ADVICEONE ADVISORY SERVICES, LLC
Adviser information for ADVICEONE ADVISORY SERVICES, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,217 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 4,217 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 743 | $306.5M |
| HNW Individuals | 547 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
100 WESTERN BOULEVARDGLASTONBURY
CT
United States
Monday - Friday, 8:30AM-5:00PM (MONDAY TO THURSDAY) & 8:30AM-4PM (FRIDAY)
Tel: 860-659-4900, Fax: 860-659-4909
Chief Compliance Officer
MICHAEL P. GROSSMAN
PRESIDENT
100 WESTERN BOULEVARD
GLASTONBURY
CT
United States
Tel:
860-659-4900
Fax:
860-659-4909
C*********@***************M
(Full email address available in API data)
Regulatory Contact
JANNA L. DRAKE
CHIEF EXECUTIVE OFFICER
100 WESTERN BOULEVARD
GLASTONBURY
CT
United States
Tel:
(860) 659-4900
Fax:
(860) 659-4909
C*********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GROSSMAN, MICHAEL, PAUL | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/1998 | < 5% |
| ADVICEONE LLC | Domestic Entity | – | OWNER | 09/2021 | > 75% |
| GROSSMAN, MICHAEL, PAUL | Individual | ADVICEONE LLC | MANAGING MEMBER | 09/2021 | > 75% |
| DRAKE, JANNA, L. | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2022 | < 5% |