PICHARDO ASSET MANAGEMENT, S.A. DE C.V.
Adviser information for PICHARDO ASSET MANAGEMENT, S.A. DE C.V. last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mexico |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $51.4M |
| Non-Discretionary | 2 | $20.4M |
| Total | 11 | $71.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 8 | $1.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $70.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 48 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-62108 |
|---|---|
| SEC ERA File Number | 801-62108 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126683 |
| Legal Entity Identifier | None |
Principal Office
ANDRES BELLO 45, 22ND FLOORCHAPULTEPEC POLANCO
MEXICO CITY
Mexico
Monday - Friday, 08:00-18:00
Tel: 52 55 5261 4600, Fax: 52 55 1084 7364
Websites
Chief Compliance Officer
MARIA EUGENIA PICHARDO SOLIS
PORTFOLIO MANAGER
ANDRES BELLO 45, 22ND FLOOR
CHAPULTEPEC POLANCO
MEXICO CITY
Mexico
Tel:
52 55 5261 4600
Fax:
52 55 1084 7364
E********@***************M
(Full email address available in API data)
Regulatory Contact
ELISA ESTEVEZ
DIRECTOR
ANDRES BELLO 45, 22ND FLOOR
CHAPULTEPEC POLANCO
MEXICO CITY
Mexico
Tel:
52 55 5261 4600
Fax:
52 55 1084 7364
E*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PICHARDO, MARIA, EUGENIA | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2003 | > 75% |
| PICHARDO, MARIA, EUGENIA | Individual | – | PORTFOLIO MANAGER | 02/2003 | > 75% |
| ESTEVEZ, DAVID | Individual | – | PORTFOLIO MANAGER | 12/2016 | < 5% |
| Elizalde, Juan, Moreras | Individual | – | PORTFOLIO MANAGER | 12/2018 | < 5% |
| Estevez, Elisa | Individual | – | CORPORATE RISK MANAGER | 10/2020 | < 5% |