SUSTAINABLE GROWTH ADVISERS, LP

Advisory Business

Type of Organization	Limited Partnership
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	33
Investment Advisory/Research	16
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	4

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	87	$23.9B
Non-Discretionary	0	$0
Total	87	$23.9B

Clients

Type	Number	RAUM
Individuals	248	$234.2M
HNW Individuals	12	$37.7M
Banking or thrift institutions	0	$0
Investment companies	12	$12.9B
Business development companies	0	$0
Pooled investment vehicles	18	$8.0B
Pension and profit sharing plans	18	$1.5B
Charitable organizations	5	$756.9M
State or municipal gov entities	2	$30.2M
Other investment advisers	0	$0
Insurance companies	6	$130.8M
Sovereign wealth funds and foreign official institutions	1	$221.3M
Corporations or other businesses	11	$124.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	18
No. of Non-U.S. Clients	30

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	234.2M
Both for Same	0

Portfolio Manager to Program	Sponsor
SGA U.S. LARGE CAP GROWTH	RW BAIRD & CO., INC.
GLOBAL MANAGER STRATEGIES SEPARATE ACCOUNT PROGRAM	GOLDMAN SACHS & CO

Identifiers

SEC RIA File Number	801-62151
SEC ERA File Number	801-62151
SEC CIK Numbers	1290668
SEC CRD Numbers	127447
Legal Entity Identifier	254900YJCQ391O8UQ071

Principal Office

301 TRESSER BOULEVARD
SUITE 1310
STAMFORD
CT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic