FDS MID CAP ETF 1M 4K –
VANGUARD INDEX FDS SMALL CP ETF 788K 4K –
VANGUARD INDEX FDS MCAP VL IDXVIP 11M 74K –
VANGUARD INDEX FDS S&P 500 ETF SHS 125M 250K –
VANGUARD INDEX FDS SM CP VAL ETF 5M 25K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 73K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 421K 4K –
VANGUARD MALVERN FDS STRM INFPROIDX 5M 107K –
VANGUARD MUN BD FDS TAX EXEMPT BD 64M 1M –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 637K 11K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 335K 4K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 47M 612K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 1M 23K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 686K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 21K –
WISDOMTREE TR US LARGECAP DIVD 294K 4K –