SB CAPITAL MANAGEMENT, INC.
Adviser information for SB CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,395 | $1.1B |
| Non-Discretionary | 8 | $5.7M |
| Total | 1,403 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 183 | $213.0M |
| HNW Individuals | 38 | $751.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 59 | $96.9M |
| Charitable organizations | 15 | $23.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $9.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 300 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based feesADVISORY REFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-62160 |
|---|---|
| SEC ERA File Number | 801-62160 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126826 |
| Legal Entity Identifier | None |
Principal Office
6345 BALBOA BLVD., BUILDING 4SUITE 375
ENCINO
CA
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 818-774-1000 X 105, Fax: 818-475-1633
Chief Compliance Officer
AMITHA HARICHANDRAN
CCO
6345 BALBOA BLVD., BUILDING 4
SUITE 375
ENCINO
CA
United States
Tel:
818-401-4905
Fax:
818-475-1633
A*****@**********************M
(Full email address available in API data)
Industry Affiliates
| SINGER BURKE ZIMMER KOGAN, LLP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MANZANITA FUND, LLC | Hedge Fund | $48.4M | $0.1M | 54 |
| SB CAPITAL MANAGEMENT PRIVATE EQUITY FUND I | Private Equity Fund | $0.1M | $0.1M | 30 |
| SB CAPITAL MANAGEMENT PRIVATE EQUITY FUND II | Private Equity Fund | $0.1M | $0.1M | 25 |
| SB CAPITAL MANAGEMENT PRIVATE EQUITY FUND III | Private Equity Fund | $1.6M | $0.3M | 51 |
| SBCM PRIVATE EQUITY FUND IV | Private Equity Fund | $33.7M | $0.1M | 61 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURKE, MATTHEW, ALLAN | Individual | – | CHIEF FINANCIAL OFFICER | 04/2001 | 25-50% |
| SINGER, RICHARD, S. | Individual | – | PRESIDENT | 12/2001 | 25-50% |
| HARICHANDRAN, AMITHA, K | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2011 | 10-25% |
| CONNOR, STEPHANIE, NICOLE | Individual | – | SECRETARY | 02/2012 | 10-25% |