Hedge Fund Database

CONNORS INVESTOR SERVICES INC

Adviser information for CONNORS INVESTOR SERVICES INC last updated from Form ADV on January 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 613 $1.1B
Non-Discretionary 0 $0
Total 613 $1.1B

Clients

Type Number RAUM
Individuals 230 $97.0M
HNW Individuals 306 $572.8M
Banking or thrift institutions 0 $0
Investment companies 1 $26.2M
Business development companies 0 $0
Pooled investment vehicles 7 $111.5M
Pension and profit sharing plans 10 $20.0M
Charitable organizations 34 $119.1M
State or municipal gov entities 12 $48.5M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 13 $57.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 379.1M
Both for Same 0
Portfolio Manager to Program Sponsor
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LPL MANAGER SELECT ASSET LPL FINANCIAL LLC

Identifiers

SEC RIA File Number 801-6211
SEC ERA File Number 801-6211
SEC CIK Numbers 884548
SEC CRD Numbers 106993
Legal Entity Identifier None

Principal Office

1210 BROADCASTING ROAD
SUITE 200
WYOMISSING
PA
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 610-376-7418, Fax: 610-376-3181

Websites

www.linkedin.com/company/connors-investor-services-inc./ www.connorsinvestor.com

Chief Compliance Officer

DEBORA M. COVELL
VICE PRESIDENT, CCO
1210 BROADCASTING ROAD
STE 200
WYOMISSING
PA
United States
Tel: 610-376-7418
Fax: 610-376-3181
(Full email address available in API data)

Regulatory Contact

PETER J. CONNORS
PRESIDENT
1210 BROADCASTING ROAD
STE 200
WYOMISSING
PA
United States
Tel: 610-376-7418
Fax: 610-376-3181
(Full email address available in API data)

Industry Affiliates

FOUNDERS, LLC Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CIS AGGRESSIVE GROWTH PARTNERS HEDGE FUND THAT DOES NOT BORROW, SELL SHORT OR CHARGE PERFORMANCE FEES $9.9M $0.1M 76
CIS BALANCED INVESTMENT PARTNERS HEDGE FUND THAT DOES NOT BORROW, SELL SHORT OR CHARGE PERFORMANCE FEES $24.8M $0.1M 78
CIS BALANCED INVESTMENT PARTNERS II HEDGE FUND THAT DOES NOT BORROW, SELL SHORT OR CHARGE PERFORMANCE FEES $9.0M $0.1M 43
CIS HEDGED GROWTH PARTNERS HEDGE FUND THAT DOES NOT BORROW, SELL SHORT OR CHARGE PERFORMANCE FEES $26.1M $0.1M 75
CIS INCOME & GROWTH PARTNERS HEDGE FUND THAT DOES NOT BORROW, SELL SHORT OR CHARGE PERFORMANCE FEES $22.7M $0.1M 78
CIS INDEX OVERWRITE PARTNERS HEDGE FUND THAT DOES NOT BORROW, SELL SHORT OR CHARGE PERFORMANCE FEES $10.8M $0.1M 56
CIS MICROCAP GROWTH PARTNERS Hedge Fund $8.1M $0.1M 56

Control Persons

Name Type Entity Title Since Ownership
MILLER, MARLIN Individual – DIRECTOR 11/1969 10-25%
SEHER, RONALD, HARRY Individual – SHAREHOLDER 04/2001 5-10%
LEAYMAN, ROBERT, CHARLES Individual – SHAREHOLDER 12/2018 < 5%
CONNORS, PETER, JAMES Individual – PRESIDENT, DIRECTOR, TREASURER, TRUSTEE 04/2001 50-75%
SILVERMAN, STEVEN Individual – SENIOR VICE PRESIDENT 01/2003 < 5%
CAGLIOLA, ROBERT, JOHN Individual – VICE PRESIDENT 04/2002 < 5%
MCCOY, BRIAN, GARY Individual – VICE PRESIDENT 03/2003 < 5%
POTTIEGER, STEVEN, EARL Individual – VICE PRESIDENT 05/2005 < 5%
FULLER, RUSSELL, JAY Individual – DIRECTOR 03/2012 < 5%
PLATT, THOMAS, RAYMOND Individual – VICE PRESIDENT 11/2013 < 5%
OXHOLM, PAUL, G Individual – DIRECTOR 08/2014 < 5%
Crawford, Kevin, Francis Individual – DIRECTOR 07/2015 < 5%
COVELL, DEBORA, M Individual – VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 10/2017 < 5%
HAHN, ROBERT, W Individual – VICE PRESIDENT 09/2017 < 5%
CONNORS, JAMES M. IRREVOCABLE TRUST Domestic Entity – SHAREHOLDER ANNA M. CONNORS TRUSTEE TO JAMES M. CONNORS IRREVOCABLE TRUST 01/2020 < 5%
CONNORS, ANNA M. REVOCABLE TRUST Domestic Entity – SHAREHOLDER ANNA M. CONNORS TRUSTEE TO ANNA M. CONNORS REVOCABLE TRUST 01/2020 < 5%
Dagenhart, Jan, Connors Individual – TRUSTEE 01/2020 < 5%
MCCALLUM, RYAN, F Individual – VICE PRESIDENT 02/2022 < 5%

No. Employees, Historic

20100201920202021202220232024202511 on 4/8/201911 on 7/24/201910 on 3/31/202010 on 6/29/202010 on 4/1/202110 on 5/10/202110 on 3/31/202210 on 4/30/202210 on 11/4/20229 on 3/30/20239 on 7/10/20239 on 7/10/20239 on 1/12/2024

RAUM, Historic

2B1B02019202020212022202320242025800677316 on 4/8/2019800677316 on 7/24/2019937543800 on 3/31/2020937543800 on 6/29/2020980099675 on 4/1/2021980099675 on 5/10/20211204640195 on 3/31/20221204640195 on 4/30/20221204640195 on 11/4/2022968328810 on 3/30/2023968328810 on 7/10/2023968328810 on 7/10/20231052513445 on 1/12/2024

No. Clients, Historic

70035002019202020212022202320242025550 on 4/8/2019550 on 7/24/2019568 on 3/31/2020568 on 6/29/2020548 on 4/1/2021548 on 5/10/2021583 on 3/31/2022583 on 4/30/2022583 on 11/4/2022602 on 3/30/2023602 on 7/10/2023602 on 7/10/2023613 on 1/12/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE COM 54M 256K –
ABBVIE COM 17M 98K –
ABBOTT LABORATORIES COM 17M 165K –
ADOBE COM 1M 2K –
AUTOMATIC DATA PROCESSING COM 500K 2K –
AFLAC COM 2M 27K –
ALBANY INTERNATIONL COM 3M 30K –
ADVANCED MICRO DEVICES COM 15M 90K –
AMN HEALTHCARE SERVICES INC COM 2M 46K –
AMERESCO INC COM 4M 139K –
AMERICAN SOFTWARE INC COM 201K 22K –
AMAZONCOM COM 28M 146K –
ANIKA THERAPEUTICS INC COM 271K 11K –
AON COM 235K 800 –
ARTIVION INC COM 4M 144K –
AEROVIRONMENT INC COM 2M 11K –
AXOS FINANCIAL INC COM 2M 42K –
AMERICAN EXPRESS COM 15M 66K –
BANK OF AMERICA COM 14M 361K –
BIOLIFE SOLUTIONS INC COM 219K 10K –
BERKSHIRE HATHAWAY CL B COM 338K 830 –
PACER US SMALL CAP CASH COWS COM 595K 14K –
CALIX INC COM 3M 85K –
CHUBB COM 17M 67K –
CONFLUENT COM 1M 50K –
COMMUNITY HEALTHCARE TRUST INC COM 220K 9K –
COLGATEPALMOLIVE COM 447K 5K –
CELLEBRITE DI LTD COM 2M 151K –
CLEAN ENERGY FUELS CORP COM 2M 796K –
CAMBIUM NETWORKS CORP COM 139K 50K –
CONOCOPHILLIPS COM 8M 67K –
COSTCO WHOLESALE COM 17M 20K –
CREDO TECHNOLOGY GROUP HOLDING LTD COM 4M 125K –
CISCO SYSTEMS COM 342K 7K –
CSX COM 336K 10K –
CALAVO GROWERS INC COM 2M 103K –
CHEVRON COM 9M 59K –
CYBERARK SOFTWARE LTD COM 3M 11K –
CRYOPORT INC COM 1M 176K –
DOORDASH COM 15M 134K –
DUPONT DE NEMOURS COM 14M 172K –
EASTERLY GOVERNMENT PROPERTIES INC COM 2M 192K –
DISCOVER FINANCIAL SERVICES COM 3M 21K –
DISNEY WALT COM 9M 91K –
DUKE ENERGY COM 329K 3K –
EURONET WORLDWIDE INC COM 207K 2K –
ISHARES MSCI EAFE INDEX COM 5M 67K –
EMERSON ELECTRIC COM 15M 133K –
EVOLUTION PETROLEUM CORP COM 255K 48K –
EATON COM 16M 50K –
FUTUREFUEL CORP COM 139K 27K –
GREEN DOT CORP COM 2M 228K –
GEN RESTAURANT GROUP INC COM 124K 14K –
GENERAL MILLS COM 274K 4K –
GENERAL MOTORS COM 292K 6K –
GLOBAL MEDICAL REIT INC COM 3M 291K –
ALPHABET CLASS A COM 25M 136K –
GOLDMAN SACHS GROUP COM 545K 1K –
GLOBAL WATER RESOURCES CORP COM 126K 10K –
HEALTHCARE SERVICES GROUP INC COM 3M 239K –
HOME DEPOT COM 487K 1K –
HONEYWELL INTERNATIONAL COM 13M 59K –
