BTC CAPITAL MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Iowa, United States

Employees

Total Number of Employees	18
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	11
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,535	$2.7B
Non-Discretionary	8	$1.2B
Total	2,543	$3.8B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	20	$3.0B
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	3	$63.0M
Pension and profit sharing plans	<5	$182.4M
Charitable organizations	31	$235.0M
State or municipal gov entities	<5	$72.2M
Other investment advisers	0	$0
Insurance companies	4	$53.7M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	22	$203.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-62140
SEC ERA File Number	801-62140
SEC CIK Numbers	1611848
SEC CRD Numbers	127158
Legal Entity Identifier	None

Principal Office

453 7TH STREET
DES MOINES
IA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic