SCHULTZE ASSET MANAGEMENT, LP
Adviser information for SCHULTZE ASSET MANAGEMENT, LP last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $60.5M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $60.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $8.3M |
| HNW Individuals | 1 | $4.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $42.1M |
| Pension and profit sharing plans | 1 | $128,036 |
| Charitable organizations | 2 | $390,723 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 2 | $4.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-62112 |
|---|---|
| SEC ERA File Number | 801-62112 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110927 |
| Legal Entity Identifier | None |
Principal Office
800 WESTCHESTER AVENUESUITE S-632
RYE BROOK
NY
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 914-701-5260, Fax: 914-701-5269
Chief Compliance Officer
SCARLETT W. DU
GENERAL COUNSEL
800 WESTCHESTER AVENUE
SUITE S-632
RYE BROOK
NY
United States
Tel:
914-701-5260
Fax:
914-701-5269
S**@********T
(Full email address available in API data)
Regulatory Contact
GEORGE J. SCHULTZE
MANAGING MEMBER OF SCHULTZE ASSET MANAGEMENT GP, LLC
800 WESTCHESTER AVENUE
SUITE S-632
RYE BROOK
NY
United States
Tel:
(914) 701-5260
Fax:
(914) 701-5269
S*******@********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SCHULTZE MASTER FUND, LTD. | Hedge Fund | $42.1M | $0.5M | 87 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHULTZE ASSET MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2015 | < 5% |
| SCHULTZE, GEORGE, JOACHIM SEBASTIAN | Individual | – | MANAGING MEMBER OF SCHULTZE ASSET MANAGEMENT GP, LLC | 02/1998 | > 75% |
| DU, WENMIN, NMN | Individual | – | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 11/2011 | < 5% |
| SCHULTZE, KRISTEN, JO | Individual | – | LIMITED PARTNER | 06/2015 | 5-10% |
| SCHULTZE, GEORGE, JOACHIM SEBASTIAN | Individual | SCHULTZE ASSET MANAGEMENT GP, LLC | MANAGING MEMBER | 06/2015 | > 75% |