HEALTHSTREAM INC COM 3M 111K –
HERSHEY COM 2M 11K –
ISHARES CORE S&P MID-CAP ETF COM 2M 26K –
ISHARES CORE S&P SMALLCAP ETF COM 227K 2K –
IMAX CORP COM 3M 166K –
INTERNATIONAL MONEY EXPRESS INC COM 3M 129K –
INNOSPEC INC COM 3M 23K –
ITERIS INC COM 210K 49K –
ISHARES RUSSELL 2000 INDEX COM 19M 94K –
JOHNSON & JOHNSON COM 912K 6K –
JPMORGAN CHASE COM 15M 72K –
KIMBERLYCLARK COM 430K 3K –
COCACOLA COM 12M 195K –
LITHIA MOTORS INC CL A COM 266K 1K –
LINDE PLC COM 14M 31K –
LILLY ELI COM 22M 24K –
LOVESAC CO COM 2M 79K –
LOWES COM 17M 77K –
MCDONALDS COM 772K 3K –
MAUCH CHUNK TRUST FINANCIAL CORP COM 69K 10K –
SPDR S&P MIDCAP 400 ETF COM 490K 915 –
META PLATFORMS COM 14M 28K –
MARINE PRODUCTS CORP COM 111K 11K –
MERCK COM 15M 122K –
MARVELL TECHNOLOGY COM 315K 5K –
MORGAN STANLEY COM 23M 236K –
MICROSOFT COM 45M 100K –
M&T BANK CORP COM 349K 2K –
NEXTERA ENERGY RESOURCES COM 224K 3K –
SERVICENOW COM 13M 17K –
NORTHERN TECHNOLOGIES INTERNATIONAL CORP COM 169K 10K –
NVIDIA COM 29M 232K –
NV5 GLOBAL INC COM 3M 29K –
NORTHWEST PIPE CO COM 251K 7K –
REALTY INCOME COM 219K 4K –
ORION ENERGY SYSTEMS INC COM 157K 141K –
ONE GAS INC COM 3M 43K –
OMNICELL INC COM 2M 92K –
OPTIMIZERX CORP COM 191K 19K –
ORACLE COM 16M 115K –
ORGANOGENESIS HOLDINGS INC COM 196K 70K –
PHIBRO ANIMAL HEALTH CORP COM 279K 17K –
PALO ALTO NETWORKS COM 17M 51K –
PAYSIGN INC COM 194K 45K –
PRESTIGE CONSUMER HEALTHCARE INC COM 2M 35K –
PEPSICO COM 10M 62K –
PROCTER & GAMBLE COM 2M 10K –
PALANTIR TECHNOLOGIES COM 25M 969K –
PNC FINANCIAL SERVICES GROUP COM 1M 7K –
PUBLIC STORAGE COM 331K 1K –
QUANTA SERVICES COM 13M 50K –
QUALCOMM COM 405K 2K –
QUIPT HOME MEDICAL CORP COM 168K 52K –
QUEST RESOURCE HOLDING CORP COM 249K 28K –
ROBLOX COM 4M 99K –
RAYTHEON TECHNOLOGIES COM 16M 163K –
SPROUTS FARMERS MARKET INC COM 2M 29K –
SIMMONS FIRST NATIONAL CORP COM 2M 110K –
SHYFT GROUP INC COM 3M 235K –
SCHLUMBERGER COM 10M 210K –
SIMULATIONS PLUS INC COM 323K 7K –
SPDR S & P 600 SMALL CAP GROWTH COM 658K 8K –
SM ENERGY CO COM 3M 59K –
SEMTECH CORP COM 2M 73K –
SONOS INC COM 2M 102K –
SPDR S & P 500 INDEX COM 53M 98K –
SHUTTERSTOCK INC COM 2M 56K –
STRYKER COM 13M 38K –
TRANSACT TECHNOLOGIES INC COM 104K 28K –
TRUBRIDGE INC COM 2M 168K –
TARGET COM 13M 86K –
GENTHERM INC COM 2M 33K –
TJX COMPANIES COM 9M 80K –
THERMO FISHER SCIENTIFIC COM 10M 18K –
TRUPANION INC COM 3M 114K –
TYLER TECHNOLOGIES COM 6M 12K –
UMH PROPERTIES INC COM 245K 15K –
UNION PACIFIC COM 343K 2K –
VISA COM 14M 54K –
VIMEO INC COM 108K 29K –
VANGUARD S&P 500 ETF COM 286K 572 –
VANGUARD FTSE ALLWORLD EXUS SMALLCAP ETF COM 4M 34K –
VANGUARD FTSE EMERGING MARKETS ETF COM 8M 179K –
VERIZON COMMUNICATIONS COM 12M 289K –
WELLTOWER COM 12M 118K –
WELLS FARGO COM 12M 199K –
WILLDAN GROUP INC COM 299K 10K –
WAL MART STORES COM 284K 4K –
EXXONMOBIL COM 1M 9K –
ZETA GLOBAL HOLDINGS CORP COM 4M 198K –
ZYNEX INC COM 226K 24K –